Current Report Filing (8-k)
December 16 2019 - 5:27PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section
13 or
15(d) of the Securities
Exchange Act of 1934
Date of Report: December 16, 2019
(Date of earliest event reported)
Firsthand Technology Value Fund, Inc.
(Exact name of registrant as specified in its
charter)
Maryland
(State or other jurisdiction of incorporation)
|
814-00830
(Commission File Number)
|
27-3008946
(IRS Employer Identification Number)
|
|
|
|
150 Almaden Blvd.,
Suite 1250 San Jose, CA
(Address of principal executive offices)
|
|
95113
(Zip Code)
|
(800) 976-8776
(Registrant's telephone number, including area
code)
Not Applicable
(Former Name or Former Address, if changed since
last report)
Check the appropriate box below
if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following
provisions: [ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[ ] Soliciting material pursuant to Rule
14a-12 under the Exchange Act (17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant
to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) [ ] Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Securities registered pursuant to Section 12(b) of the
Act
Title of each class
|
Trading Symbol(s)
|
Name of each exchange on which registered
|
Common stock, par value $0.001 per share
|
SVVC
|
The NASDAQ Global Select Market
|
Indicate by check mark whether the registrant
is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2
of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
[ ] Emerging
growth company
[ ] If an emerging
growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with
any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
On December 16, 2019, Firsthand Technology Value Fund, Inc. (the “Fund”) issued a press release announcing the
commencement of a “modified Dutch auction” tender offer (the “Tender Offer”) to purchase up to $4
million of its common stock at a price per share not less than $6.00 and not greater than $8.00, in $0.10 increments. The
Tender Offer will commence today and will expire at 5:00 P.M. Eastern Standard Time on January 30, 2020, or on such later
date to which the offer is extended.
A copy of the Press Release is filed as Exhibit 99.1 to this Form
8-K and is incorporated herein by reference.
|
Item 9.01
|
Financial Statements and Exhibits.
|
Exhibits
|
Description
|
Exhibit No. 99.1
|
Press Release of Firsthand Technology Value Fund, Inc. issued on December 16, 2019. entitled "Firsthand Technology Value Fund, Inc. Announces Commencement of Tender Offer.”
|
SIGNATURE
Pursuant to the requirements of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
FIRSTHAND TECHNOLOGY VALUE FUND, INC.
|
|
December 16, 2019
|
|
|
|
|
By:
|
/s/ KEVIN LANDIS
|
|
|
|
Kevin Landis
|
|
|
|
President
|
|
Exhibit Index
Exhibit No. 99.1
|
Press Release of Firsthand Technology Value Fund, Inc. issued on December 16, 2019. entitled "Firsthand Technology Value Fund, Inc. Announces Commencement of Tender Offer.”
|
Firsthand Technology Value (NASDAQ:SVVC)
Historical Stock Chart
From Jun 2024 to Jul 2024
Firsthand Technology Value (NASDAQ:SVVC)
Historical Stock Chart
From Jul 2023 to Jul 2024