Current Report Filing (8-k)
December 04 2020 - 5:08PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
DATE OF REPORT (DATE OF EARLIEST EVENT REPORTED):
December 3, 2020
GOOD WORKS ACQUISITION CORP.
(Exact Name of Registrant as Specified
in its Charter)
DELAWARE
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001-39625
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85-1614529
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(State or Other Jurisdiction of Incorporation or Organization)
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(Commission File No.)
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(I.R.S. Employer Identification No.)
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4265 San Felipe, Suite 603
Houston, Texas 77027
(Address of principal executive offices and
zip code)
(713) 468-2717
(Registrant’s telephone number, including
area code)
(Former name or former address, if changed from
last report)
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions
(see General Instruction A.2. below):
☐ Written communications pursuant
to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ Soliciting material pursuant to Rule 14a-12
under the Exchange Act (17 CFR 240.14a-12)
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☐ Pre-commencement communications pursuant to
Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐ Pre-commencement communications pursuant to
Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-14(c)).
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Indicate by check mark whether the
registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). Emerging growth company ☒
If an emerging growth company, indicate
by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial
accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Securities registered pursuant to Section
12(b) of the Act:
Title of each class
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Trading Symbol (s)
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Name of each exchange on which registered
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Units, each consisting of one share of common stock, $0.001 par value and one-half of one redeemable warrant
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GWACU
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The NASDAQ Stock Market LLC
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Common Stock, par value $.001 per share
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GWAC
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The NASDAQ Stock Market LLC
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Warrants, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 per whole share
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GWACW
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The NASDAQ Stock Market LLC
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On December 3, 2020, Good
Works Acquisition Corp. (the “Company”) issued a press release, a copy of which is attached as Exhibit 99.1 to this
Current Report on Form 8-K, announcing that, on December 7, 2020, the Company’s units will no longer trade, and that the
Company’s common stock and redeemable warrants, which together comprise the units will commence trading separately. The
common stock and warrants will be listed on the Nasdaq Capital Market and trade with the ticker symbols “GWAC” and
“GWACW”, respectively. This is a mandatory and automatic separation, and no action is required by the holders of units.
Item 9.01
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Financial Statements and Exhibits.
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EXHIBIT INDEX
1
SIGNATURE
Pursuant to the
requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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GOOD WORKS ACQUISITION CORP.
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Date: December 4, 2020
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By:
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/s/ Cary Grossman
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Cary Grossman
President
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