Current Report Filing (8-k)
November 07 2013 - 5:19PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
___________________________________
FORM 8-K
Current
Report Pursuant to Section 13 or 15(d) of
the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
November 7, 2013
FULL CIRCLE CAPITAL CORPORATION
(Exact name of registrant as specified in
its charter)
Maryland | |
814-00809 | |
27-2411476 |
(State or other jurisdiction | |
(Commission File Number) | |
(I.R.S. Employer Identification No.) |
of incorporation) | |
| |
|
800 Westchester Ave., Suite S-620
Rye Brook, NY 10573
(Address of principal
executive offices and zip code)
Registrant’s
telephone number, including area code: (914) 220-6300
Check the appropriate box below if the Form 8-K is intended
to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities
Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange
Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b)
under the Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c)
under the Exchange Act (17 CFR 240.13e-4(c))
Item 1.01. Entry into a Material Definitive Agreement.
On November 6, 2013, Full Circle Capital
Corporation entered into an amendment to its revolving credit facility with Santander Bank, N.A. (formerly known as Sovereign Bank,
N.A.) to increase the size of the facility from $32,500,000 to $45,000,000 (the “Amendment”).
The description above is only a summary
of the material provisions of the Amendment and is qualified in its entirety by reference to the Amendment, which is filed as Exhibit
10.1 to this current report on Form 8-K and incorporated by reference herein.
Item 2.03. Creation of a Direct Financial Obligation or an
Obligation Under an Off-Balance Sheet Arrangement of a Registrant.
The information provided in Item 1.01 of
this Current Report on Form 8-K is incorporated by reference into this Item 2.03.
Item 9.01. Financial Statements and Exhibits
| Exhibit No. | Description
|
| 10.1 | Second Amendment to Credit Agreement by and among Full Circle Capital Corporation, Santander Bank, N.A, (formerly known as
Sovereign Bank, N.A.), as agent, and the lenders party thereto, dated as of November 6, 2013. |
SIGNATURES
Pursuant to the requirements of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: November 7, 2013 |
FULL CIRCLE CAPITAL CORPORATION |
|
|
|
|
By: |
/s/ John E.Stuart__________________
John E. Stuart
President and Chief Executive Officer |
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