Form 6-K - Report of foreign issuer [Rules 13a-16 and 15d-16]
August 22 2024 - 6:10AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE
SECURITIES EXCHANGE ACT OF 1934
For the Month of August 2024
Commission File Number: 001-37710
HUTCHMED (CHINA) LIMITED
(Translation of registrant’s name into English)
48th Floor, Cheung Kong Center, 2 Queen’s Road Central, Hong Kong
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ⌧ Form 40-F ◻
HUTCHMED (CHINA) LIMITED
Form 6-K
EXHIBIT INDEX
| | |
Exhibit No. | | Description |
| | |
Exhibit 99.1 | | Announcement relating to Form TR-1 of CA Fern Parent |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| HUTCHMED (CHINA) LIMITED |
| | |
| | |
| By: | /s/ Johnny Cheng |
| Name: | Johnny Cheng |
| Title: | Chief Financial Officer |
Date: August 22, 2024
Exhibit 99.1
TR-1: Standard form for notification of major holdings
| | | | |
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i |
|
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached ii: | HUTCHMED (China) Limited |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) |
Non-UK issuer | X |
2. Reason for the notification (please mark the appropriate box or boxes with an “X”) |
An acquisition or disposal of voting rights | X |
An acquisition or disposal of financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify) iii: | |
3. Details of person subject to the notification obligation iv |
Name | CA Fern Parent |
City and country of registered office (if applicable) | Mauritius |
4. Full name of shareholder(s) (if different from 3.) v |
Name | N/A |
City and country of registered office (if applicable) | N/A |
5. Date on which the threshold was crossed or reached vi: | 20 August 2024 |
6. Date on which issuer notified (DD/MM/YYYY): | 21 August 2024 |
7. Total positions of person(s) subject to the notification obligation |
| % of voting rights attached to shares (total of 8. A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer (8.A + 8.B) vii |
Resulting situation on the date on which threshold was crossed or reached | 3.54% | | 3.54% | 30,847,500 |
Position of previous notification (if applicable) | 4.81% | | 4.81% | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii |
A: Voting rights attached to shares |
Class/type of shares ISIN code (if possible) | Number of voting rights ix | % of voting rights |
| Direct (DTR5.1) | Indirect (DTR5.2.1) | Direct (DTR5.1) | Indirect (DTR5.2.1) |
Ordinary Shares KYG4672N1198 | 30,847,500 | N/A | 3.54% | N/A |
| | | | |
| | | | |
SUBTOTAL 8. A | 30,847,500 | 3.54% |
|
B 1: Financial Instruments according to DTR5.3.1R (1) (a) |
Type of financial instrument | Expiration date x | Exercise/ Conversion Period xi | Number of voting rights that may be acquired if the instrument is exercised/converted. | % of voting rights |
N/A | N/A | N/A | N/A | N/A |
| | | | |
| | | | |
| | SUBTOTAL 8. B 1 | N/A | N/A |
|
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b) |
Type of financial instrument | Expiration date x | Exercise/ Conversion Period xi | Physical or cash Settlement xii | Number of voting rights | % of voting rights |
N/A | N/A | N/A | N/A | N/A | N/A |
| | | | | |
| | | | | |
| | | SUBTOTAL 8.B.2 | N/A | N/A |
|
| | | |
9. Information in relation to the person subject to the notification obligation (please mark the applicable box with an “X”) |
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii | |
Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary) xiv | X |
Name xv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
The Carlyle Group Inc. | 3.54% | N/A | 3.54% |
CAP V Mauritius Limited | 3.17% | N/A | 3.17% |
CAP V Coinvest Mauritius Limited | Less than 3% | N/A | Less than 3% |
Carlyle Asia PE Alternative Opportunities Mauritius Limited | Less than 3% | N/A | Less than 3% |
Carlyle Asia PE Alternative Opportunities II Mauritius Limited | Less than 3% | N/A | Less than 3% |
| | | |
|
10. In case of proxy voting, please identify: |
Name of the proxy holder | |
The number and % of voting rights held | |
The date until which the voting rights will be held | |
|
11. Additional information xvi |
CA Fern Parent is wholly owned by CAP V Mauritius Limited, CAP V Coinvest Mauritius Limited, Carlyle Asia PE Alternative Opportunities Mauritius Limited and Carlyle Asia PE Alternative Opportunities II Mauritius Limited, which are, by and through their control affiliates (including their respective general partners), ultimately controlled (directly or indirectly) by The Carlyle Group Inc., but The Carlyle Group Inc. has no beneficial interest in the underlying securities of HUTCHMED (China) Limited. |
| |
Place of completion | Hong Kong |
Date of completion | 21 August 2024 |
HUTCHMED China (NASDAQ:HCM)
Historical Stock Chart
From Jul 2024 to Aug 2024
HUTCHMED China (NASDAQ:HCM)
Historical Stock Chart
From Aug 2023 to Aug 2024