Quarterly Schedule of Portfolio Holdings of Registered Management Investment Company (n-q)
October 25 2013 - 2:11PM
Edgar (US Regulatory)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-Q
Quarterly Schedule of Portfolio Holdings of Registered
Management Investment Company
Investment Company Act file number:
811-22025
ING Separate Portfolios Trust
(Exact name of registrant as specified in charter)
7337 E. Doubletree Ranch Rd., Suite 100, Scottsdale, AZ 85258
(Address of principal executive offices) (Zip code)
The Corporation Trust Incorporated, 300 E. Lombard Street, Baltimore, MD 21202
(Name and address of agent for service)
Registrants telephone number, including area code:
1-800-992-0180
Date of fiscal year end:
|
|
May 31
|
|
|
|
Date of reporting period:
|
|
August 31, 2013
|
Item 1. Schedule of Investments
The schedules of investments as of the close of the reporting period are set forth below for:
ING R
ETIREMENT
S
OLUTION
2020 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
EXCHANGE-TRADED FUNDS: 18.5%
|
77
|
|
|
|
|
|
iShares Barclays 20+ Year Treasury Bond Fund
|
|
$
|
8,161
|
|
|
|
1.5
|
|
305
|
|
|
|
|
|
iShares MSCI EMU Index Fund
|
|
|
10,577
|
|
|
|
1.9
|
|
258
|
|
|
|
|
|
iShares Barclays Aggregate Bond Fund
|
|
|
27,402
|
|
|
|
5.0
|
|
346
|
|
|
|
|
|
iShares Barclays TIPS Bond Fund
|
|
|
38,317
|
|
|
|
7.1
|
|
91
|
|
|
|
|
|
iShares MSCI EAFE Index Fund
|
|
|
5,384
|
|
|
|
1.0
|
|
52
|
|
|
|
|
|
|
|
|
5,427
|
|
|
|
1.0
|
|
137
|
|
|
|
|
|
SPDR Barclays Capital High Yield Bond ETF
|
|
|
5,435
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $102,933)
|
|
|
100,703
|
|
|
|
18.5
|
|
|
|
|
Affiliated Investment Companies: 81.4%
|
3,168
|
|
|
|
|
|
ING Core Equity Research FundClass I
|
|
|
49,013
|
|
|
|
9.0
|
|
3,082
|
|
|
|
|
|
ING Global Bond FundClass R6
|
|
|
32,480
|
|
|
|
6.0
|
|
6,069
|
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
49,219
|
|
|
|
9.1
|
|
5,383
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
52,108
|
|
|
|
9.6
|
|
2,392
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
24,280
|
|
|
|
4.5
|
|
3,956
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
46,562
|
|
|
|
8.6
|
|
2,863
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
34,789
|
|
|
|
6.4
|
|
2,067
|
|
|
|
|
|
ING Mid Cap Value FundClass I
|
|
|
29,479
|
|
|
|
5.4
|
|
1,193
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
30,085
|
|
|
|
5.5
|
|
2,269
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
24,347
|
|
|
|
4.5
|
|
878
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
14,928
|
|
|
|
2.7
|
|
3,349
|
|
|
|
|
|
ING Short Term Bond FundClass R6
|
|
|
33,325
|
|
|
|
6.1
|
|
1,257
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
21,632
|
|
|
|
4.0
|
|
|
|
|
|
|
|
Total Mutual Funds
(Cost $452,237)
|
|
|
442,247
|
|
|
|
81.4
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $555,170)
|
|
$
|
542,950
|
|
|
|
99.9
|
|
|
|
|
|
|
|
Assets in Excess of Other Liabilities
|
|
|
406
|
|
|
|
0.1
|
|
|
|
|
|
|
|
|
|
$
|
543,356
|
|
|
|
100.0
|
|
@
|
|
Non-income producing security
|
|
|
Cost for federal income tax purposes is $555,448.
|
Net unrealized depreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(12,498
|
)
|
Net Unrealized Depreciation
|
|
|
|
$
|
(12,498
|
)
|
ING R
ETIREMENT
S
OLUTION
2020 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for
Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level 2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
100,703
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
100,703
|
|
|
|
|
|
|
442,247
|
|
|
|
|
|
|
|
|
|
|
|
442,247
|
|
Total Investments, at fair value
|
|
|
|
$
|
542,950
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
542,950
|
|
ING R
ETIREMENT
S
OLUTION
2020 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Transactions with Affiliates
An investment of at least 5% of the voting securities of an
issuer, or a company which is under common control results in that issuer becoming an affiliated person as defined by the 1940 Act.
The following table provides transactions during the period
ended August 31, 2013, where the following issuers were considered an affiliate:
Issuer
|
|
|
|
Beginning
Market Value
at 5/31/13
|
|
Purchases
at Cost
|
|
Sales
at Cost
|
|
Change in
Unrealized
Appreciated/
(Depreciation)
|
|
Ending
Market Value
at 8/31/13
|
|
Investment
Income
|
|
Realized
Gains/(Losses)
|
|
Net Capital
Gain
Distributions
|
ING Core Equity Research FundClass I
|
|
|
|
$
|
5,802
|
|
|
$
|
70,463
|
|
|
$
|
(25,563
|
)
|
|
$
|
(1,689
|
)
|
|
$
|
49,013
|
|
|
$
|
27
|
|
|
$
|
843
|
|
|
$
|
|
|
ING Global Bond FundClass I
|
|
|
|
|
3,183
|
|
|
|
|
|
|
|
(3,362
|
)
|
|
|
179
|
|
|
|
|
|
|
|
11
|
|
|
|
|
|
|
|
|
|
ING Global Bond FundClass R6
|
|
|
|
|
|
|
|
|
33,697
|
|
|
|
(8
|
)
|
|
|
(1,209
|
)
|
|
|
32,480
|
|
|
|
136
|
|
|
|
(1
|
)
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
|
|
3,733
|
|
|
|
51,713
|
|
|
|
(5,013
|
)
|
|
|
(1,214
|
)
|
|
|
49,219
|
|
|
|
337
|
|
|
|
42
|
|
|
|
|
|
ING Intermediate Bond FundClass I
|
|
|
|
|
5,053
|
|
|
|
|
|
|
|
(5,154
|
)
|
|
|
101
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
|
|
|
|
|
|
111,018
|
|
|
|
(58,213
|
)
|
|
|
(697
|
)
|
|
|
52,108
|
|
|
|
209
|
|
|
|
(444
|
)
|
|
|
1
|
|
ING International Core FundClass I
|
|
|
|
|
4,719
|
|
|
|
27,706
|
|
|
|
(7,192
|
)
|
|
|
(953
|
)
|
|
|
24,280
|
|
|
|
|
|
|
|
221
|
|
|
|
|
|
ING Large Cap Growth FundClass I
|
|
|
|
|
4,475
|
|
|
|
|
|
|
|
(4,048
|
)
|
|
|
(427
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
|
|
|
|
|
|
46,812
|
|
|
|
(9
|
)
|
|
|
(241
|
)
|
|
|
46,562
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Large Cap Value FundClass I
|
|
|
|
|
3,422
|
|
|
|
|
|
|
|
(3,017
|
)
|
|
|
(405
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
|
|
|
|
|
|
35,942
|
|
|
|
(7
|
)
|
|
|
(1,146
|
)
|
|
|
34,789
|
|
|
|
19
|
|
|
|
1
|
|
|
|
204
|
|
ING Mid Cap Value FundClass I
|
|
|
|
|
2,925
|
|
|
|
27,671
|
|
|
|
(6
|
)
|
|
|
(1,111
|
)
|
|
|
29,479
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING MidCap Opportunities FundClass I
|
|
|
|
|
2,906
|
|
|
|
|
|
|
|
(2,609
|
)
|
|
|
(297
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING MidCap Opportunities Fund Class R6
|
|
|
|
|
|
|
|
|
30,280
|
|
|
|
(6
|
)
|
|
|
(189
|
)
|
|
|
30,085
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
|
|
|
|
|
|
24,989
|
|
|
|
(2
|
)
|
|
|
(640
|
)
|
|
|
24,347
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
|
|
1,539
|
|
|
|
15,153
|
|
|
|
(4
|
)
|
|
|
(1,760
|
)
|
|
|
14,928
|
|
|
|
9
|
|
|
|
|
|
|
|
|
|
ING Short Term Bond FundClass I
|
|
|
|
|
3,187
|
|
|
|
30,204
|
|
|
|
(33,395
|
)
|
|
|
4
|
|
|
|
|
|
|
|
17
|
|
|
|
|
|
|
|
|
|
ING Short Term Bond FundClass R6
|
|
|
|
|
|
|
|
|
33,434
|
|
|
|
(2
|
)
|
|
|
(107
|
)
|
|
|
33,325
|
|
|
|
43
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass I
|
|
|
|
|
2,120
|
|
|
|
|
|
|
|
(1,840
|
)
|
|
|
(280
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
|
|
|
|
|
|
21,965
|
|
|
|
(4
|
)
|
|
|
(329
|
)
|
|
|
21,632
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
|
|
|
|
$
|
43,064
|
|
|
$
|
561,047
|
|
|
$
|
(149,454
|
)
|
|
$
|
(12,410
|
)
|
|
$
|
442,247
|
|
|
$
|
808
|
|
|
$
|
666
|
|
|
$
|
205
|
|
ING R
ETIREMENT
S
OLUTION
2025 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
EXCHANGE-TRADED FUNDS: 16.7%
|
7
|
|
|
|
|
|
iShares Barclays 20+ Year Treasury Bond Fund
|
|
$
|
742
|
|
|
|
1.4
|
|
30
|
|
|
|
|
|
iShares MSCI EMU Index Fund
|
|
|
1,040
|
|
|
|
2.0
|
|
28
|
|
|
|
|
|
iShares Barclays Aggregate Bond Fund
|
|
|
2,974
|
|
|
|
5.5
|
|
18
|
|
|
|
|
|
iShares MSCI EAFE Index Fund
|
|
|
1,065
|
|
|
|
2.0
|
|
11
|
|
|
|
|
|
iShares S&P 500 Index Fund/US
|
|
|
1,808
|
|
|
|
3.4
|
|
7
|
|
|
|
|
|
|
|
|
731
|
|
|
|
1.4
|
|
13
|
|
|
|
|
|
SPDR Barclays Capital High Yield Bond ETF
|
|
|
516
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $9,049)
|
|
|
8,876
|
|
|
|
16.7
|
|
|
|
|
Affiliated Investment Companies: 83.1%
|
229
|
|
|
|
|
|
ING Core Equity Research FundClass I
|
|
|
3,542
|
|
|
|
6.7
|
|
146
|
|
|
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
1,539
|
|
|
|
2.9
|
|
294
|
|
|
|
|
|
ING Global Bond FundClass R6
|
|
|
3,100
|
|
|
|
5.8
|
|
590
|
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
4,781
|
|
|
|
9.0
|
|
245
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
2,371
|
|
|
|
4.5
|
|
282
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
2,866
|
|
|
|
5.4
|
|
434
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
5,104
|
|
|
|
9.5
|
|
331
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
4,023
|
|
|
|
7.6
|
|
247
|
|
|
|
|
|
ING Mid Cap Value FundClass I
|
|
|
3,527
|
|
|
|
6.6
|
|
140
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
3,538
|
|
|
|
6.6
|
|
274
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
2,940
|
|
|
|
5.5
|
|
88
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
1,498
|
|
|
|
2.8
|
|
325
|
|
|
|
|
|
ING Short Term Bond FundClass R6
|
|
|
3,234
|
|
|
|
6.1
|
|
128
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
2,202
|
|
|
|
4.1
|
|
|
|
|
|
|
|
Total Mutual Funds
(Cost $42,397)
|
|
|
44,265
|
|
|
|
83.1
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $51,446)
|
|
$
|
53,141
|
|
|
|
99.8
|
|
|
|
|
|
|
|
Assets in Excess of Other Liabilities
|
|
|
92
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
$
|
53,233
|
|
|
|
100.0
|
|
@
|
|
Non-income producing security
|
|
|
Cost for federal income tax purposes is $51,501.
|
Net unrealized appreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
2,657
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(1,017
|
)
|
Net Unrealized Appreciation
|
|
|
|
$
|
1,640
|
|
ING R
ETIREMENT
S
OLUTION
2025 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for
Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level 2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
8,876
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
8,876
|
|
|
|
|
|
|
44,265
|
|
|
|
|
|
|
|
|
|
|
|
44,265
|
|
Total Investments, at fair value
|
|
|
|
$
|
53,141
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
53,141
|
|
ING R
ETIREMENT
S
OLUTION
2025 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Transactions with Affiliates
An investment of at least 5% of the voting securities of an
issuer, or a company which is under common control results in that issuer becoming an affiliated person as defined by the 1940 Act.
The following table provides transactions during the period
ended August 31, 2013, where the following issuers were considered an affiliate:
Issuer
|
|
|
|
Beginning
Market Value
at 5/31/13
|
|
Purchases
at Cost
|
|
Sales
at Cost
|
|
Change in
Unrealized
Appreciated/
(Depreciation)
|
|
Ending
Market Value
at 8/31/13
|
|
Investment
Income
|
|
Realized
Gains/(Losses)
|
|
Net Capital
Gain
Distributions
|
ING Core Equity Research FundClass I
|
|
|
|
$
|
3,476
|
|
|
$
|
16
|
|
|
$
|
(13
|
)
|
|
$
|
63
|
|
|
$
|
3,542
|
|
|
$
|
16
|
|
|
$
|
2
|
|
|
$
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
|
|
1,599
|
|
|
|
40
|
|
|
|
(3
|
)
|
|
|
(97
|
)
|
|
|
1,539
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Global Bond FundClass I
|
|
|
|
|
3,213
|
|
|
|
|
|
|
|
(3,393
|
)
|
|
|
180
|
|
|
|
|
|
|
|
11
|
|
|
|
|
|
|
|
|
|
ING Global Bond FundClass R6
|
|
|
|
|
|
|
|
|
3,427
|
|
|
|
(7
|
)
|
|
|
(320
|
)
|
|
|
3,100
|
|
|
|
23
|
|
|
|
(1
|
)
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
|
|
3,768
|
|
|
|
1,140
|
|
|
|
(9
|
)
|
|
|
(118
|
)
|
|
|
4,781
|
|
|
|
62
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass I
|
|
|
|
|
2,447
|
|
|
|
|
|
|
|
(2,501
|
)
|
|
|
54
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
|
|
|
|
|
|
2,521
|
|
|
|
(15
|
)
|
|
|
(135
|
)
|
|
|
2,371
|
|
|
|
20
|
|
|
|
(1
|
)
|
|
|
1
|
|
ING International Core FundClass I
|
|
|
|
|
5,842
|
|
|
|
|
|
|
|
(2,831
|
)
|
|
|
(145
|
)
|
|
|
2,866
|
|
|
|
|
|
|
|
82
|
|
|
|
|
|
ING Large Cap Growth FundClass I
|
|
|
|
|
5,064
|
|
|
|
|
|
|
|
(4,576
|
)
|
|
|
(488
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
|
|
|
|
|
|
4,576
|
|
|
|
(9
|
)
|
|
|
537
|
|
|
|
5,104
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Large Cap Value FundClass I
|
|
|
|
|
3,986
|
|
|
|
|
|
|
|
(3,514
|
)
|
|
|
(472
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
|
|
|
|
|
|
3,773
|
|
|
|
(7
|
)
|
|
|
257
|
|
|
|
4,023
|
|
|
|
22
|
|
|
|
1
|
|
|
|
237
|
|
ING Mid Cap Value FundClass I
|
|
|
|
|
3,504
|
|
|
|
|
|
|
|
(6
|
)
|
|
|
29
|
|
|
|
3,527
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING MidCap Opportunities FundClass I
|
|
|
|
|
3,477
|
|
|
|
|
|
|
|
(3,112
|
)
|
|
|
(365
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
|
|
|
|
|
|
3,112
|
|
|
|
(24
|
)
|
|
|
450
|
|
|
|
3,538
|
|
|
|
|
|
|
|
4
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
|
|
|
|
|
|
2,899
|
|
|
|
(3
|
)
|
|
|
44
|
|
|
|
2,940
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
|
|
1,584
|
|
|
|
49
|
|
|
|
(3
|
)
|
|
|
(132
|
)
|
|
|
1,498
|
|
|
|
9
|
|
|
|
|
|
|
|
|
|
ING Short Term Bond FundClass I
|
|
|
|
|
3,242
|
|
|
|
8
|
|
|
|
(3,253
|
)
|
|
|
3
|
|
|
|
|
|
|
|
8
|
|
|
|
|
|
|
|
|
|
ING Short Term Bond FundClass R6
|
|
|
|
|
|
|
|
|
3,253
|
|
|
|
(3
|
)
|
|
|
(16
|
)
|
|
|
3,234
|
|
|
|
4
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass I
|
|
|
|
|
2,155
|
|
|
|
|
|
|
|
(1,872
|
)
|
|
|
(283
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
|
|
|
|
|
|
1,872
|
|
|
|
(20
|
)
|
|
|
350
|
|
|
|
2,202
|
|
|
|
|
|
|
|
4
|
|
|
|
|
|
|
|
|
|
$
|
43,357
|
|
|
$
|
26,686
|
|
|
$
|
(25,174
|
)
|
|
$
|
(604
|
)
|
|
$
|
44,265
|
|
|
$
|
175
|
|
|
$
|
93
|
|
|
$
|
238
|
|
ING R
ETIREMENT
S
OLUTION
2030 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
EXCHANGE-TRADED FUNDS: 16.5%
|
7
|
|
|
|
|
|
iShares Barclays 20+ Year Treasury Bond Fund
|
|
$
|
742
|
|
|
|
1.4
|
|
30
|
|
|
|
|
|
iShares MSCI EMU Index Fund
|
|
|
1,040
|
|
|
|
1.9
|
|
21
|
|
|
|
|
|
iShares Barclays Aggregate Bond Fund
|
|
|
2,231
|
|
|
|
4.1
|
|
18
|
|
|
|
|
|
iShares MSCI EAFE Index Fund
|
|
|
1,065
|
|
|
|
2.0
|
|
13
|
|
|
|
|
|
iShares S&P 500 Index Fund/US
|
|
|
2,137
|
|
|
|
4.0
|
|
11
|
|
|
|
|
|
|
|
|
1,148
|
|
|
|
2.1
|
|
13
|
|
|
|
|
|
SPDR Barclays Capital High Yield Bond ETF
|
|
|
516
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $9,019)
|
|
|
8,879
|
|
|
|
16.5
|
|
|
|
|
|
Affiliated Investment Companies: 83.3%
|
248
|
|
|
|
|
|
ING Core Equity Research FundClass I
|
|
|
3,844
|
|
|
|
7.1
|
|
197
|
|
|
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
2,077
|
|
|
|
3.8
|
|
597
|
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
4,842
|
|
|
|
8.9
|
|
123
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
1,186
|
|
|
|
2.2
|
|
318
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
3,225
|
|
|
|
6.0
|
|
576
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
6,778
|
|
|
|
12.5
|
|
469
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
5,699
|
|
|
|
10.5
|
|
249
|
|
|
|
|
|
ING Mid Cap Value FundClass I
|
|
|
3,554
|
|
|
|
6.6
|
|
142
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
3,590
|
|
|
|
6.7
|
|
301
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
3,227
|
|
|
|
6.0
|
|
88
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
1,497
|
|
|
|
2.8
|
|
329
|
|
|
|
|
|
ING Short Term Bond FundClass R6
|
|
|
3,273
|
|
|
|
6.1
|
|
128
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
2,208
|
|
|
|
4.1
|
|
|
|
|
|
|
|
Total Mutual Funds
(Cost $42,412)
|
|
|
45,000
|
|
|
|
83.3
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $51,431)
|
|
$
|
53,879
|
|
|
|
99.8
|
|
|
|
|
|
|
|
Assets in Excess of Other Liabilities
|
|
|
96
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
$
|
53,975
|
|
|
|
100.0
|
|
@
|
|
Non-income producing security
|
|
|
Cost for federal income tax purposes is $51,482.
|
Net unrealized appreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
3,046
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(649
|
)
|
Net Unrealized Appreciation
|
|
|
|
$
|
2,397
|
|
ING R
ETIREMENT
S
OLUTION
2030 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for
Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level 2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
8,879
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
8,879
|
|
|
|
|
|
|
45,000
|
|
|
|
|
|
|
|
|
|
|
|
45,000
|
|
Total Investments, at fair value
|
|
|
|
$
|
53,879
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
53,879
|
|
ING R
ETIREMENT
S
OLUTION
2030 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Transactions with Affiliates
An investment of at least 5% of the voting securities of an
issuer, or a company which is under common control results in that issuer becoming an affiliated person as defined by the 1940 Act.
The following table provides transactions during the period
ended August 31, 2013, where the following issuers were considered an affiliate:
Issuer
|
|
|
|
Beginning
Market Value
at 5/31/13
|
|
Purchases
at Cost
|
|
Sales
at Cost
|
|
Change in
Unrealized
Appreciated/
(Depreciation)
|
|
Ending
Market Value
at 8/31/13
|
|
Investment
Income
|
|
Realized
Gains/(Losses)
|
|
Net Capital
Gain
Distributions
|
ING Core Equity Research FundClass I
|
|
|
|
$
|
3,772
|
|
|
$
|
18
|
|
|
$
|
(14
|
)
|
|
$
|
68
|
|
|
$
|
3,844
|
|
|
$
|
18
|
|
|
$
|
2
|
|
|
$
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
|
|
2,120
|
|
|
|
90
|
|
|
|
(5
|
)
|
|
|
(128
|
)
|
|
|
2,077
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
|
|
3,813
|
|
|
|
1,157
|
|
|
|
(10
|
)
|
|
|
(118
|
)
|
|
|
4,842
|
|
|
|
63
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass I
|
|
|
|
|
1,228
|
|
|
|
|
|
|
|
(1,254
|
)
|
|
|
26
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
|
|
|
|
|
|
1,264
|
|
|
|
(11
|
)
|
|
|
(67
|
)
|
|
|
1,186
|
|
|
|
10
|
|
|
|
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
|
|
6,428
|
|
|
|
110
|
|
|
|
(3,152
|
)
|
|
|
(161
|
)
|
|
|
3,225
|
|
|
|
|
|
|
|
92
|
|
|
|
|
|
ING Large Cap Growth FundClass I
|
|
|
|
|
6,724
|
|
|
|
|
|
|
|
(6,059
|
)
|
|
|
(665
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
|
|
|
|
|
|
6,059
|
|
|
|
(12
|
)
|
|
|
731
|
|
|
|
6,778
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Large Cap Value FundClass I
|
|
|
|
|
5,647
|
|
|
|
|
|
|
|
(4,979
|
)
|
|
|
(668
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
|
|
|
|
|
|
5,347
|
|
|
|
(11
|
)
|
|
|
363
|
|
|
|
5,699
|
|
|
|
31
|
|
|
|
1
|
|
|
|
336
|
|
ING Mid Cap Value FundClass I
|
|
|
|
|
3,531
|
|
|
|
|
|
|
|
(6
|
)
|
|
|
29
|
|
|
|
3,554
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING MidCap Opportunities FundClass I
|
|
|
|
|
3,509
|
|
|
|
|
|
|
|
(3,139
|
)
|
|
|
(370
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
|
|
|
|
|
|
3,139
|
|
|
|
(6
|
)
|
|
|
457
|
|
|
|
3,590
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
|
|
|
|
|
|
3,205
|
|
|
|
(26
|
)
|
|
|
48
|
|
|
|
3,227
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
|
|
1,573
|
|
|
|
59
|
|
|
|
(3
|
)
|
|
|
(132
|
)
|
|
|
1,497
|
|
|
|
9
|
|
|
|
|
|
|
|
|
|
ING Short Term Bond FundClass I
|
|
|
|
|
3,281
|
|
|
|
8
|
|
|
|
(3,292
|
)
|
|
|
3
|
|
|
|
|
|
|
|
8
|
|
|
|
|
|
|
|
|
|
ING Short Term Bond FundClass R6
|
|
|
|
|
|
|
|
|
3,292
|
|
|
|
(3
|
)
|
|
|
(16
|
)
|
|
|
3,273
|
|
|
|
4
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass I
|
|
|
|
|
2,166
|
|
|
|
|
|
|
|
(1,880
|
)
|
|
|
(286
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
|
|
|
|
|
|
1,880
|
|
|
|
(25
|
)
|
|
|
353
|
|
|
|
2,208
|
|
|
|
|
|
|
|
5
|
|
|
|
|
|
|
|
|
|
$
|
43,792
|
|
|
$
|
25,628
|
|
|
$
|
(23,887
|
)
|
|
$
|
(533
|
)
|
|
$
|
45,000
|
|
|
$
|
143
|
|
|
$
|
104
|
|
|
$
|
336
|
|
ING R
ETIREMENT
S
OLUTION
2035 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
EXCHANGE-TRADED FUNDS: 14.1%
|
7
|
|
|
|
|
|
iShares Barclays 20+ Year Treasury Bond Fund
|
|
$
|
742
|
|
|
|
1.4
|
|
30
|
|
|
|
|
|
iShares MSCI EMU Index Fund
|
|
|
1,041
|
|
|
|
1.9
|
|
16
|
|
|
|
|
|
iShares Barclays Aggregate Bond Fund
|
|
|
1,699
|
|
|
|
3.1
|
|
18
|
|
|
|
|
|
iShares MSCI EAFE Index Fund
|
|
|
1,065
|
|
|
|
2.0
|
|
15
|
|
|
|
|
|
iShares S&P 500 Index Fund/US
|
|
|
2,466
|
|
|
|
4.5
|
|
1
|
|
|
|
|
|
|
|
|
104
|
|
|
|
0.2
|
|
13
|
|
|
|
|
|
SPDR Barclays Capital High Yield Bond ETF
|
|
|
516
|
|
|
|
1.0
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $7,668)
|
|
|
7,633
|
|
|
|
14.1
|
|
|
|
|
Affiliated Investment Companies
: 85.7%
|
269
|
|
|
|
|
|
ING Core Equity Research FundClass I
|
|
|
4,155
|
|
|
|
7.7
|
|
293
|
|
|
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
3,098
|
|
|
|
5.7
|
|
596
|
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
4,837
|
|
|
|
8.9
|
|
68
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
662
|
|
|
|
1.2
|
|
420
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
4,263
|
|
|
|
7.9
|
|
604
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
7,107
|
|
|
|
13.1
|
|
494
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
6,002
|
|
|
|
11.1
|
|
251
|
|
|
|
|
|
ING Mid Cap Value FundClass I
|
|
|
3,572
|
|
|
|
6.6
|
|
143
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
3,609
|
|
|
|
6.6
|
|
402
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
4,318
|
|
|
|
8.0
|
|
89
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
1,514
|
|
|
|
2.8
|
|
110
|
|
|
|
|
|
ING Short Term Bond FundClass R6
|
|
|
1,097
|
|
|
|
2.0
|
|
129
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
2,215
|
|
|
|
4.1
|
|
|
|
|
|
|
|
Total Mutual Funds
(Cost $43,743)
|
|
|
46,449
|
|
|
|
85.7
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $51,411)
|
|
$
|
54,082
|
|
|
|
99.8
|
|
|
|
|
|
|
|
Assets in Excess of Other Liabilities
|
|
|
86
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
$
|
54,168
|
|
|
|
100.0
|
|
@
|
|
Non-income producing security
|
|
|
Cost for federal income tax purposes is $51,436.
|
Net unrealized appreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
3,243
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(597
|
)
|
Net Unrealized Appreciation
|
|
|
|
$
|
2,646
|
|
ING R
ETIREMENT
S
OLUTION
2035 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for
Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level 2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
7,633
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
7,633
|
|
|
|
|
|
|
46,449
|
|
|
|
|
|
|
|
|
|
|
|
46,449
|
|
Total Investments, at fair value
|
|
|
|
$
|
54,082
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
54,082
|
|
ING R
ETIREMENT
S
OLUTION
2035 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Transactions with Affiliates
An investment of at least 5% of the voting securities of an
issuer, or a company which is under common control results in that issuer becoming an affiliated person as defined by the 1940 Act.
The following table provides transactions during the period
ended August 31, 2013, where the following issuers were considered an affiliate:
Issuer
|
|
|
|
Beginning
Market Value
at 5/31/13
|
|
Purchases
at Cost
|
|
Sales
at Cost
|
|
Change in
Unrealized
Appreciated/
(Depreciation)
|
|
Ending
Market Value
at 8/31/13
|
|
Investment
Income
|
|
Realized
Gains/(Losses)
|
|
Net Capital
Gain
Distributions
|
ING Core Equity Research FundClass I
|
|
|
|
$
|
4,077
|
|
|
$
|
19
|
|
|
$
|
(15
|
)
|
|
$
|
74
|
|
|
$
|
4,155
|
|
|
$
|
19
|
|
|
$
|
2
|
|
|
$
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
|
|
3,240
|
|
|
|
60
|
|
|
|
(7
|
)
|
|
|
(195
|
)
|
|
|
3,098
|
|
|
|
|
|
|
|
(1
|
)
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
|
|
3,833
|
|
|
|
1,132
|
|
|
|
(10
|
)
|
|
|
(118
|
)
|
|
|
4,837
|
|
|
|
63
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass I
|
|
|
|
|
686
|
|
|
|
|
|
|
|
(700
|
)
|
|
|
14
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
|
|
|
|
|
|
706
|
|
|
|
(6
|
)
|
|
|
(38
|
)
|
|
|
662
|
|
|
|
6
|
|
|
|
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
|
|
8,635
|
|
|
|
25
|
|
|
|
(4,182
|
)
|
|
|
(215
|
)
|
|
|
4,263
|
|
|
|
|
|
|
|
121
|
|
|
|
|
|
ING Large Cap Growth FundClass I
|
|
|
|
|
7,049
|
|
|
|
|
|
|
|
(6,352
|
)
|
|
|
(697
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
|
|
|
|
|
|
6,352
|
|
|
|
(13
|
)
|
|
|
768
|
|
|
|
7,107
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Large Cap Value FundClass I
|
|
|
|
|
5,947
|
|
|
|
|
|
|
|
(5,243
|
)
|
|
|
(704
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
|
|
|
|
|
|
5,630
|
|
|
|
(11
|
)
|
|
|
383
|
|
|
|
6,002
|
|
|
|
33
|
|
|
|
1
|
|
|
|
354
|
|
ING Mid Cap Value FundClass I
|
|
|
|
|
3,550
|
|
|
|
|
|
|
|
(6
|
)
|
|
|
28
|
|
|
|
3,572
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING MidCap Opportunities FundClass I
|
|
|
|
|
3,527
|
|
|
|
|
|
|
|
(3,155
|
)
|
|
|
(372
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
|
|
|
|
|
|
3,155
|
|
|
|
(6
|
)
|
|
|
460
|
|
|
|
3,609
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
|
|
|
|
|
|
4,285
|
|
|
|
(31
|
)
|
|
|
64
|
|
|
|
4,318
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
|
|
1,611
|
|
|
|
40
|
|
|
|
(4
|
)
|
|
|
(133
|
)
|
|
|
1,514
|
|
|
|
10
|
|
|
|
|
|
|
|
|
|
ING Short Term Bond FundClass I
|
|
|
|
|
1,099
|
|
|
|
3
|
|
|
|
(1,103
|
)
|
|
|
1
|
|
|
|
|
|
|
|
3
|
|
|
|
|
|
|
|
|
|
ING Short Term Bond FundClass R6
|
|
|
|
|
|
|
|
|
1,103
|
|
|
|
(1
|
)
|
|
|
(5
|
)
|
|
|
1,097
|
|
|
|
1
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass I
|
|
|
|
|
2,177
|
|
|
|
|
|
|
|
(1,890
|
)
|
|
|
(287
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
|
|
|
|
|
|
1,890
|
|
|
|
(29
|
)
|
|
|
354
|
|
|
|
2,215
|
|
|
|
|
|
|
|
6
|
|
|
|
|
|
|
|
|
|
$
|
45,431
|
|
|
$
|
24,400
|
|
|
$
|
(22,764
|
)
|
|
$
|
(618
|
)
|
|
$
|
46,449
|
|
|
$
|
135
|
|
|
$
|
134
|
|
|
$
|
354
|
|
ING R
ETIREMENT
S
OLUTION
2040 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
EXCHANGE-TRADED FUNDS: 14.1%
|
7
|
|
|
|
|
|
iShares Barclays 20+ Year Treasury Bond Fund
|
|
$
|
742
|
|
|
|
1.4
|
|
29
|
|
|
|
|
|
iShares MSCI EMU Index Fund
|
|
|
1,006
|
|
|
|
1.8
|
|
15
|
|
|
|
|
|
iShares Barclays Aggregate Bond Fund
|
|
|
1,593
|
|
|
|
2.9
|
|
18
|
|
|
|
|
|
iShares MSCI EAFE Index Fund
|
|
|
1,065
|
|
|
|
1.9
|
|
17
|
|
|
|
|
|
iShares S&P 500 Index Fund/US
|
|
|
2,794
|
|
|
|
5.2
|
|
13
|
|
|
|
|
|
SPDR Barclays Capital High Yield Bond ETF
|
|
|
516
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $7,696)
|
|
|
7,716
|
|
|
|
14.1
|
|
|
|
|
Affiliated Investment Companies: 85.8%
|
287
|
|
|
|
|
|
ING Core Equity Research FundClass I
|
|
|
4,446
|
|
|
|
8.1
|
|
307
|
|
|
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
3,238
|
|
|
|
5.9
|
|
401
|
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
3,256
|
|
|
|
6.0
|
|
26
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
256
|
|
|
|
0.5
|
|
423
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
4,291
|
|
|
|
7.9
|
|
678
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
7,977
|
|
|
|
14.5
|
|
565
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
6,867
|
|
|
|
12.6
|
|
272
|
|
|
|
|
|
ING Mid Cap Value FundClass I
|
|
|
3,873
|
|
|
|
7.1
|
|
155
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
3,913
|
|
|
|
7.2
|
|
407
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
4,363
|
|
|
|
8.0
|
|
90
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
1,524
|
|
|
|
2.8
|
|
164
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
2,821
|
|
|
|
5.2
|
|
|
|
|
|
|
|
Total Mutual Funds
(Cost $43,706)
|
|
|
46,825
|
|
|
|
85.8
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $51,402)
|
|
$
|
54,541
|
|
|
|
99.9
|
|
|
|
|
|
|
|
Assets in Excess of Other Liabilities
|
|
|
77
|
|
|
|
0.1
|
|
|
|
|
|
|
|
|
|
$
|
54,618
|
|
|
|
100.0
|
|
@
|
|
Non-income producing security
|
|
|
Cost for federal income tax purposes is $51,410.
|
Net unrealized appreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
3,650
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(519
|
)
|
Net Unrealized Appreciation
|
|
|
|
$
|
3,131
|
|
ING R
ETIREMENT
S
OLUTION
2040 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for
Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level 2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
7,716
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
7,716
|
|
|
|
|
|
|
46,825
|
|
|
|
|
|
|
|
|
|
|
|
46,825
|
|
Total Investments, at fair value
|
|
|
|
$
|
54,541
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
54,541
|
|
ING R
ETIREMENT
S
OLUTION
2040 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Transactions with Affiliates
An investment of at least 5% of the voting securities of an
issuer, or a company which is under common control results in that issuer becoming an affiliated person as defined by the 1940 Act.
The following table provides transactions during the period
ended August 31, 2013, where the following issuers were considered an affiliate:
Issuer
|
|
|
|
Beginning
Market Value
at 5/31/13
|
|
Purchases
at Cost
|
|
Sales
at Cost
|
|
Change in
Unrealized
Appreciated/
(Depreciation)
|
|
Ending
Market Value
at 8/31/13
|
|
Investment
Income
|
|
Realized
Gains/(Losses)
|
|
Net Capital
Gain
Distributions
|
ING Core Equity Research FundClass I
|
|
|
|
$
|
4,363
|
|
|
$
|
20
|
|
|
$
|
(16
|
)
|
|
$
|
79
|
|
|
$
|
4,446
|
|
|
$
|
20
|
|
|
$
|
2
|
|
|
$
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
|
|
3,252
|
|
|
|
190
|
|
|
|
(7
|
)
|
|
|
(197
|
)
|
|
|
3,238
|
|
|
|
|
|
|
|
(1
|
)
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
|
|
2,205
|
|
|
|
1,129
|
|
|
|
(6
|
)
|
|
|
(72
|
)
|
|
|
3,256
|
|
|
|
39
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass I
|
|
|
|
|
552
|
|
|
|
|
|
|
|
(564
|
)
|
|
|
12
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
|
|
|
|
|
|
567
|
|
|
|
(297
|
)
|
|
|
(14
|
)
|
|
|
256
|
|
|
|
3
|
|
|
|
(15
|
)
|
|
|
|
|
ING International Core FundClass I
|
|
|
|
|
8,692
|
|
|
|
30
|
|
|
|
(4,215
|
)
|
|
|
(216
|
)
|
|
|
4,291
|
|
|
|
|
|
|
|
121
|
|
|
|
|
|
ING Large Cap Growth FundClass I
|
|
|
|
|
7,913
|
|
|
|
|
|
|
|
(7,125
|
)
|
|
|
(788
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
|
|
|
|
|
|
7,125
|
|
|
|
(15
|
)
|
|
|
867
|
|
|
|
7,977
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
ING Large Cap Value FundClass I
|
|
|
|
|
6,804
|
|
|
|
|
|
|
|
(5,999
|
)
|
|
|
(805
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
|
|
|
|
|
|
6,441
|
|
|
|
(13
|
)
|
|
|
439
|
|
|
|
6,867
|
|
|
|
38
|
|
|
|
2
|
|
|
|
405
|
|
ING Mid Cap Value FundClass I
|
|
|
|
|
3,849
|
|
|
|
|
|
|
|
(7
|
)
|
|
|
31
|
|
|
|
3,873
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING MidCap Opportunities FundClass I
|
|
|
|
|
3,825
|
|
|
|
|
|
|
|
(3,417
|
)
|
|
|
(408
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
|
|
|
|
|
|
3,417
|
|
|
|
(7
|
)
|
|
|
503
|
|
|
|
3,913
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
|
|
|
|
|
|
4,320
|
|
|
|
(22
|
)
|
|
|
65
|
|
|
|
4,363
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
|
|
1,621
|
|
|
|
40
|
|
|
|
(4
|
)
|
|
|
(133
|
)
|
|
|
1,524
|
|
|
|
10
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass I
|
|
|
|
|
2,760
|
|
|
|
|
|
|
|
(2,398
|
)
|
|
|
(362
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
|
|
|
|
|
|
2,398
|
|
|
|
(25
|
)
|
|
|
448
|
|
|
|
2,821
|
|
|
|
|
|
|
|
5
|
|
|
|
|
|
|
|
|
|
$
|
45,836
|
|
|
$
|
25,677
|
|
|
$
|
(24,137
|
)
|
|
$
|
(551
|
)
|
|
$
|
46,825
|
|
|
$
|
110
|
|
|
$
|
119
|
|
|
$
|
405
|
|
ING R
ETIREMENT
S
OLUTION
2045 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
EXCHANGE-TRADED FUNDS: 15.0%
|
7
|
|
|
|
|
|
iShares Barclays 20+ Year Treasury Bond Fund
|
|
$
|
742
|
|
|
|
1.4
|
|
31
|
|
|
|
|
|
iShares MSCI EMU Index Fund
|
|
|
1,075
|
|
|
|
2.0
|
|
16
|
|
|
|
|
|
iShares Barclays Aggregate Bond Fund
|
|
|
1,699
|
|
|
|
3.1
|
|
18
|
|
|
|
|
|
iShares MSCI EAFE Index Fund
|
|
|
1,065
|
|
|
|
1.9
|
|
19
|
|
|
|
|
|
iShares S&P 500 Index Fund/US
|
|
|
3,124
|
|
|
|
5.7
|
|
13
|
|
|
|
|
|
SPDR Barclays Capital High Yield Bond ETF
|
|
|
516
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $8,174)
|
|
|
8,221
|
|
|
|
15.0
|
|
|
|
|
|
Affiliated Investment Companies: 84.9%
|
307
|
|
|
|
|
|
ING Core Equity Research FundClass I
|
|
|
4,743
|
|
|
|
8.7
|
|
311
|
|
|
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
3,285
|
|
|
|
6.0
|
|
134
|
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
1,087
|
|
|
|
2.0
|
|
28
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
266
|
|
|
|
0.5
|
|
474
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
4,815
|
|
|
|
8.8
|
|
702
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
8,267
|
|
|
|
15.0
|
|
590
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
7,172
|
|
|
|
13.0
|
|
273
|
|
|
|
|
|
ING Mid Cap Value FundClass I
|
|
|
3,889
|
|
|
|
7.1
|
|
152
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
3,824
|
|
|
|
7.0
|
|
458
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
4,917
|
|
|
|
9.0
|
|
90
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
1,525
|
|
|
|
2.8
|
|
158
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
2,713
|
|
|
|
5.0
|
|
|
|
|
|
|
|
Total Mutual Funds
(Cost $43,231)
|
|
|
46,503
|
|
|
|
84.9
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $51,405)
|
|
$
|
54,724
|
|
|
|
99.9
|
|
|
|
|
|
|
|
Assets in Excess of Other Liabilities
|
|
|
80
|
|
|
|
0.1
|
|
|
|
|
|
|
|
|
|
$
|
54,804
|
|
|
|
100.0
|
|
@
|
|
Non-income producing security
|
|
|
Cost for federal income tax purposes is $51,410.
|
Net unrealized appreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
3,783
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(469
|
)
|
Net Unrealized Appreciation
|
|
|
|
$
|
3,314
|
|
ING R
ETIREMENT
S
OLUTION
2045 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level
2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
8,221
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
8,221
|
|
|
|
|
|
|
46,503
|
|
|
|
|
|
|
|
|
|
|
|
46,503
|
|
Total Investments, at fair value
|
|
|
|
$
|
54,724
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
54,724
|
|
ING R
ETIREMENT
S
OLUTION
2045 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Transactions with Affiliates
An investment of at least 5% of the voting securities of an
issuer, or a company which is under common control results in that issuer becoming an affiliated person as defined by the 1940 Act.
The following table provides transactions during the period
ended August 31, 2013, where the following issuers were considered an affiliate:
Issuer
|
|
|
|
Beginning
Market Value
at 5/31/13
|
|
Purchases
at Cost
|
|
Sales
at Cost
|
|
Change in
Unrealized
Appreciated/
(Depreciation)
|
|
Ending
Market Value
at 8/31/13
|
|
Investment
Income
|
|
Realized
Gains/(Losses)
|
|
Net Capital
Gain
Distributions
|
ING Core Equity Research FundClass I
|
|
|
|
$
|
4,654
|
|
|
$
|
22
|
|
|
$
|
(17
|
)
|
|
$
|
84
|
|
|
$
|
4,743
|
|
|
$
|
22
|
|
|
$
|
2
|
|
|
$
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
|
|
2,728
|
|
|
|
726
|
|
|
|
(7
|
)
|
|
|
(162
|
)
|
|
|
3,285
|
|
|
|
|
|
|
|
(1
|
)
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
|
|
1,107
|
|
|
|
16
|
|
|
|
(4
|
)
|
|
|
(32
|
)
|
|
|
1,087
|
|
|
|
16
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass I
|
|
|
|
|
277
|
|
|
|
|
|
|
|
(280
|
)
|
|
|
3
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
|
|
|
|
|
|
282
|
|
|
|
(4
|
)
|
|
|
(12
|
)
|
|
|
266
|
|
|
|
2
|
|
|
|
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
|
|
9,818
|
|
|
|
|
|
|
|
(4,758
|
)
|
|
|
(245
|
)
|
|
|
4,815
|
|
|
|
|
|
|
|
137
|
|
|
|
|
|
ING Large Cap Growth FundClass I
|
|
|
|
|
8,200
|
|
|
|
|
|
|
|
(7,379
|
)
|
|
|
(821
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
|
|
|
|
|
|
7,379
|
|
|
|
(15
|
)
|
|
|
903
|
|
|
|
8,267
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
ING Large Cap Value FundClass I
|
|
|
|
|
7,105
|
|
|
|
|
|
|
|
(6,263
|
)
|
|
|
(842
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
|
|
|
|
|
|
6,726
|
|
|
|
(14
|
)
|
|
|
460
|
|
|
|
7,172
|
|
|
|
39
|
|
|
|
2
|
|
|
|
423
|
|
ING Mid Cap Value FundClass I
|
|
|
|
|
3,864
|
|
|
|
|
|
|
|
(7
|
)
|
|
|
32
|
|
|
|
3,889
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING MidCap Opportunities FundClass I
|
|
|
|
|
3,855
|
|
|
|
|
|
|
|
(3,446
|
)
|
|
|
(409
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
|
|
|
|
|
|
3,446
|
|
|
|
(110
|
)
|
|
|
488
|
|
|
|
3,824
|
|
|
|
|
|
|
|
18
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
|
|
|
|
|
|
4,876
|
|
|
|
(32
|
)
|
|
|
73
|
|
|
|
4,917
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
|
|
1,623
|
|
|
|
40
|
|
|
|
(4
|
)
|
|
|
(134
|
)
|
|
|
1,525
|
|
|
|
10
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass I
|
|
|
|
|
2,791
|
|
|
|
|
|
|
|
(2,428
|
)
|
|
|
(363
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
|
|
|
|
|
|
2,428
|
|
|
|
(143
|
)
|
|
|
428
|
|
|
|
2,713
|
|
|
|
|
|
|
|
28
|
|
|
|
|
|
|
|
|
|
$
|
46,022
|
|
|
$
|
25,941
|
|
|
$
|
(24,911
|
)
|
|
$
|
(549
|
)
|
|
$
|
46,503
|
|
|
$
|
89
|
|
|
$
|
191
|
|
|
$
|
423
|
|
ING R
ETIREMENT
S
OLUTION
2050 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
|
EXCHANGE-TRADED FUNDS: 15.3%
|
7
|
|
|
|
|
|
iShares Barclays 20+ Year Treasury Bond Fund
|
|
$
|
742
|
|
|
|
1.4
|
|
31
|
|
|
|
|
|
iShares MSCI EMU Index Fund
|
|
|
1,075
|
|
|
|
2.0
|
|
16
|
|
|
|
|
|
iShares Barclays Aggregate Bond Fund
|
|
|
1,699
|
|
|
|
3.1
|
|
18
|
|
|
|
|
|
iShares MSCI EAFE Index Fund
|
|
|
1,065
|
|
|
|
1.9
|
|
20
|
|
|
|
|
|
iShares S&P 500 Index Fund/US
|
|
|
3,288
|
|
|
|
6.0
|
|
13
|
|
|
|
|
|
SPDR Barclays Capital High Yield Bond ETF
|
|
|
516
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $8,338)
|
|
|
8,385
|
|
|
|
15.3
|
|
|
|
|
|
Affiliated Investment Companies: 85.2%
|
307
|
|
|
|
|
|
ING Core Equity Research FundClass I
|
|
|
4,743
|
|
|
|
8.7
|
|
312
|
|
|
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
3,296
|
|
|
|
6.0
|
|
134
|
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
1,088
|
|
|
|
2.0
|
|
28
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
267
|
|
|
|
0.5
|
|
474
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
4,806
|
|
|
|
8.8
|
|
702
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
8,268
|
|
|
|
15.0
|
|
590
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
7,171
|
|
|
|
13.1
|
|
273
|
|
|
|
|
|
ING Mid Cap Value FundClass I
|
|
|
3,889
|
|
|
|
7.1
|
|
156
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
3,929
|
|
|
|
7.2
|
|
458
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
4,912
|
|
|
|
9.0
|
|
88
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
1,492
|
|
|
|
2.7
|
|
163
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
2,802
|
|
|
|
5.1
|
|
|
|
|
|
|
|
Total Mutual Funds
(Cost $43,392)
|
|
|
46,663
|
|
|
|
85.2
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $51,730)
|
|
$
|
55,048
|
|
|
|
100.5
|
|
|
|
|
|
|
|
Liabilities in Excess of Other Assets
|
|
|
(252
|
)
|
|
|
(0.5
|
)
|
|
|
|
|
|
|
|
|
$
|
54,796
|
|
|
|
100.0
|
|
@
|
|
Non-income producing security
|
|
|
Cost for federal income tax purposes is $51,735.
|
Net unrealized appreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
3,819
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(506
|
)
|
Net Unrealized Appreciation
|
|
|
|
$
|
3,313
|
|
ING R
ETIREMENT
S
OLUTION
2050 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for
Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level 2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
8,385
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
8,385
|
|
|
|
|
|
|
46,663
|
|
|
|
|
|
|
|
|
|
|
|
46,663
|
|
Total Investments, at fair value
|
|
|
|
$
|
55,048
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
55,048
|
|
ING R
ETIREMENT
S
OLUTION
2050 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Transactions with Affiliates
An investment of at least 5% of the voting securities of an
issuer, or a company which is under common control results in that issuer becoming an affiliated person as defined by the 1940 Act.
The following table provides transactions during the period
ended August 31, 2013, where the following issuers were considered an affiliate:
Issuer
|
|
|
|
Beginning
Market Value
at 5/31/13
|
|
Purchases
at Cost
|
|
Sales
at Cost
|
|
Change in
Unrealized
Appreciated/
(Depreciation)
|
|
Ending
Market Value
at 8/31/13
|
|
Investment
Income
|
|
Realized
Gains/(Losses)
|
|
Net Capital
Gain
Distributions
|
ING Core Equity Research FundClass I
|
|
|
|
$
|
4,654
|
|
|
$
|
22
|
|
|
$
|
(17
|
)
|
|
$
|
84
|
|
|
$
|
4,743
|
|
|
$
|
22
|
|
|
$
|
2
|
|
|
$
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
|
|
3,265
|
|
|
|
235
|
|
|
|
(7
|
)
|
|
|
(197
|
)
|
|
|
3,296
|
|
|
|
|
|
|
|
(1
|
)
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
|
|
1,107
|
|
|
|
16
|
|
|
|
(4
|
)
|
|
|
(31
|
)
|
|
|
1,088
|
|
|
|
16
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass I
|
|
|
|
|
277
|
|
|
|
|
|
|
|
(280
|
)
|
|
|
3
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
|
|
|
|
|
|
282
|
|
|
|
(4
|
)
|
|
|
(11
|
)
|
|
|
267
|
|
|
|
2
|
|
|
|
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
|
|
9,808
|
|
|
|
|
|
|
|
(4,757
|
)
|
|
|
(245
|
)
|
|
|
4,806
|
|
|
|
|
|
|
|
137
|
|
|
|
|
|
ING Large Cap Growth FundClass I
|
|
|
|
|
8,200
|
|
|
|
|
|
|
|
(7,379
|
)
|
|
|
(821
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
|
|
|
|
|
|
7,379
|
|
|
|
(16
|
)
|
|
|
905
|
|
|
|
8,268
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
ING Large Cap Value FundClass I
|
|
|
|
|
7,106
|
|
|
|
|
|
|
|
(6,263
|
)
|
|
|
(843
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
|
|
|
|
|
|
6,726
|
|
|
|
(13
|
)
|
|
|
458
|
|
|
|
7,171
|
|
|
|
39
|
|
|
|
2
|
|
|
|
423
|
|
ING Mid Cap Value FundClass I
|
|
|
|
|
3,864
|
|
|
|
|
|
|
|
(7
|
)
|
|
|
32
|
|
|
|
3,889
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING MidCap Opportunities FundClass I
|
|
|
|
|
3,840
|
|
|
|
|
|
|
|
(3,431
|
)
|
|
|
(409
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
|
|
|
|
|
|
3,431
|
|
|
|
(7
|
)
|
|
|
505
|
|
|
|
3,929
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
|
|
|
|
|
|
4,876
|
|
|
|
(37
|
)
|
|
|
73
|
|
|
|
4,912
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
|
|
1,618
|
|
|
|
9
|
|
|
|
(3
|
)
|
|
|
(132
|
)
|
|
|
1,492
|
|
|
|
9
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass I
|
|
|
|
|
2,751
|
|
|
|
|
|
|
|
(2,388
|
)
|
|
|
(363
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
|
|
|
|
|
|
2,388
|
|
|
|
(34
|
)
|
|
|
448
|
|
|
|
2,802
|
|
|
|
|
|
|
|
7
|
|
|
|
|
|
|
|
|
|
$
|
46,490
|
|
|
$
|
25,364
|
|
|
$
|
(24,647
|
)
|
|
$
|
(544
|
)
|
|
$
|
46,663
|
|
|
$
|
88
|
|
|
$
|
153
|
|
|
$
|
423
|
|
ING R
ETIREMENT
S
OLUTION
2055 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
EXCHANGE-TRADED FUNDS: 14.7%
|
3
|
|
|
|
|
|
iShares Barclays 20+ Year Treasury Bond Fund
|
|
$
|
318
|
|
|
|
0.6
|
|
31
|
|
|
|
|
|
iShares MSCI EMU Index Fund
|
|
|
1,075
|
|
|
|
2.0
|
|
17
|
|
|
|
|
|
iShares Barclays Aggregate Bond Fund
|
|
|
1,806
|
|
|
|
3.3
|
|
18
|
|
|
|
|
|
iShares MSCI EAFE Index Fund
|
|
|
1,065
|
|
|
|
1.9
|
|
18
|
|
|
|
|
|
iShares S&P 500 Index Fund/US
|
|
|
2,959
|
|
|
|
5.4
|
|
3
|
|
|
|
|
|
|
|
|
313
|
|
|
|
0.6
|
|
13
|
|
|
|
|
|
SPDR Barclays Capital High Yield Bond ETF
|
|
|
516
|
|
|
|
0.9
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $8,006)
|
|
|
8,052
|
|
|
|
14.7
|
|
|
|
|
Affiliated Investment Companies: 85.2%
|
307
|
|
|
|
|
|
ING Core Equity Research FundClass I
|
|
|
4,743
|
|
|
|
8.7
|
|
312
|
|
|
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
3,291
|
|
|
|
6.0
|
|
134
|
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
1,088
|
|
|
|
2.0
|
|
28
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
267
|
|
|
|
0.5
|
|
474
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
4,814
|
|
|
|
8.8
|
|
702
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
8,268
|
|
|
|
15.0
|
|
590
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
7,171
|
|
|
|
13.0
|
|
273
|
|
|
|
|
|
ING Mid Cap Value FundClass I
|
|
|
3,889
|
|
|
|
7.1
|
|
156
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
3,929
|
|
|
|
7.2
|
|
458
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
4,913
|
|
|
|
9.0
|
|
89
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
1,511
|
|
|
|
2.8
|
|
163
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
2,802
|
|
|
|
5.1
|
|
|
|
|
|
|
|
Total Mutual Funds
(Cost $43,417)
|
|
|
46,686
|
|
|
|
85.2
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $51,423)
|
|
$
|
54,738
|
|
|
|
99.9
|
|
|
|
|
|
|
|
Assets in Excess of Other Liabilities
|
|
|
78
|
|
|
|
0.1
|
|
|
|
|
|
|
|
|
|
$
|
54,816
|
|
|
|
100.0
|
|
@
|
|
Non-income producing security
|
|
|
Cost for federal income tax purposes is $51,428.
|
Net unrealized appreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
3,798
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(488
|
)
|
Net Unrealized Appreciation
|
|
|
|
$
|
3,310
|
|
ING R
ETIREMENT
S
OLUTION
2055 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level
2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
8,052
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
8,052
|
|
|
|
|
|
|
46,686
|
|
|
|
|
|
|
|
|
|
|
|
46,686
|
|
Total Investments, at fair value
|
|
|
|
$
|
54,738
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
54,738
|
|
ING R
ETIREMENT
S
OLUTION
2055 F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Transactions with Affiliates
An investment of at least 5% of the voting securities of an
issuer, or a company which is under common control results in that issuer becoming an affiliated person as defined by the 1940 Act.
The following table provides transactions during the period
ended August 31, 2013, where the following issuers were considered an affiliate:
Issuer
|
|
|
|
Beginning
Market Value
at 5/31/13
|
|
Purchases
at Cost
|
|
Sales
at Cost
|
|
Change in
Unrealized
Appreciated/
(Depreciation)
|
|
Ending
Market Value
at 8/31/13
|
|
Investment
Income
|
|
Realized
Gains/(Losses)
|
|
Net Capital
Gain
Distributions
|
ING Core Equity Research FundClass I
|
|
|
|
$
|
4,654
|
|
|
$
|
22
|
|
|
$
|
(17
|
)
|
|
$
|
84
|
|
|
$
|
4,743
|
|
|
$
|
22
|
|
|
$
|
2
|
|
|
$
|
|
|
ING Emerging Markets Equity FundClass I
|
|
|
|
|
3,260
|
|
|
|
235
|
|
|
|
(7
|
)
|
|
|
(197
|
)
|
|
|
3,291
|
|
|
|
|
|
|
|
(1
|
)
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
|
|
1,107
|
|
|
|
16
|
|
|
|
(4
|
)
|
|
|
(31
|
)
|
|
|
1,088
|
|
|
|
16
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass I
|
|
|
|
|
277
|
|
|
|
|
|
|
|
(280
|
)
|
|
|
3
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
|
|
|
|
|
|
282
|
|
|
|
(4
|
)
|
|
|
(11
|
)
|
|
|
267
|
|
|
|
2
|
|
|
|
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
|
|
9,818
|
|
|
|
|
|
|
|
(4,759
|
)
|
|
|
(245
|
)
|
|
|
4,814
|
|
|
|
|
|
|
|
137
|
|
|
|
|
|
ING Large Cap Growth FundClass I
|
|
|
|
|
8,200
|
|
|
|
|
|
|
|
(7,379
|
)
|
|
|
(821
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
|
|
|
|
|
|
7,379
|
|
|
|
(15
|
)
|
|
|
904
|
|
|
|
8,268
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
ING Large Cap Value FundClass I
|
|
|
|
|
7,106
|
|
|
|
|
|
|
|
(6,263
|
)
|
|
|
(843
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
|
|
|
|
|
|
6,726
|
|
|
|
(13
|
)
|
|
|
458
|
|
|
|
7,171
|
|
|
|
39
|
|
|
|
2
|
|
|
|
423
|
|
ING Mid Cap Value FundClass I
|
|
|
|
|
3,864
|
|
|
|
|
|
|
|
(7
|
)
|
|
|
32
|
|
|
|
3,889
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING MidCap Opportunities FundClass I
|
|
|
|
|
3,840
|
|
|
|
|
|
|
|
(3,431
|
)
|
|
|
(409
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING MidCap Opportunities Fund Class R6
|
|
|
|
|
|
|
|
|
3,431
|
|
|
|
(7
|
)
|
|
|
505
|
|
|
|
3,929
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
|
|
|
|
|
|
4,877
|
|
|
|
(37
|
)
|
|
|
73
|
|
|
|
4,913
|
|
|
|
|
|
|
|
2
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
|
|
1,618
|
|
|
|
30
|
|
|
|
(4
|
)
|
|
|
(133
|
)
|
|
|
1,511
|
|
|
|
10
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass I
|
|
|
|
|
2,751
|
|
|
|
|
|
|
|
(2,388
|
)
|
|
|
(363
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Small Company FundClass R6
|
|
|
|
|
|
|
|
|
2,388
|
|
|
|
(34
|
)
|
|
|
448
|
|
|
|
2,802
|
|
|
|
|
|
|
|
7
|
|
|
|
|
|
|
|
|
|
$
|
46,495
|
|
|
$
|
25,386
|
|
|
$
|
(24,649
|
)
|
|
$
|
(546
|
)
|
|
$
|
46,686
|
|
|
$
|
89
|
|
|
$
|
153
|
|
|
$
|
423
|
|
ING R
ETIREMENT
S
OLUTION
I
NCOME
F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited)
|
Shares
|
|
|
|
|
|
|
|
Value
|
|
Percentage
of Net
Assets
|
EXCHANGE-TRADED FUNDS: 16.0%
|
28
|
|
|
|
|
|
iShares MSCI EMU Index Fund
|
|
$
|
971
|
|
|
|
1.9
|
|
21
|
|
|
|
|
|
iShares Barclays Aggregate Bond Fund
|
|
|
2,230
|
|
|
|
4.4
|
|
32
|
|
|
|
|
|
iShares Barclays TIPS Bond Fund
|
|
|
3,545
|
|
|
|
6.9
|
|
8
|
|
|
|
|
|
iShares MSCI EAFE Index Fund
|
|
|
473
|
|
|
|
0.9
|
|
3
|
|
|
|
|
|
iShares S&P 500 Index Fund/US
|
|
|
493
|
|
|
|
1.0
|
|
12
|
|
|
|
|
|
SPDR Barclays Capital High Yield Bond ETF
|
|
|
476
|
|
|
|
0.9
|
|
|
|
|
|
|
|
|
Total Exchange-Traded Funds
(Cost $8,721)
|
|
|
8,188
|
|
|
|
16.0
|
|
|
|
|
Affiliated Investment Companies: 83.8%
|
300
|
|
|
|
|
|
ING Core Equity Research FundClass I
|
|
|
4,636
|
|
|
|
9.1
|
|
285
|
|
|
|
|
|
ING Global Bond FundClass R6
|
|
|
3,004
|
|
|
|
5.9
|
|
569
|
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
4,617
|
|
|
|
9.0
|
|
1,561
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
15,107
|
|
|
|
29.6
|
|
74
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
749
|
|
|
|
1.5
|
|
243
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
2,862
|
|
|
|
5.6
|
|
149
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
1,810
|
|
|
|
3.5
|
|
128
|
|
|
|
|
|
ING Mid Cap Value FundClass I
|
|
|
1,823
|
|
|
|
3.6
|
|
73
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
1,842
|
|
|
|
3.6
|
|
72
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
772
|
|
|
|
1.5
|
|
83
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
1,418
|
|
|
|
2.8
|
|
418
|
|
|
|
|
|
ING Short Term Bond FundClass R6
|
|
|
4,159
|
|
|
|
8.1
|
|
|
|
|
|
|
|
Total Mutual Funds
(Cost $42,674)
|
|
|
42,799
|
|
|
|
83.8
|
|
|
|
|
|
|
|
|
Total Investments in Securities
(Cost $51,395)
|
|
$
|
50,987
|
|
|
|
99.8
|
|
|
|
|
|
|
|
Assets in Excess of Other Liabilities
|
|
|
109
|
|
|
|
0.2
|
|
|
|
|
|
|
|
|
|
$
|
51,096
|
|
|
|
100.0
|
|
@
|
|
Non-income producing security
|
|
|
Cost for federal income tax purposes is $51,414.
|
Net unrealized depreciation consists of:
|
|
|
|
|
|
|
Gross Unrealized Appreciation
|
|
|
|
$
|
1,423
|
|
Gross Unrealized Depreciation
|
|
|
|
|
(1,850
|
)
|
Net Unrealized Depreciation
|
|
|
|
$
|
(427
|
)
|
ING R
ETIREMENT
S
OLUTION
I
NCOME
F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Fair Value Measurements
The following is a summary of the fair valuations according
to the inputs used as of August 31, 2013 in valuing the assets and liabilities:
|
|
|
|
Quoted Prices
in Active Markets
for
Identical
Investments
(Level 1)
|
|
Significant
Other
Observable
Inputs
(Level 2)
|
|
Significant
Unobservable
Inputs
(Level 3)
|
|
Fair Value
at
August 31, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Investments, at fair value
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
8,188
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
8,188
|
|
|
|
|
|
|
42,799
|
|
|
|
|
|
|
|
|
|
|
|
42,799
|
|
Total Investments, at fair value
|
|
|
|
$
|
50,987
|
|
|
$
|
|
|
|
$
|
|
|
|
$
|
50,987
|
|
ING R
ETIREMENT
S
OLUTION
I
NCOME
F
UND
|
PORTFOLIO OF INVESTMENTS
as of August 31, 2013 (Unaudited) (Continued)
|
Transactions with Affiliates
An investment of at least 5% of the voting securities of an
issuer, or a company which is under common control results in that issuer becoming an affiliated person as defined by the 1940 Act.
The following table provides transactions during the period
ended August 31, 2013, where the following issuers were considered an affiliate:
Issuer
|
|
|
|
Beginning
Market Value
at 5/31/13
|
|
Purchases
at Cost
|
|
Sales
at Cost
|
|
Change in
Unrealized
Appreciated/
(Depreciation)
|
|
Ending
Market Value
at 8/31/13
|
|
Investment
Income
|
|
Realized
Gains/(Losses)
|
|
Net Capital
Gain
Distributions
|
ING Core Equity Research FundClass I
|
|
|
|
$
|
4,641
|
|
|
$
|
22
|
|
|
$
|
(99
|
)
|
|
$
|
72
|
|
|
$
|
4,636
|
|
|
$
|
22
|
|
|
$
|
14
|
|
|
$
|
|
|
ING Global Bond FundClass I
|
|
|
|
|
3,099
|
|
|
|
|
|
|
|
(3,276
|
)
|
|
|
177
|
|
|
|
|
|
|
|
11
|
|
|
|
|
|
|
|
|
|
ING Global Bond FundClass R6
|
|
|
|
|
|
|
|
|
3,324
|
|
|
|
(7
|
)
|
|
|
(313
|
)
|
|
|
3,004
|
|
|
|
22
|
|
|
|
(1
|
)
|
|
|
|
|
ING High Yield Bond FundClass I
|
|
|
|
|
3,634
|
|
|
|
1,106
|
|
|
|
(10
|
)
|
|
|
(113
|
)
|
|
|
4,617
|
|
|
|
60
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass I
|
|
|
|
|
15,348
|
|
|
|
|
|
|
|
(15,680
|
)
|
|
|
332
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
|
|
|
|
ING Intermediate Bond FundClass R6
|
|
|
|
|
|
|
|
|
16,008
|
|
|
|
(50
|
)
|
|
|
(851
|
)
|
|
|
15,107
|
|
|
|
124
|
|
|
|
|
|
|
|
|
|
ING International Core FundClass I
|
|
|
|
|
1,531
|
|
|
|
|
|
|
|
(744
|
)
|
|
|
(38
|
)
|
|
|
749
|
|
|
|
|
|
|
|
21
|
|
|
|
|
|
ING Large Cap Growth FundClass I
|
|
|
|
|
2,839
|
|
|
|
|
|
|
|
(2,586
|
)
|
|
|
(253
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Growth FundClass R6
|
|
|
|
|
|
|
|
|
2,586
|
|
|
|
(6
|
)
|
|
|
282
|
|
|
|
2,862
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Large Cap Value FundClass I
|
|
|
|
|
1,794
|
|
|
|
|
|
|
|
(1,581
|
)
|
|
|
(213
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Large Cap Value FundClass R6
|
|
|
|
|
|
|
|
|
1,698
|
|
|
|
(4
|
)
|
|
|
116
|
|
|
|
1,810
|
|
|
|
10
|
|
|
|
|
|
|
|
107
|
|
ING Mid Cap Value FundClass I
|
|
|
|
|
1,812
|
|
|
|
|
|
|
|
(4
|
)
|
|
|
15
|
|
|
|
1,823
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING MidCap Opportunities FundClass I
|
|
|
|
|
1,801
|
|
|
|
|
|
|
|
(1,634
|
)
|
|
|
(167
|
)
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING MidCap Opportunities FundClass R6
|
|
|
|
|
|
|
|
|
1,634
|
|
|
|
(3
|
)
|
|
|
211
|
|
|
|
1,842
|
|
|
|
|
|
|
|
1
|
|
|
|
|
|
ING Multi-Manager International Equity FundClass I
|
|
|
|
|
|
|
|
|
761
|
|
|
|
(1
|
)
|
|
|
12
|
|
|
|
772
|
|
|
|
|
|
|
|
|
|
|
|
|
|
ING Real Estate FundClass I
|
|
|
|
|
1,538
|
|
|
|
9
|
|
|
|
(4
|
)
|
|
|
(125
|
)
|
|
|
1,418
|
|
|
|
9
|
|
|
|
|
|
|
|
|
|
ING Short Term Bond Fund Class-I
|
|
|
|
|
4,169
|
|
|
|
9
|
|
|
|
(4,182
|
)
|
|
|
4
|
|
|
|
|
|
|
|
10
|
|
|
|
|
|
|
|
|
|
ING Short Term Bond FundClass R6
|
|
|
|
|
|
|
|
|
4,183
|
|
|
|
(3
|
)
|
|
|
(21
|
)
|
|
|
4,159
|
|
|
|
5
|
|
|
|
|
|
|
|
|
|
|
|
|
|
$
|
42,206
|
|
|
$
|
31,340
|
|
|
$
|
(29,874
|
)
|
|
$
|
(873
|
)
|
|
$
|
42,799
|
|
|
$
|
274
|
|
|
$
|
37
|
|
|
$
|
107
|
|
Item 2. Controls and Procedures.
(a)
Based on our evaluation conducted within 90 days of the filing date, hereof, the design and operation of the registrants disclosure controls and procedures are effective to ensure that material information relating to the registrant is made known to the certifying officers by others within the appropriate entities, particularly during the period in which Forms N-Q are being prepared, and the registrants disclosure controls and procedures allow timely preparation and review of the information for the registrants Form N-Q and the officer certifications of such Form N-Q.
(b)
There were no significant changes in the registrants internal controls over financial reporting that occurred during the registrants last fiscal quarter of the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrants internal control over financial reporting.
Item 3. Exhibits.
A separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2 under the Act (17 CFR 270.30a-2) is attached hereto as EX-99.CERT.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant):
|
ING Separate Portfolios Trust
|
|
|
|
|
|
By
|
/s/ Shaun P. Mathews
|
|
|
Shaun P. Mathews
|
|
|
President and Chief Executive Officer
|
|
|
|
|
Date:
|
October 25, 2013
|
|
|
|
|
|
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By
|
/s/ Shaun P. Mathews
|
|
|
|
|
Shaun P. Mathews
|
|
|
|
|
President and Chief Executive Officer
|
|
|
|
|
|
|
|
|
Date:
|
October 25, 2013
|
|
|
|
|
|
|
|
|
|
|
|
|
|
By
|
/s/ Todd Modic
|
|
|
|
|
Todd Modic
|
|
|
|
|
Senior Vice President and Chief Financial Officer
|
|
|
|
|
|
|
|
|
Date:
|
October 25, 2013
|
|
|
|
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