Current Report Filing (8-k)
March 11 2021 - 8:33AM
Edgar (US Regulatory)
0001708176
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2021-03-10
2021-03-10
0001708176
HOFV:CommonStock0.0001ParValuePerShareMember
2021-03-10
2021-03-10
0001708176
HOFV:WarrantsToPurchase1.Member
2021-03-10
2021-03-10
iso4217:USD
xbrli:shares
iso4217:USD
xbrli:shares
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF
THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
March 10, 2021
HALL OF FAME RESORT & ENTERTAINMENT
COMPANY
(Exact name of registrant as specified in
its charter)
Delaware
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001-38363
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84-3235695
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(State or other jurisdiction
of incorporation)
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(Commission File Number)
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(IRS Employer
Identification No.)
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2626 Fulton Drive NW
Canton, OH 44718
(Address of principal executive offices,
including zip code)
Registrant’s telephone number, including
area code: (330) 458-9176
(Former name or former address, if changed since last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol(s)
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Name of each exchange on
which registered
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Common Stock, $0.0001 par value per share
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HOFV
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Nasdaq Capital Market
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Warrants to purchase 1.421333 shares of Common Stock
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HOFVW
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Nasdaq Capital Market
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Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act.
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Item 2.02
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Results of Operations and Financial Condition.
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On March 10, 2021,
Hall of Fame Resort & Entertainment Company (the “Company”) issued a press release relating to its results for
the quarter ended December 31, 2020. A copy of the press release is furnished herewith as Exhibit 99.1. A slide presentation, which
includes supplemental information relating to the Company’s fourth quarter and fiscal year earnings, is furnished herewith
as Exhibit 99.2.
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Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned
hereunto duly authorized.
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HALL OF FAME RESORT &
ENTERTAINMENT COMPANY
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By:
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/s/ Michael Crawford
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Name: Michael Crawford
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Title: President and Chief Executive Officer
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Dated: March 11, 2021
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