- Current report filing (8-K)
October 09 2009 - 8:01AM
Edgar (US Regulatory)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of report (date of earliest event reported):
October 8, 2009
Finisar Corporation
(Exact name of registrant as specified in its charter)
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Delaware
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000-27999
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94-3038428
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(State or other jurisdiction of
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(Commission File No.)
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(I.R.S. Employer Identification
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incorporation)
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No.)
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1389 Moffett Park Drive
Sunnyvale, CA 94089
(Address of principal executive offices)
Registrants telephone number, including area code:
(408) 548-1000
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the
filing obligation of the registrant under any of the following provisions (see General Instruction
A.2. below):
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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o
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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o
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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Item 1.01 Entry into a Material Definitive Agreement
On October 8, 2009, Finisar Corporation, a Delaware corporation (the Company), entered into
a purchase agreement (the Purchase Agreement) with Piper Jaffray & Co., as the initial purchaser
(the Initial Purchaser), pursuant to which the Company has agreed to issue and sell, and the
Initial Purchaser has agreed to purchase, $90 million aggregate principal amount of 5.0%
Convertible Senior Notes due 2029 (the Notes) for resale to qualified institutional buyers pursuant to exemptions from the registration requirements of the Securities Act of
1933, as amended (the Act), afforded by Section 4(2) of the Act and Rule 144A under the Act.
Pursuant to the Purchase Agreement, the Company also granted the Initial Purchaser an option to
purchase up to an additional $10 million aggregate principal amount of the Notes solely to cover
over-allotments, if any.
The Purchase Agreement contains customary representations and warranties of the parties and
indemnification and contribution provisions whereby the Company and the Initial Purchaser have
agreed to indemnify each other against certain liabilities. The offering of the Notes is expected
to close on October 14, 2009, subject to satisfaction of customary closing conditions.
On October 9, 2009, the Company issued a press release announcing the pricing of the Notes.
The press release is attached hereto as Exhibit 99.1 to this Current Report on Form 8-K and is
incorporated by reference in this Item 1.01.
Item 9.01 Financial Statements and Exhibits
(d) Exhibits
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Exhibit No.
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Description
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99.1
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Press Release of Finisar Corporation dated October 9, 2009
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2
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: October 9, 2009
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Finisar Corporation
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By:
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/s/ Stephen K. Workman
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Stephen K. Workman
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Senior Vice President, Finance and
Chief Financial Officer
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EXHIBIT INDEX
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Exhibit No.
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Description
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99.1
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Press Release of Finisar Corporation dated October 9, 2009
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