Current Report Filing (8-k)
July 05 2019 - 8:36AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 OR 15(d) of the Securities Exchange Act of 1934
Date
of Report (Date of earliest event reported)
July 2, 2019
FlexShopper,
Inc.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
001-37945
|
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20-5456087
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(State
or other jurisdiction
of
incorporation
|
|
(Commission
File Number)
|
|
(IRS
Employer
Identification
No.)
|
901
Yamato Road, Ste. 260
Boca
Raton, FL
|
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33431
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(Address
of principal executive offices)
|
|
(Zip
Code)
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Registrant's
telephone number, including area code (855) 353-9289
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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|
|
☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
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☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)
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☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, $0.0001 Par Value
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FPAY
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The
Nasdaq Stock Market LLC
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Warrants,
each to purchase one share of Common Stock
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FPAYW
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The
Nasdaq Stock Market LLC
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Item
8.01. Other Events.
On
July 2, 2019, FlexShopper (the “Company”) issued a press release with regard to the Company regaining compliance with
The NASDAQ Stock Market listing requirements. A copy of the press release is furnished as Exhibit 99.1 to this Current Report
on Form 8-K.
Forward-Looking
Statements
Certain
statements in this Current Report on Form 8-K may constitute “forward-looking statements” within the meaning of the
federal securities laws. Forward-looking statements, which are based on certain assumptions and describe the Company’s future
plans, strategies and expectations, can generally be identified by the use of forward-looking terms such as “believe,”
“expect,” “may,” “will,” “should,” “could,” “seek,” “intend,”
“plan,” “goal,” “estimate,” “anticipate,” or other comparable terms. Examples
of forward-looking statements include statements regarding regaining compliance with the Minimum Bid Price Requirement. These
statements involve a number of risks, uncertainties and other factors that could cause actual results to differ materially, as
discussed in the Company’s Annual Report on
Form 10-K
filed with the Securities and Exchange Commission on March 11, 2019
and the Company’s subsequent Quarterly Reports on Form 10-Q. The forward-looking statements made in this Current Report
on Form 8-K speak only as of the date of this Current Report on Form 8-K, and the Company assumes no obligation to update any
such forward-looking statements to reflect actual results or changes in expectations, except as otherwise required by law.
Item
9.01. Financial Statements and Exhibits.
(d) Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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FlexShopper,
Inc.
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July
5, 2019
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By:
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/s/
Brad Bernstein
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Brad
Bernstein, Chief Executive Officer
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2
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