Current Report Filing (8-k)
December 13 2018 - 6:14AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported): December 13, 2018 (December 13, 2018)
FRED’S,
INC.
(Exact
Name of Registrant as Specified in Charter)
Commission
File Number 001-14565
Tennessee
|
62-0634010
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(State
or Other Jurisdiction
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(I.R.S.
Employer
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of
Incorporation)
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Identification
No.)
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4300
New Getwell Road, Memphis, Tennessee 38118
(Address
of principal executive offices)
(901)
365-8880
Registrant’s
telephone number, including area code
Not
Applicable
(Former
Name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
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☐
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Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter). ☐
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☐
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Emerging
growth company
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If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period
for complying with any new or revised financing accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
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ITEM
2.02.
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RESULTS
OF OPERATIONS AND FINANCIAL CONDITION.
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On
December 13, 2018, Fred’s, Inc. (the “Company”) issued a press release announcing the Company’s financial
results for the third quarter and nine months ended November 3, 2018. The full text of the press release is furnished as Exhibit
99.1 and is incorporated herein by reference.
The
information in this Current Report on Form 8-K (including Exhibit 99.1) is being furnished pursuant to Item 2.02 of Form 8-K and
shall not be deemed to be “filed” for any purpose, including for the purposes of Section 18 of the Securities Exchange
Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it
be deemed to be incorporated by reference into any previous or future filings by the Company under the Exchange Act or the Securities
Act of 1933, as amended.
ITEM
9.01.
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FINANCIAL
STATEMENTS AND EXHIBITS.
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99.1
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Press
Release of Fred’s, Inc., dated December 13, 2018.
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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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FRED’S,
INC.
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(Registrant)
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Date: December
13, 2018
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By:
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/s/
Joseph M. Anto
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Name:
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Joseph
M. Anto
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Title:
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Interim
Chief Executive Officer, Executive Vice President, Chief Financial Officer and Secretary
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EXHIBIT
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