Statement of Changes in Beneficial Ownership (4)
January 25 2022 - 1:18PM
Edgar (US Regulatory)
FORM 4
[ ]
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Davis Brian |
2. Issuer Name and Ticker or Trading Symbol
HOME BANCSHARES INC
[
HOMB
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) Chief Financial Officer |
(Last)
(First)
(Middle)
P.O. BOX 966 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
1/21/2022 |
(Street)
CONWAY, AR 72033
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock - Restricted Stock | 1/21/2022 | | A | | 3000 (1) | A | $0.00 | 7000 (2)(3)(4) | D | |
Common Stock - Performance Based | | | | | | | | 10000 (5)(6) | D | |
Common Stock | | | | | | | | 70659 (7) | D | |
Common Stock | | | | | | | | 7128 | I | By IRA |
Common Stock | | | | | | | | 2567.6573 (8) | I | By 401(k) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option | $16.77 | | | | | | | (9) | 4/16/2024 | Common Stock | 20000 | | 20000 | D | |
Performance Stock Option | $18.46 | | | | | | | (10) | 8/23/2025 | Common Stock | 100000 | | 100000 | D | |
Stock Option | $16.86 | | | | | | | (11) | 3/11/2025 | Common Stock | 50000 | | 50000 | D | |
Performance Stock Option | $23.32 | | | | | | | (12) | 7/19/2028 | Common Stock | 20000 | | 20000 | D | |
Explanation of Responses: |
(1) | Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date. |
(2) | Restricted Stock granted on January 22, 2021 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date |
(3) | Restricted Stock granted on January 27, 2020 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date. |
(4) | The reporting person had 2,000 shares of restricted stock vest since the last filing. |
(5) | The reporting person had 6,666 shares of performance based restricted stock vest since the last filing. |
(6) | The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock will begin vesting on March 31, 2022. |
(7) | The reporting person had 2,000 shares of restricted stock vest and 6,666 shares of performance based restricted stock vest since the last filing. |
(8) | Includes 56.1080 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing. |
(9) | The option is exercisable in five equal annual installments. The first installment became exercisable on April 17, 2015. |
(10) | Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016. |
(11) | The option is exercisable in five equal annual installments. The first installment becomes exercisable on March 12, 2016. |
(12) | The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock options will begin vesting on March 31, 2022. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Davis Brian P.O. BOX 966 CONWAY, AR 72033 | X |
| Chief Financial Officer |
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Signatures
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/s/ Brian Davis by Micah Osborne | | 1/25/2022 |
**Signature of Reporting Person | Date |
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