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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number           811-21719                      
 
INVESTMENT MANAGERS SERIES TRUST
(Exact name of registrant as specified in charter)

803 West Michigan Street, Milwaukee, WI
53233
(Address of principal executive offices)
(Zip code)

Constance Dye Shannon
803 West Michigan Street, Milwaukee, WI 53233
(Name and address of agent for service)
 
Registrant's telephone number, including area code:  (414) 299-2295

Date of fiscal year end:             September 30                 
 
Date of reporting period:           July 1, 2012 - June 30, 2013            
 
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
 
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
 
 
 
 
 
 
ITEM 1. PROXY VOTING RECORD.
 
Vote Summary
 
VISTAPRINT NV
                                     
 
Security
     
N93540107
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
VPRT
           
Meeting Date
   
08-Nov-2012
 
 
ISIN
       
NL0009272269
           
Agenda
   
933698360 - Management
 
Record Date
     
11-Oct-2012
             
Holding Recon Date
   
11-Oct-2012
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
07-Nov-2012
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.
FOR THE SOLE POSITION ON OUR
SUPERVISORY BOARD, THE SUPERVISORY
BOARD RECOMMENDS A VOTE "FOR" THE
FOLLOWING PROPOSAL: A VOTE FOR THE
ELECTION OF NOMINEE MARK T. THOMAS
(NOTE: AN ABSTENTION ON THIS PROPOSAL
WILL BE A VOTE FOR NOMINEE JOHN J.
GAVIN, JR. VOTE AGAINST THIS PROPOSAL
WILL BE A VOTE AGAINST BOTH NOMINEES.)
Management
 
For
 
For
       
 
2.
FOR THE SOLE POSITION ON OUR
MANAGEMENT BOARD, THE SUPERVISORY
BOARD RECOMMENDS A VOTE "FOR" THE
FOLLOWING PROPOSAL: A VOTE FOR THE
ELECTION OF NOMINEE HAUKE HANSEN
(NOTE: AN ABSTENTION ON THIS PROPOSAL
WILL BE A VOTE FOR NOMINEE KATRYN
BLAKE. VOTE AGAINST THIS PROPOSAL
WILL BE A VOTE AGAINST BOTH NOMINEES.)
Management
 
For
 
For
       
 
3.
ADOPT OUR STATUTORY ANNUAL
ACCOUNTS FOR THE FISCAL YEAR ENDED
JUNE 30, 2012.
Management
 
For
 
For
       
 
4.
DISCHARGE THE MEMBERS OF OUR
MANAGEMENT BOARD FROM LIABILITY WITH
RESPECT TO THE EXERCISE OF THEIR
DUTIES.
Management
 
Against
 
Against
       
 
5.
DISCHARGE THE MEMBERS OF OUR
SUPERVISORY BOARD FROM LIABILITY WITH
RESPECT TO THE EXERCISE OF THEIR
DUTIES.
Management
 
Against
 
Against
       
 
6.
AUTHORIZE THE MANAGEMENT BOARD TO
REPURCHASE UP TO 6,800,000 OF OUR
ISSUED AND OUTSTANDING ORDINARY
SHARES UNTIL MAY 8, 2014.
Management
 
For
 
For
       
 
7.
AUTHORIZE THE MANAGEMENT BOARD TO
REPURCHASE UP TO 3,400,000 OF OUR
ISSUED AND OUTSTANDING ORDINARY
SHARES UNTIL MAY 8, 2014.
Management
 
For
 
For
       
 
8.
APPROVE AN AMENDMENT TO OUR
ARTICLES OF ASSOCIATION TO REDUCE
OUR AUTHORIZED CAPITAL.
Management
 
For
 
For
       
 
9.
APPROVE THE CANCELLATION OF 5,869,662
ORDINARY SHARES HELD IN OUR
TREASURY ACCOUNT.
Management
 
For
 
For
       
 
10.
APPOINT ERNST & YOUNG LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JUNE 30, 2013.
Management
 
For
 
For
       
 
11.
VOTE ON A NON-BINDING "SAY ON PAY"
PROPOSAL REGARDING THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
Management
 
For
 
For
       
 
VISA INC.
                                       
 
Security
     
92826C839
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
V
             
Meeting Date
   
30-Jan-2013
 
 
ISIN
       
US92826C8394
         
Agenda
   
933718895 - Management
 
Record Date
     
04-Dec-2012
           
Holding Recon Date
   
04-Dec-2012
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
29-Jan-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A.
ELECTION OF DIRECTOR: GARY P.
COUGHLAN
 
Management
 
For
 
For
       
 
1B.
ELECTION OF DIRECTOR: MARY B.
CRANSTON
 
Management
 
For
 
For
       
 
1C.
ELECTION OF DIRECTOR: FRANCISCO
JAVIER FERNANDEZ-CARBAJAL
Management
 
For
 
For
       
 
1D.
ELECTION OF DIRECTOR: ROBERT W.
MATSCHULLAT
Management
 
For
 
For
       
 
1E.
ELECTION OF DIRECTOR: CATHY E.
MINEHAN
 
Management
 
For
 
For
       
 
1F.
ELECTION OF DIRECTOR: SUZANNE NORA
JOHNSON
Management
 
For
 
For
       
 
1G.
ELECTION OF DIRECTOR: DAVID J. PANG
   
Management
 
For
 
For
       
 
1H.
ELECTION OF DIRECTOR: JOSEPH W.
SAUNDERS
Management
 
For
 
For
       
 
1I.
ELECTION OF DIRECTOR: CHARLES W.
SCHARF
 
Management
 
For
 
For
       
 
1J.
ELECTION OF DIRECTOR: WILLIAM S.
SHANAHAN
Management
 
For
 
For
       
 
1K.
ELECTION OF DIRECTOR: JOHN A.
SWAINSON
 
Management
 
For
 
For
       
 
2.
APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
Management
 
For
 
For
       
 
3.
RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2013.
Management
 
For
 
For
       
 
4.
STOCKHOLDER PROPOSAL ON LOBBYING
PRACTICES AND EXPENDITURES, IF
PROPERLY PRESENTED.
Shareholder
   
Against
 
For
       
 
MONSANTO COMPANY
                               
 
Security
     
61166W101
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
MON
           
Meeting Date
   
31-Jan-2013
 
 
ISIN
       
US61166W1018
         
Agenda
   
933717920 - Management
 
Record Date
     
03-Dec-2012
           
Holding Recon Date
   
03-Dec-2012
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
30-Jan-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A.
ELECTION OF DIRECTOR: DAVID L.
CHICOINE, PH.D.
Management
 
For
 
For
       
 
1B.
ELECTION OF DIRECTOR: ARTHUR H.
HARPER
 
Management
 
For
 
For
       
 
1C.
ELECTION OF DIRECTOR: GWENDOLYN S.
KING
 
Management
 
For
 
For
       
 
1D.
ELECTION OF DIRECTOR: JON R. MOELLER
   
Management
 
For
 
For
       
 
2.
RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2013.
Management
 
For
 
For
       
 
3.
ADVISORY, (NON-BINDING) VOTE TO
APPROVE EXECUTIVE COMPENSATION.
Management
 
For
 
For
       
 
4.
APPROVAL OF AMENDMENT TO THE
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF THE COMPANY TO
DECLASSIFY THE BOARD.
Management
 
For
 
For
       
 
5.
SHAREOWNER PROPOSAL REQUESTING A
REPORT ON CERTAIN MATTERS RELATED
TO GMO PRODUCTS.
Shareholder
   
Against
 
For
       
 
APPLE INC.
                                       
 
Security
     
037833100
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
AAPL
           
Meeting Date
   
27-Feb-2013
 
 
ISIN
       
US0378331005
           
Agenda
   
933725042 - Management
 
Record Date
     
02-Jan-2013
             
Holding Recon Date
   
02-Jan-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
26-Feb-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.
DIRECTOR
                 
Management
               
     
1
WILLIAM CAMPBELL
             
For
 
For
       
     
2
TIMOTHY COOK
                 
For
 
For
       
     
3
MILLARD DREXLER
             
For
 
For
       
     
4
AL GORE
                 
For
 
For
       
     
5
ROBERT IGER
                 
For
 
For
       
     
6
ANDREA JUNG
                 
For
 
For
       
     
7
ARTHUR LEVINSON
             
For
 
For
       
     
8
RONALD SUGAR
               
For
 
For
       
 
2.
AMENDMENT OF APPLE'S RESTATED
ARTICLES OF INCORPORATION TO (I)
ELIMINATE CERTAIN LANGUAGE RELATING
TO TERM OF OFFICE OF DIRECTORS IN
ORDER TO FACILITATE THE ADOPTION OF
MAJORITY VOTING FOR ELECTION OF
DIRECTORS, (II) ELIMINATE "BLANK CHECK"
PREFERRED STOCK, (III) ESTABLISH A PAR
VALUE FOR COMPANY'S COMMON STOCK
OF $0.00001 PER SHARE AND (IV) MAKE
OTHER CHANGES.
Management
 
For
 
For
       
 
3.
RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2013.
Management
 
For
 
For
       
 
4.
A NON-BINDING ADVISORY RESOLUTION TO
APPROVE EXECUTIVE COMPENSATION.
Management
 
For
 
For
       
 
5.
A SHAREHOLDER PROPOSAL ENTITLED
"EXECUTIVES TO RETAIN SIGNIFICANT
STOCK."
Shareholder
   
Against
 
For
       
 
6.
A SHAREHOLDER PROPOSAL ENTITLED
"BOARD COMMITTEE ON HUMAN RIGHTS."
Shareholder
   
Against
 
For
       
 
QUALCOMM INCORPORATED
                               
 
Security
     
747525103
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
QCOM
           
Meeting Date
   
05-Mar-2013
 
 
ISIN
       
US7475251036
           
Agenda
   
933726397 - Management
 
Record Date
     
07-Jan-2013
             
Holding Recon Date
   
07-Jan-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
04-Mar-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A
ELECTION OF DIRECTOR: BARBARA T.
ALEXANDER
Management
 
For
 
For
       
 
1B
ELECTION OF DIRECTOR: DONALD G.
CRUICKSHANK
Management
 
For
 
For
       
 
1C
ELECTION OF DIRECTOR: RAYMOND V.
DITTAMORE
Management
 
For
 
For
       
 
1D
ELECTION OF DIRECTOR: SUSAN
HOCKFIELD
 
Management
 
For
 
For
       
 
1E
ELECTION OF DIRECTOR: THOMAS W.
HORTON
 
Management
 
For
 
For
       
 
1F
ELECTION OF DIRECTOR: PAUL E. JACOBS
   
Management
 
For
 
For
       
 
1G
ELECTION OF DIRECTOR: SHERRY LANSING
   
Management
 
For
 
For
       
 
1H
ELECTION OF DIRECTOR: DUANE A. NELLES
 
Management
 
For
 
For
       
 
1I
ELECTION OF DIRECTOR: FRANCISCO ROS
   
Management
 
For
 
For
       
 
1J
ELECTION OF DIRECTOR: BRENT
SCOWCROFT
 
Management
 
For
 
For
       
 
1K
ELECTION OF DIRECTOR: MARC I. STERN
   
Management
 
For
 
For
       
 
02
TO APPROVE THE 2006 LONG-TERM
INCENTIVE PLAN, AS AMENDED, WHICH
INCLUDES AN INCREASE IN THE SHARE
RESERVE BY 90,000,000 SHARES.
Management
 
For
 
For
       
 
03
TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR
OUR FISCAL YEAR ENDING SEPTEMBER 29,
2013.
Management
 
For
 
For
       
 
04
ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION.
Management
 
For
 
For
       
 
JOY GLOBAL INC.
                                     
 
Security
     
481165108
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
JOY
           
Meeting Date
   
05-Mar-2013
 
 
ISIN
       
US4811651086
           
Agenda
   
933730889 - Management
 
Record Date
     
04-Jan-2013
             
Holding Recon Date
   
04-Jan-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
04-Mar-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.
DIRECTOR
                 
Management
               
     
1
STEVEN L. GERARD
             
For
 
For
       
     
2
JOHN T. GREMP
               
For
 
For
       
     
3
JOHN NILS HANSON
             
For
 
For
       
     
4
GALE E. KLAPPA
               
For
 
For
       
     
5
RICHARD B. LOYND
             
For
 
For
       
     
6
P. ERIC SIEGERT
               
For
 
For
       
     
7
MICHAEL W. SUTHERLIN
         
For
 
For
       
     
8
JAMES H. TATE
                 
For
 
For
       
 
2.
RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS THE
CORPORATION'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2013.
Management
 
For
 
For
       
 
3.
ADVISORY VOTE ON THE COMPENSATION
OF THE CORPORATION'S NAMED
EXECUTIVE OFFICERS.
Management
 
For
 
For
       
 
4.
ADVISORY VOTE ON WHETHER THE BOARD
OF DIRECTORS SHOULD ADOPT A
MAJORITY VOTING STANDARD FOR
UNCONTESTED ELECTIONS OF DIRECTORS.
Management
 
For
           
 
STARBUCKS CORPORATION
                               
 
Security
     
855244109
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
SBUX
           
Meeting Date
   
20-Mar-2013
 
 
ISIN
       
US8552441094
           
Agenda
   
933726842 - Management
 
Record Date
     
10-Jan-2013
             
Holding Recon Date
   
10-Jan-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
19-Mar-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A.
ELECTION OF DIRECTOR: HOWARD
SCHULTZ
 
Management
 
For
 
For
       
 
1B.
ELECTION OF DIRECTOR: WILLIAM W.
BRADLEY
 
Management
 
For
 
For
       
 
1C.
ELECTION OF DIRECTOR: ROBERT M. GATES
 
Management
 
For
 
For
       
 
1D.
ELECTION OF DIRECTOR: MELLODY
HOBSON
 
Management
 
For
 
For
       
 
1E.
ELECTION OF DIRECTOR: KEVIN R.
JOHNSON
 
Management
 
For
 
For
       
 
1F.
ELECTION OF DIRECTOR: OLDEN LEE
   
Management
 
For
 
For
       
 
1G.
ELECTION OF DIRECTOR: JOSHUA COOPER
RAMO
Management
 
For
 
For
       
 
1H.
ELECTION OF DIRECTOR: JAMES G.
SHENNAN, JR.
Management
 
For
 
For
       
 
1I.
ELECTION OF DIRECTOR: CLARA SHIH
   
Management
 
For
 
For
       
 
1J.
ELECTION OF DIRECTOR: JAVIER G. TERUEL
 
Management
 
For
 
For
       
 
1K.
ELECTION OF DIRECTOR: MYRON E.
ULLMAN, III
 
Management
 
For
 
For
       
 
1L.
ELECTION OF DIRECTOR: CRAIG E.
WEATHERUP
Management
 
For
 
For
       
 
2.
APPROVAL OF AN ADVISORY RESOLUTION
ON EXECUTIVE COMPENSATION.
Management
 
For
 
For
       
 
3.
APPROVAL OF AN AMENDMENT AND
RESTATEMENT OF THE 2005 LONG-TERM
EQUITY INCENTIVE PLAN, INCLUDING AN
INCREASE IN THE NUMBER OF AUTHORIZED
SHARES UNDER THE PLAN.
Management
 
For
 
For
       
 
4.
RATIFICATION OF THE SELECTION OF
DELOITTE & TOUCHE LLP AS OUR
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING SEPTEMBER 29, 2013.
Management
 
For
 
For
       
 
5.
SHAREHOLDER PROPOSAL TO PROHIBIT
POLITICAL SPENDING.
Shareholder
   
Against
 
For
       
 
VISTAPRINT NV
                                     
 
Security
     
N93540107
             
Meeting Type
   
Special
   
 
Ticker Symbol
   
VPRT
           
Meeting Date
   
25-Mar-2013
 
 
ISIN
       
NL0009272269
           
Agenda
   
933738405 - Management
 
Record Date
     
25-Feb-2013
             
Holding Recon Date
   
25-Feb-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
22-Mar-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.
DIRECTOR
                 
Management
               
     
1
ERIC C. OLSEN*
               
For
 
For
       
     
2
PAOLO DE CESARE**
             
For
 
For
       
 
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
                       
 
Security
     
806857108
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
SLB
           
Meeting Date
   
10-Apr-2013
 
 
ISIN
       
AN8068571086
           
Agenda
   
933739382 - Management
 
Record Date
     
20-Feb-2013
             
Holding Recon Date
   
20-Feb-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
09-Apr-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A.
ELECTION OF DIRECTOR: PETER L.S.
CURRIE
 
Management
 
For
 
For
       
 
1B.
ELECTION OF DIRECTOR: TONY ISAAC
   
Management
 
For
 
For
       
 
1C.
ELECTION OF DIRECTOR: K. VAMAN KAMATH
 
Management
 
For
 
For
       
 
1D.
ELECTION OF DIRECTOR: PAAL KIBSGAARD
   
Management
 
For
 
For
       
 
1E.
ELECTION OF DIRECTOR: NIKOLAY
KUDRYAVTSEV
Management
 
For
 
For
       
 
1F.
ELECTION OF DIRECTOR: ADRIAN LAJOUS
   
Management
 
For
 
For
       
 
1G.
ELECTION OF DIRECTOR: MICHAEL E.
MARKS
 
Management
 
For
 
For
       
 
1H.
ELECTION OF DIRECTOR: LUBNA S. OLAYAN
 
Management
 
For
 
For
       
 
1I.
ELECTION OF DIRECTOR: L. RAFAEL REIF
   
Management
 
For
 
For
       
 
1J.
ELECTION OF DIRECTOR: TORE I.
SANDVOLD
 
Management
 
For
 
For
       
 
1K.
ELECTION OF DIRECTOR: HENRI SEYDOUX
   
Management
 
For
 
For
       
 
2.
TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION.
Management
 
For
 
For
       
 
3.
TO APPROVE THE COMPANY'S 2012
FINANCIAL STATEMENTS AND
DECLARATIONS OF DIVIDENDS.
Management
 
For
 
For
       
 
4.
TO APPROVE THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
Management
 
For
 
For
       
 
5.
TO APPROVE THE ADOPTION OF THE 2013
SCHLUMBERGER OMNIBUS INCENTIVE
PLAN.
Management
 
For
 
For
       
 
6.
TO APPROVE THE ADOPTION OF AN
AMENDMENT AND RESTATEMENT OF THE
SCHLUMBERGER DISCOUNT STOCK
PURCHASE PLAN.
Management
 
For
 
For
       
 
NESTLE S.A.
                                     
 
Security
     
641069406
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
NSRGY
           
Meeting Date
   
11-Apr-2013
 
 
ISIN
       
US6410694060
           
Agenda
   
933753154 - Management
 
Record Date
     
01-Mar-2013
             
Holding Recon Date
   
01-Mar-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
03-Apr-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A
APPROVAL OF THE ANNUAL REPORT, THE
FINANCIAL STATEMENTS OF NESTLE S.A.
AND THE CONSOLIDATED FINANCIAL
STATEMENTS OF THE NESTLE GROUP FOR
2012
Management
 
For
 
For
       
 
1B
ACCEPTANCE OF THE COMPENSATION
REPORT 2012 (ADVISORY VOTE)
Management
 
For
 
For
       
 
2
RELEASE OF THE MEMBERS OF THE BOARD
OF DIRECTORS AND OF THE MANAGEMENT
Management
 
For
 
For
       
 
3
APPROPRIATION OF PROFITS RESULTING
FROM THE BALANCE SHEET OF NESTLE S.A.
(PROPOSED DIVIDEND) FOR THE FINANCIAL
YEAR 2012
Management
 
For
 
For
       
 
4A1
RE-ELECTION TO THE BOARD OF DIRECTOR:
MR PETER BRABECK-LETMATHE
Management
 
For
 
For
       
 
4A2
RE-ELECTION TO THE BOARD OF DIRECTOR:
MR STEVEN G. HOCH
Management
 
For
 
For
       
 
4A3
RE-ELECTION TO THE BOARD OF DIRECTOR:
MS TITIA DE LANGE
Management
 
For
 
For
       
 
4A4
RE-ELECTION TO THE BOARD OF DIRECTOR:
MR JEAN-PIERRE ROTH
Management
 
For
 
For
       
 
4B
ELECTION TO THE BOARD OF DIRECTORS:
MS EVA CHENG
Management
 
For
 
For
       
 
4C
RE-ELECTION OF THE STATUTORY
AUDITORS: KPMG SA, GENEVA BRANCH
Management
 
For
 
For
       
 
5
IN THE EVENT OF A NEW OR MODIFIED
PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE
ACCORDING TO THE FOLLOWING
INSTRUCTION: "FOR" = VOTE IN
ACCORDANCE WITH THE PROPOSAL OF THE
BOARD OF DIRECTORS "AGAINST" = VOTE
AGAINST THE PROPOSAL OF THE BOARD OF
DIRECTORS "ABSTAIN" = ABSTAIN
Management
 
For
 
For
       
 
6
MARK THE BOX AT THE RIGHT IF YOU WISH
TO GIVE A PROXY TO THE INDEPENDENT
REPRESENTATIVE, MR. JEAN-LUDOVIC
HARTMANN (AS FURTHER DISCUSSED IN
THE COMPANY'S INVITATION)
Management
 
For
 
For
       
 
FASTENAL COMPANY
                                 
 
Security
     
311900104
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
FAST
           
Meeting Date
   
16-Apr-2013
 
 
ISIN
       
US3119001044
           
Agenda
   
933738037 - Management
 
Record Date
     
22-Feb-2013
             
Holding Recon Date
   
22-Feb-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
15-Apr-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A
ELECTION OF DIRECTOR: ROBERT A.
KIERLIN
 
Management
 
For
 
For
       
 
1B
ELECTION OF DIRECTOR: STEPHEN M.
SLAGGIE
 
Management
 
For
 
For
       
 
1C
ELECTION OF DIRECTOR: MICHAEL M.
GOSTOMSKI
Management
 
For
 
For
       
 
1D
ELECTION OF DIRECTOR: WILLARD D.
OBERTON
 
Management
 
For
 
For
       
 
1E
ELECTION OF DIRECTOR: MICHAEL J. DOLAN
 
Management
 
For
 
For
       
 
1F
ELECTION OF DIRECTOR: REYNE K.
WISECUP
 
Management
 
For
 
For
       
 
1G
ELECTION OF DIRECTOR: HUGH L. MILLER
   
Management
 
For
 
For
       
 
1H
ELECTION OF DIRECTOR: MICHAEL J.
ANCIUS
 
Management
 
For
 
For
       
 
1I
ELECTION OF DIRECTOR: SCOTT A.
SATTERLEE
 
Management
 
For
 
For
       
 
1J
ELECTION OF DIRECTOR: RITA J. HEISE
   
Management
 
For
 
For
       
 
1K
ELECTION OF DIRECTOR: DARREN R.
JACKSON
 
Management
 
For
 
For
       
 
2
RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE 2013
FISCAL YEAR.
Management
 
For
 
For
       
 
3
APPROVAL, BY NON-BINDING VOTE, OF
EXECUTIVE COMPENSATION.
Management
 
For
 
For
       
 
EBAY INC.
                                       
 
Security
     
278642103
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
EBAY
           
Meeting Date
   
18-Apr-2013
 
 
ISIN
       
US2786421030
           
Agenda
   
933756934 - Management
 
Record Date
     
13-Mar-2013
             
Holding Recon Date
   
13-Mar-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
17-Apr-2013
 
 
SEDOL(s)
                     
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Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A.
ELECTION OF DIRECTOR: DAVID M.
MOFFETT
 
Management
 
For
 
For
       
 
1B.
ELECTION OF DIRECTOR: RICHARD T.
SCHLOSBERG, III
Management
 
For
 
For
       
 
1C.
ELECTION OF DIRECTOR: THOMAS J.
TIERNEY
 
Management
 
For
 
For
       
 
2.
TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
Management
 
For
 
For
       
 
3.
STOCKHOLDER PROPOSAL REGARDING
CORPORATE LOBBYING DISCLOSURE.
Shareholder
   
Against
 
For
       
 
4.
STOCKHOLDER PROPOSAL REGARDING
PRIVACY AND DATA SECURITY.
Shareholder
   
Against
 
For
       
 
5.
RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT AUDITORS FOR OUR FISCAL
YEAR ENDING DECEMBER 31, 2013.
Management
 
For
 
For
       
 
ANHEUSER-BUSCH INBEV SA
                               
 
Security
     
03524A108
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
BUD
           
Meeting Date
   
24-Apr-2013
 
 
ISIN
       
US03524A1088
         
Agenda
   
933759740 - Management
 
Record Date
     
15-Mar-2013
             
Holding Recon Date
   
15-Mar-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
15-Apr-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
A1C
EXCLUSION OF THE PREFERENCE RIGHT IN
RELATION TO THE ISSUANCE OF
SUBSCRIPTION RIGHTS
Management
 
For
 
For
       
 
A1D
ISSUANCE OF SUBSCRIPTION RIGHTS
   
Management
 
For
 
For
       
 
A1E
CONDITIONAL CAPITAL INCREASE
     
Management
 
For
 
For
       
 
A1F
EXPRESS APPROVAL PURSUANT TO
ARTICLE 554, INDENT 7, OF THE COMPANIES
CODE
Management
 
For
 
For
       
 
A1G
POWERS
                 
Management
 
For
 
For
       
 
4
APPROVAL OF THE STATUTORY ANNUAL
ACCOUNTS
Management
 
For
 
For
       
 
5
DISCHARGE TO THE DIRECTORS
       
Management
 
For
 
For
       
 
6
DISCHARGE TO THE STATUTORY AUDITOR
   
Management
 
For
 
For
       
 
7
APPOINTMENT OF DIRECTORS
       
Management
 
For
 
For
       
 
8
APPOINTMENT OF STATUTORY AUDITOR
AND REMUNERATION
Management
 
For
 
For
       
 
9A
APPROVING THE REMUNERATION REPORT
FOR THE FINANCIAL YEAR 2012
Management
 
For
 
For
       
 
9B
CONFIRMING THE GRANTS OF STOCK
OPTIONS AND RESTRICTED STOCK UNITS
TO EXECUTIVES
Management
 
For
 
For
       
 
10
APPROVAL OF INCREASED FIXED ANNUAL
FEE OF DIRECTORS
Management
 
For
 
For
       
 
11A
CHANGE OF CONTROL PROVISIONS
RELATING TO THE EMTN PROGRAMME
Management
 
For
 
For
       
 
11B
CHANGE OF CONTROL PROVISIONS
RELATING TO THE SENIOR FACILITIES
AGREEMENT
Management
 
For
 
For
       
 
C1
FILINGS
                 
Management
 
For
 
For
       
 
INTUITIVE SURGICAL, INC.
                               
 
Security
     
46120E602
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
ISRG
           
Meeting Date
   
25-Apr-2013
 
 
ISIN
       
US46120E6023
         
Agenda
   
933742125 - Management
 
Record Date
     
25-Feb-2013
             
Holding Recon Date
   
25-Feb-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
24-Apr-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.1
ELECTION OF DIRECTOR: AMAL M.
JOHNSON
 
Management
 
For
 
For
       
 
1.2
ELECTION OF DIRECTOR: ERIC H.
HALVORSON
 
Management
 
For
 
For
       
 
1.3
ELECTION OF DIRECTOR: ALAN J. LEVY,
PH.D.
 
Management
 
For
 
For
       
 
2.
TO APPROVE THE AMENDMENT AND
RESTATEMENT OF THE COMPANY'S 2010
INCENTIVE AWARD PLAN
Management
 
For
 
For
       
 
3.
TO APPROVE, BY ADVISORY VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS
Management
 
For
 
For
       
 
4.
THE RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2013
Management
 
For
 
For
       
 
ARCOS DORADOS HOLDINGS INC
                               
 
Security
     
G0457F107
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
ARCO
           
Meeting Date
   
25-Apr-2013
 
 
ISIN
       
VGG0457F1071
         
Agenda
   
933764676 - Management
 
Record Date
     
19-Mar-2013
             
Holding Recon Date
   
19-Mar-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
24-Apr-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.
CONSIDERATION AND APPROVAL OF THE
FINANCIAL STATEMENTS OF THE COMPANY
CORRESPONDING TO THE FISCAL YEAR
ENDED DECEMBER 31, 2012, THE
INDEPENDENT REPORT OF THE EXTERNAL
AUDITORS ERNST & YOUNG (PISTRELLI,
HENRY MARTIN Y ASOCIADOS S.R.L.,
MEMBER FIRM OF ERNST & YOUNG
GLOBAL), AND THE NOTES
CORRESPONDING TO THE FISCAL YEAR
ENDED DECEMBER 31, 2012.
Management
 
For
 
For
       
 
2.
APPOINTMENT AND REMUNERATION OF
ERNST & YOUNG (PISTRELLI, HENRY
MARTIN Y ASOCIADOS S.R.L., MEMBER FIRM
OF ERNST & YOUNG GLOBAL), AS THE
COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDED DECEMBER 31,
2012.
Management
 
For
 
For
       
 
3.
DIRECTOR
                 
Management
               
     
1
MRS. ANNETTE FRANQUI
         
For
 
For
       
     
2
MR. C HERNANDEZ-ARTIGAS
         
For
 
For
       
     
3
MR. A. RAMIREZ MAGANA
         
For
 
For
       
 
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV
                       
 
Security
     
20441W203
             
Meeting Type
   
Special
   
 
Ticker Symbol
   
ABV
           
Meeting Date
   
29-Apr-2013
 
 
ISIN
       
US20441W2035
         
Agenda
   
933796875 - Management
 
Record Date
     
12-Apr-2013
             
Holding Recon Date
   
12-Apr-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
24-Apr-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
O3
ELECTION OF MEMBERS OF THE
COMPANY'S FISCAL COUNCIL AND THEIR
RESPECTIVE ALTERNATES.
Management
 
For
 
For
       
 
ARM HOLDINGS PLC
                                   
 
Security
     
042068106
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
ARMH
           
Meeting Date
   
02-May-2013
 
 
ISIN
       
US0420681068
           
Agenda
   
933769640 - Management
 
Record Date
     
25-Mar-2013
             
Holding Recon Date
   
25-Mar-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
23-Apr-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.
TO RECEIVE THE ANNUAL REPORT AND
ACCOUNTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2012
Management
 
For
 
For
       
 
2.
TO DECLARE A FINAL DIVIDEND
       
Management
 
For
 
For
       
 
3.
TO APPROVE THE REMUNERATION REPORT
 
Management
 
For
 
For
       
 
4.
TO RE-ELECT SIR JOHN BUCHANAN AS A
DIRECTOR
Management
 
For
 
For
       
 
5.
TO RE-ELECT WARREN EAST AS A
DIRECTOR
 
Management
 
For
 
For
       
 
6.
TO RE-ELECT ANDY GREEN AS A DIRECTOR
 
Management
 
For
 
For
       
 
7.
TO RE-ELECT LARRY HIRST AS A DIRECTOR
   
Management
 
For
 
For
       
 
8.
TO RE-ELECT MIKE MULLER AS A DIRECTOR
 
Management
 
For
 
For
       
 
9.
TO RE-ELECT KATHLEEN O'DONOVAN AS A
DIRECTOR
Management
 
For
 
For
       
 
10.
TO RE-ELECT JANICE ROBERTS AS A
DIRECTOR
 
Management
 
For
 
For
       
 
11.
TO RE-ELECT PHILIP ROWLEY AS A
DIRECTOR
 
Management
 
For
 
For
       
 
12.
TO RE-ELECT TIM SCORE AS A DIRECTOR
   
Management
 
For
 
For
       
 
13.
TO RE-ELECT SIMON SEGARS AS A
DIRECTOR
 
Management
 
For
 
For
       
 
14.
TO RE-APPOINT
PRICEWATERHOUSECOOPERS LLP AS
AUDITORS OF THE COMPANY
Management
 
For
 
For
       
 
15.
TO AUTHORISE THE DIRECTORS TO FIX THE
REMUNERATION OF THE AUDITORS
Management
 
For
 
For
       
 
16.
TO APPROVE THE NEW LONG TERM
INCENTIVE PLAN
Management
 
For
 
For
       
 
17.
TO GRANT THE DIRECTORS AUTHORITY TO
ALLOT SHARES
Management
 
For
 
For
       
 
18.
TO DISAPPLY PRE-EMPTION RIGHTS
   
Management
 
For
 
For
       
 
19.
TO AUTHORISE THE COMPANY TO MAKE
MARKET PURCHASES OF ITS OWN SHARES
Management
 
For
 
For
       
 
20.
TO AUTHORISE THE COMPANY TO HOLD
GENERAL MEETINGS ON 14 DAYS' NOTICE
Management
 
For
 
For
       
 
COLGATE-PALMOLIVE COMPANY
                               
 
Security
     
194162103
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
CL
             
Meeting Date
   
10-May-2013
 
 
ISIN
       
US1941621039
           
Agenda
   
933756477 - Management
 
Record Date
     
11-Mar-2013
             
Holding Recon Date
   
11-Mar-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
09-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A
ELECTION OF DIRECTOR: NIKESH ARORA
   
Management
 
For
 
For
       
 
1B
ELECTION OF DIRECTOR: JOHN T. CAHILL
   
Management
 
For
 
For
       
 
1C
ELECTION OF DIRECTOR: IAN COOK
   
Management
 
For
 
For
       
 
1D
ELECTION OF DIRECTOR: HELENE D. GAYLE
 
Management
 
For
 
For
       
 
1E
ELECTION OF DIRECTOR: ELLEN M.
HANCOCK
 
Management
 
For
 
For
       
 
1F
ELECTION OF DIRECTOR: JOSEPH JIMENEZ
   
Management
 
For
 
For
       
 
1G
ELECTION OF DIRECTOR: RICHARD J.
KOGAN
 
Management
 
For
 
For
       
 
1H
ELECTION OF DIRECTOR: DELANO E. LEWIS
   
Management
 
For
 
For
       
 
1I
ELECTION OF DIRECTOR: J. PEDRO
REINHARD
 
Management
 
For
 
For
       
 
1J
ELECTION OF DIRECTOR: STEPHEN I.
SADOVE
 
Management
 
For
 
For
       
 
2.
RATIFY SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS
COLGATE'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
Management
 
For
 
For
       
 
3.
ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
Management
 
For
 
For
       
 
4.
APPROVE THE COLGATE-PALMOLIVE
COMPANY 2013 INCENTIVE COMPENSATION
PLAN.
Management
 
For
 
For
       
 
5.
STOCKHOLDER PROPOSAL ON EXECUTIVE
STOCK RETENTION REQUIREMENT.
Shareholder
   
Against
 
For
       
 
STATE STREET CORPORATION
                               
 
Security
     
857477103
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
STT
             
Meeting Date
   
15-May-2013
 
 
ISIN
       
US8574771031
           
Agenda
   
933768662 - Management
 
Record Date
     
15-Mar-2013
             
Holding Recon Date
   
15-Mar-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
14-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A
ELECTION OF DIRECTOR: K. BURNES
   
Management
 
For
 
For
       
 
1B
ELECTION OF DIRECTOR: P. COYM
     
Management
 
For
 
For
       
 
1C
ELECTION OF DIRECTOR: P. DE SAINT-
AIGNAN
 
Management
 
For
 
For
       
 
1D
ELECTION OF DIRECTOR: A. FAWCETT
   
Management
 
For
 
For
       
 
1E
ELECTION OF DIRECTOR: L. HILL
       
Management
 
For
 
For
       
 
1F
ELECTION OF DIRECTOR: J. HOOLEY
   
Management
 
For
 
For
       
 
1G
ELECTION OF DIRECTOR: R. KAPLAN
   
Management
 
For
 
For
       
 
1H
ELECTION OF DIRECTOR: R. SERGEL
   
Management
 
For
 
For
       
 
1I
ELECTION OF DIRECTOR: R. SKATES
   
Management
 
For
 
For
       
 
IJ
ELECTION OF DIRECTOR: G. SUMME
   
Management
 
For
 
For
       
 
IK
ELECTION OF DIRECTOR: T. WILSON
   
Management
 
For
 
For
       
 
2
TO APPROVE AN ADVISORY PROPOSAL ON
EXECUTIVE COMPENSATION.
Management
 
For
 
For
       
 
3
TO RATIFY THE SELECTION OF ERNST &
YOUNG LLP AS STATE STREET'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2013.
Management
 
For
 
For
       
 
YUM! BRANDS, INC.
                                   
 
Security
     
988498101
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
YUM
           
Meeting Date
   
15-May-2013
 
 
ISIN
       
US9884981013
           
Agenda
   
933770996 - Management
 
Record Date
     
18-Mar-2013
             
Holding Recon Date
   
18-Mar-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
14-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A.
ELECTION OF DIRECTOR: MICHAEL J.
CAVANAGH
Management
 
For
 
For
       
 
1B.
ELECTION OF DIRECTOR: DAVID W.
DORMAN
 
Management
 
For
 
For
       
 
1C.
ELECTION OF DIRECTOR: MASSIMO
FERRAGAMO
Management
 
For
 
For
       
 
1D.
ELECTION OF DIRECTOR: MIRIAN M.
GRADDICK-WEIR
Management
 
For
 
For
       
 
1E.
ELECTION OF DIRECTOR: J. DAVID GRISSOM
 
Management
 
For
 
For
       
 
1F.
ELECTION OF DIRECTOR: BONNIE G. HILL
   
Management
 
For
 
For
       
 
1G.
ELECTION OF DIRECTOR: JONATHAN S.
LINEN
 
Management
 
For
 
For
       
 
1H.
ELECTION OF DIRECTOR: THOMAS C.
NELSON
 
Management
 
For
 
For
       
 
1I.
ELECTION OF DIRECTOR: DAVID C. NOVAK
   
Management
 
For
 
For
       
 
1J.
ELECTION OF DIRECTOR: THOMAS M. RYAN
   
Management
 
For
 
For
       
 
1K.
ELECTION OF DIRECTOR: JING-SHYH S. SU
   
Management
 
For
 
For
       
 
1L.
ELECTION OF DIRECTOR: ROBERT D.
WALTER
 
Management
 
For
 
For
       
 
2.
RATIFICATION OF INDEPENDENT AUDITORS.
   
Management
 
For
 
For
       
 
3.
ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION.
Management
 
For
 
For
       
 
4.
RE-APPROVAL OF PERFORMANCE
MEASURES OF YUM! BRANDS, INC. LONG
TERM INCENTIVE PLAN.
Management
 
For
 
For
       
 
5.
SHAREHOLDER PROPOSAL REGARDING
PACKAGING RECYCLING.
Shareholder
   
Against
 
For
       
 
FRESENIUS MEDICAL CARE AG & CO. KGAA
                       
 
Security
     
358029106
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
FMS
           
Meeting Date
   
16-May-2013
 
 
ISIN
       
US3580291066
           
Agenda
   
933801424 - Management
 
Record Date
     
08-Apr-2013
             
Holding Recon Date
   
08-Apr-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
07-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.
RESOLUTION ON THE APPROVAL OF THE
ANNUAL FINANCIAL STATEMENTS OF
FRESENIUS MEDICAL CARE AG & CO. KGAA
FOR FISCAL YEAR 2012
Management
 
For
 
For
       
 
2.
RESOLUTION ON THE ALLOCATION OF
DISTRIBUTABLE PROFIT
Management
 
For
 
For
       
 
3.
RESOLUTION ON THE APPROVAL OF THE
ACTIONS OF THE GENERAL PARTNER
Management
 
For
 
For
       
 
4.
RESOLUTION ON THE APPROVAL OF THE
ACTIONS OF THE MEMBERS OF THE
SUPERVISORY BOARD
Management
 
For
 
For
       
 
5.
ELECTION OF THE AUDITORS AND
CONSOLIDATED GROUP AUDITORS FOR
FISCAL YEAR 2013
Management
 
For
 
For
       
 
6.
CONVERSION OF NON-VOTING BEARER
PREFERENCE SHARES INTO VOTING
BEARER ORDINARY SHARES BY
CANCELLING THE PREFERENCE IN TERMS
OF DIVIDEND PAYMENTS AND
AMENDMENTS OF THE ARTICLES OF THE
COMPANY
Management
 
For
 
For
       
 
7.
AMENDMENT TO THE 2001 INTERNATIONAL
EMPLOYEE PARTICIPATION PROGRAM AND
AMENDMENT TO THE CONDITIONAL CAPITAL
Management
 
For
 
For
       
 
S8.
SPECIAL RESOLUTION OF THE ORDINARY
SHAREHOLDERS ON THE APPROVAL OF THE
RESOLUTION ON THE CONVERSION OF
NON-VOTING BEARER PREFERENCE
SHARES INTO VOTING BEARER ORDINARY
SHARES, ALL AS MORE FULLY DESCRIBED
IN THE PROXY STATEMENT
Management
 
For
 
For
       
 
9.
AMENDMENT TO SECTION 15 OF THE
ARTICLES OF THE COMPANY (ATTENDANCE
AT THE GENERAL MEETING AND EXERCISE
OF THE VOTING RIGHT)
Management
 
For
 
For
       
 
TRANSOCEAN, LTD.
                                   
 
Security
     
H8817H100
             
Meeting Type
   
Contested-Annual
 
 
Ticker Symbol
   
RIG
             
Meeting Date
   
17-May-2013
 
 
ISIN
       
CH0048265513
           
Agenda
   
933786735 - Management
 
Record Date
     
20-Mar-2013
             
Holding Recon Date
   
20-Mar-2013
 
 
City /
Country
     
/
Switzerland
     
Vote Deadline Date
   
16-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1
APPROVAL OF THE 2012 ANNUAL REPORT,
INCLUDING THE CONSOLIDATED FINANCIAL
STATEMENT OF TRANSOCEAN LTD. FOR
FISCAL YEAR 2012 AND THE STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2012.
Management
 
For
 
For
       
 
2
APPROPRIATION OF THE AVAILABLE
EARNINGS FOR FISCAL YEAR 2012.
Management
 
For
 
For
       
 
3A
APPROVAL OF THE COMPANY'S PAYMENT
OF A DIVIDEND IN PRINCIPLE.
Management
 
For
 
For
       
 
3B1
COMPANY DISTRIBUTION PROPOSAL, IN AN
AMOUNT OF USD 2.24 PER SHARE. MARK
EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU
VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE
WILL BE INVALID AND WILL NOT BE
COUNTED).
Management
 
Against
 
Against
       
 
3B2
ICAHN GROUP DISTRIBUTION PROPOSAL, IN
AN AMOUNT OF USD 4.00 PER SHARE. MARK
EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU
VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE
WILL BE INVALID AND WILL NOT BE
COUNTED).
Management
 
For
           
 
4
READOPTION OF AUTHORIZED SHARE
CAPITAL, ALLOWING THE BOARD OF
DIRECTORS TO ISSUE UP TO A MAXIMUM OF
74,728,750 SHARES OF THE COMPANY.
Management
 
For
 
For
       
 
5
REPEAL OF STAGGERED BOARD.
     
Management
 
Against
           
 
6A
ELECTION OF COMPANY NOMINEE:
FREDERICO F. CURADO COMPANY
MANAGEMENT RECOMMENDS A VOTE "FOR"
THIS NOMINEE; PLEASE NOTE: YOU CAN
ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
For
 
For
       
 
6B
ELECTION OF COMPANY NOMINEE: STEVEN
L. NEWMAN COMPANY MANAGEMENT
RECOMMENDS A VOTE "FOR" THIS
NOMINEE; PLEASE NOTE: YOU CAN ONLY
VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
For
 
For
       
 
6C
ELECTION OF COMPANY NOMINEE: THOMAS
W. CASON COMPANY MANAGEMENT
RECOMMENDS A VOTE "FOR" THIS
NOMINEE; PLEASE NOTE: YOU CAN ONLY
VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
For
 
For
       
 
6D
ELECTION OF COMPANY NOMINEE: ROBERT
M. SPRAGUE COMPANY MANAGEMENT
RECOMMENDS A VOTE "FOR" THIS
NOMINEE; PLEASE NOTE: YOU CAN ONLY
VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
For
 
For
       
 
6E
ELECTION OF COMPANY NOMINEE: J.
MICHAEL TALBERT COMPANY
MANAGEMENT RECOMMENDS A VOTE "FOR"
THIS NOMINEE; PLEASE NOTE: YOU CAN
ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
For
 
For
       
 
6F
ELECTION OF ICAHN GROUP NOMINEE:
JOHN J. LIPINSKI COMPANY MANAGEMENT
RECOMMENDS A VOTE "AGAINST" THIS
NOMINEE; PLEASE NOTE: YOU CAN ONLY
VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
Against
 
For
       
 
6G
ELECTION OF ICAHN GROUP NOMINEE:
JOSE MARIA ALAPONT COMPANY
MANAGEMENT RECOMMENDS A VOTE
"AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H.
(IF YOU VOTE FOR MORE THAN FIVE
NOMINEES, ALL OF YOUR VOTES ON
PROPOSAL 6 WILL BE INVALID AND WILL
NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR
ANY OF THE REMAINING THREE
CANDIDATES)
Management
 
Against
 
For
       
 
6H
ELECTION OF ICAHN GROUP NOMINEE:
SAMUEL MERKSAMER COMPANY
MANAGEMENT RECOMMENDS A VOTE
"AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H.
(IF YOU VOTE FOR MORE THAN FIVE
NOMINEES, ALL OF YOUR VOTES ON
PROPOSAL 6 WILL BE INVALID AND WILL
NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR
ANY OF THE REMAINING THREE
CANDIDATES)
Management
 
Against
 
For
       
 
7
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2013 AND REELECTION
OF ERNST & YOUNG LTD., ZURICH, AS THE
COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM.
Management
 
For
 
For
       
 
8
ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management
 
For
 
For
       
 
TRANSOCEAN, LTD.
                                   
 
Security
     
H8817H100
             
Meeting Type
   
Contested-Annual
 
 
Ticker Symbol
   
RIG
             
Meeting Date
   
17-May-2013
 
 
ISIN
       
CH0048265513
           
Agenda
   
933786735 - Management
 
Record Date
     
20-Mar-2013
             
Holding Recon Date
   
20-Mar-2013
 
 
City /
Country
     
/
Switzerland
     
Vote Deadline Date
   
16-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1
APPROVAL OF THE 2012 ANNUAL REPORT,
INCLUDING THE CONSOLIDATED FINANCIAL
STATEMENT OF TRANSOCEAN LTD. FOR
FISCAL YEAR 2012 AND THE STATUTORY
FINANCIAL STATEMENTS OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2012.
Management
 
For
 
For
       
 
2
APPROPRIATION OF THE AVAILABLE
EARNINGS FOR FISCAL YEAR 2012.
Management
 
For
 
For
       
 
3A
APPROVAL OF THE COMPANY'S PAYMENT
OF A DIVIDEND IN PRINCIPLE.
Management
 
For
 
For
       
 
3B1
COMPANY DISTRIBUTION PROPOSAL, IN AN
AMOUNT OF USD 2.24 PER SHARE. MARK
EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU
VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE
WILL BE INVALID AND WILL NOT BE
COUNTED).
Management
 
Against
 
Against
       
 
3B2
ICAHN GROUP DISTRIBUTION PROPOSAL, IN
AN AMOUNT OF USD 4.00 PER SHARE. MARK
EITHER 3B1 OR 3B2 BUT NOT BOTH (IF YOU
VOTE FOR BOTH 3B1 AND 3B2 YOUR VOTE
WILL BE INVALID AND WILL NOT BE
COUNTED).
Management
 
For
           
 
4
READOPTION OF AUTHORIZED SHARE
CAPITAL, ALLOWING THE BOARD OF
DIRECTORS TO ISSUE UP TO A MAXIMUM OF
74,728,750 SHARES OF THE COMPANY.
Management
 
For
 
For
       
 
5
REPEAL OF STAGGERED BOARD.
     
Management
 
Against
           
 
6A
ELECTION OF COMPANY NOMINEE:
FREDERICO F. CURADO COMPANY
MANAGEMENT RECOMMENDS A VOTE "FOR"
THIS NOMINEE; PLEASE NOTE: YOU CAN
ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
For
 
For
       
 
6B
ELECTION OF COMPANY NOMINEE: STEVEN
L. NEWMAN COMPANY MANAGEMENT
RECOMMENDS A VOTE "FOR" THIS
NOMINEE; PLEASE NOTE: YOU CAN ONLY
VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
For
 
For
       
 
6C
ELECTION OF COMPANY NOMINEE: THOMAS
W. CASON COMPANY MANAGEMENT
RECOMMENDS A VOTE "FOR" THIS
NOMINEE; PLEASE NOTE: YOU CAN ONLY
VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
For
 
For
       
 
6D
ELECTION OF COMPANY NOMINEE: ROBERT
M. SPRAGUE COMPANY MANAGEMENT
RECOMMENDS A VOTE "FOR" THIS
NOMINEE; PLEASE NOTE: YOU CAN ONLY
VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
For
 
For
       
 
6E
ELECTION OF COMPANY NOMINEE: J.
MICHAEL TALBERT COMPANY
MANAGEMENT RECOMMENDS A VOTE "FOR"
THIS NOMINEE; PLEASE NOTE: YOU CAN
ONLY VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
For
 
For
       
 
6F
ELECTION OF ICAHN GROUP NOMINEE:
JOHN J. LIPINSKI COMPANY MANAGEMENT
RECOMMENDS A VOTE "AGAINST" THIS
NOMINEE; PLEASE NOTE: YOU CAN ONLY
VOTE "FOR" ON 5 OF THE 8 NOMINEES
LISTED IN PROPOSALS 6A - 6H. (IF YOU
VOTE FOR MORE THAN FIVE NOMINEES, ALL
OF YOUR VOTES ON PROPOSAL 6 WILL BE
INVALID AND WILL NOT BE COUNTED; YOU
MAY ALSO VOTE AGAINST OR ABSTAIN
FROM VOTING FOR ANY OF THE REMAINING
THREE CANDIDATES)
Management
 
Against
 
For
       
 
6G
ELECTION OF ICAHN GROUP NOMINEE:
JOSE MARIA ALAPONT COMPANY
MANAGEMENT RECOMMENDS A VOTE
"AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H.
(IF YOU VOTE FOR MORE THAN FIVE
NOMINEES, ALL OF YOUR VOTES ON
PROPOSAL 6 WILL BE INVALID AND WILL
NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR
ANY OF THE REMAINING THREE
CANDIDATES)
Management
 
Against
 
For
       
 
6H
ELECTION OF ICAHN GROUP NOMINEE:
SAMUEL MERKSAMER COMPANY
MANAGEMENT RECOMMENDS A VOTE
"AGAINST" THIS NOMINEE; PLEASE NOTE:
YOU CAN ONLY VOTE "FOR" ON 5 OF THE 8
NOMINEES LISTED IN PROPOSALS 6A - 6H.
(IF YOU VOTE FOR MORE THAN FIVE
NOMINEES, ALL OF YOUR VOTES ON
PROPOSAL 6 WILL BE INVALID AND WILL
NOT BE COUNTED; YOU MAY ALSO VOTE
AGAINST OR ABSTAIN FROM VOTING FOR
ANY OF THE REMAINING THREE
CANDIDATES)
Management
 
Against
 
For
       
 
7
APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2013 AND REELECTION
OF ERNST & YOUNG LTD., ZURICH, AS THE
COMPANY'S AUDITOR FOR A FURTHER ONE-
YEAR TERM.
Management
 
For
 
For
       
 
8
ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management
 
For
 
For
       
 
NATIONAL OILWELL VARCO, INC.
                               
 
Security
     
637071101
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
NOV
           
Meeting Date
   
22-May-2013
 
 
ISIN
       
US6370711011
           
Agenda
   
933784464 - Management
 
Record Date
     
01-Apr-2013
             
Holding Recon Date
   
01-Apr-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
21-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A.
ELECTION OF DIRECTOR: MERRILL A.
MILLER, JR.
Management
 
For
 
For
       
 
1B.
ELECTION OF DIRECTOR: GREG L.
ARMSTRONG
 
Management
 
For
 
For
       
 
1C.
ELECTION OF DIRECTOR: BEN A. GUILL
   
Management
 
For
 
For
       
 
1D.
ELECTION OF DIRECTOR: DAVID D.
HARRISON
 
Management
 
For
 
For
       
 
1E.
ELECTION OF DIRECTOR: ROGER L. JARVIS
   
Management
 
For
 
For
       
 
1F.
ELECTION OF DIRECTOR: ERIC L. MATTSON
   
Management
 
For
 
For
       
 
2.
RATIFICATION OF INDEPENDENT AUDITORS.
   
Management
 
For
 
For
       
 
3.
APPROVE, BY NON-BINDING VOTE, THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
Management
 
For
 
For
       
 
4.
APPROVE AMENDMENTS TO THE NATIONAL
OILWELL VARCO, INC. LONG-TERM
INCENTIVE PLAN.
Management
 
For
 
For
       
 
5.
APPROVE THE NATIONAL OILWELL VARCO,
INC. ANNUAL CASH INCENTIVE PLAN FOR
EXECUTIVE OFFICERS.
Management
 
For
 
For
       
 
AMAZON.COM, INC.
                                   
 
Security
     
023135106
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
AMZN
           
Meeting Date
   
23-May-2013
 
 
ISIN
       
US0231351067
           
Agenda
   
933782612 - Management
 
Record Date
     
01-Apr-2013
             
Holding Recon Date
   
01-Apr-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
22-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A.
ELECTION OF DIRECTOR: JEFFREY P.
BEZOS
 
Management
 
For
 
For
       
 
1B.
ELECTION OF DIRECTOR: TOM A. ALBERG
   
Management
 
For
 
For
       
 
1C.
ELECTION OF DIRECTOR: JOHN SEELY
BROWN
 
Management
 
For
 
For
       
 
1D.
ELECTION OF DIRECTOR: WILLIAM B.
GORDON
 
Management
 
For
 
For
       
 
1E.
ELECTION OF DIRECTOR: JAMIE S.
GORELICK
 
Management
 
For
 
For
       
 
1F.
ELECTION OF DIRECTOR: ALAIN MONIE
   
Management
 
For
 
For
       
 
1G.
ELECTION OF DIRECTOR: JONATHAN J.
RUBINSTEIN
Management
 
For
 
For
       
 
1H.
ELECTION OF DIRECTOR: THOMAS O.
RYDER
 
Management
 
For
 
For
       
 
1I.
ELECTION OF DIRECTOR: PATRICIA Q.
STONESIFER
Management
 
For
 
For
       
 
2.
RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS
Management
 
For
 
For
       
 
3.
SHAREHOLDER PROPOSAL REGARDING A
REPORT CONCERNING CORPORATE
POLITICAL CONTRIBUTIONS
Shareholder
   
Against
 
For
       
 
CERNER CORPORATION
                               
 
Security
     
156782104
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
CERN
           
Meeting Date
   
24-May-2013
 
 
ISIN
       
US1567821046
           
Agenda
   
933795099 - Management
 
Record Date
     
05-Apr-2013
             
Holding Recon Date
   
05-Apr-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
23-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1A.
ELECTION OF DIRECTOR: GERALD E.
BISBEE, JR., PH.D
Management
 
For
 
For
       
 
1B.
ELECTION OF DIRECTOR: DENIS A.
CORTESE, M.D.
Management
 
For
 
For
       
 
1C.
ELECTION OF DIRECTOR: LINDA M. DILLMAN
   
Management
 
For
 
For
       
 
2.
RATIFICATION OF THE APPOINTMENT OF
KPMG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM OF
CERNER CORPORATION FOR 2013.
Management
 
For
 
For
       
 
3.
APPROVAL, ON AN ADVISORY BASIS, OF
THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
Management
 
For
 
For
       
 
4.
AMENDMENT TO OUR SECOND RESTATED
CERTIFICATE OF INCORPORATION
REPEALING THE CLASSIFICATION OF OUR
BOARD OF DIRECTORS.
Management
 
For
 
For
       
 
5.
AMENDMENT TO OUR SECOND RESTATED
CERTIFICATE OF INCORPORATION
INCREASING THE NUMBER OF AUTHORIZED
SHARES OF COMMON STOCK.
Management
 
For
 
For
       
 
STARWOOD HOTELS & RESORTS WORLDWIDE,INC.
                     
 
Security
     
85590A401
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
HOT
           
Meeting Date
   
30-May-2013
 
 
ISIN
       
US85590A4013
         
Agenda
   
933792889 - Management
 
Record Date
     
03-Apr-2013
             
Holding Recon Date
   
03-Apr-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
29-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.
DIRECTOR
                 
Management
               
     
1
FRITS VAN PAASSCHEN
         
For
 
For
       
     
2
BRUCE W. DUNCAN
             
For
 
For
       
     
3
ADAM M. ARON
                 
For
 
For
       
     
4
CHARLENE BARSHEFSKY
         
For
 
For
       
     
5
THOMAS E. CLARKE
             
For
 
For
       
     
6
CLAYTON C. DALEY, JR.
           
For
 
For
       
     
7
LIZANNE GALBREATH
             
For
 
For
       
     
8
ERIC HIPPEAU
                 
For
 
For
       
     
9
AYLWIN B. LEWIS
               
For
 
For
       
     
10
STEPHEN R. QUAZZO
             
For
 
For
       
     
11
THOMAS O. RYDER
             
For
 
For
       
 
2.
TO APPROVE, ON A NON-BINDING ADVISORY
BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
Management
 
For
 
For
       
 
3.
TO APPROVE STARWOOD'S 2013 LONG-
TERM INCENTIVE COMPENSATION PLAN.
Management
 
For
 
For
       
 
4.
TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2013.
Management
 
For
 
For
       
 
SAP AG
                                       
 
Security
     
803054204
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
SAP
           
Meeting Date
   
04-Jun-2013
 
 
ISIN
       
US8030542042
           
Agenda
   
933815637 - Management
 
Record Date
     
18-Apr-2013
             
Holding Recon Date
   
18-Apr-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
23-May-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
2.
RESOLUTION ON THE APPROPRIATION OF
THE RETAINED EARNINGS OF FISCAL YEAR
2012
Management
 
For
           
 
3.
RESOLUTION ON THE FORMAL APPROVAL
OF THE ACTS OF THE EXECUTIVE BOARD IN
FISCAL YEAR 2012
Management
 
For
           
 
4.
RESOLUTION ON THE FORMAL APPROVAL
OF THE ACTS OF THE SUPERVISORY BOARD
IN FISCAL YEAR 2012
Management
 
For
           
 
5.
RESOLUTION ON THE AUTHORIZATION TO
ACQUIRE AND USE TREASURY SHARES
PURSUANT TO SECTION 71 (1) NO. 8 OF THE
GERMAN STOCK CORPORATION ACT
(AKTIENGESETZ), WITH POSSIBLE
EXCLUSION OF THE SHAREHOLDERS'
SUBSCRIPTION RIGHTS AND POTENTIAL
RIGHTS TO OFFER SHARES
Management
 
For
           
 
6.
APPOINTMENT OF THE AUDITORS OF THE
FINANCIAL STATEMENTS AND GROUP
FINANCIAL STATEMENTS FOR FISCAL YEAR
2013
Management
 
For
           
 
GOOGLE INC.
                                     
 
Security
     
38259P508
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
GOOG
           
Meeting Date
   
06-Jun-2013
 
 
ISIN
       
US38259P5089
         
Agenda
   
933801905 - Management
 
Record Date
     
08-Apr-2013
             
Holding Recon Date
   
08-Apr-2013
 
 
City /
Country
     
/
United States
     
Vote Deadline Date
   
05-Jun-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.
DIRECTOR
                 
Management
               
     
1
LARRY PAGE
                 
For
 
For
       
     
2
SERGEY BRIN
                 
For
 
For
       
     
3
ERIC E. SCHMIDT
               
For
 
For
       
     
4
L. JOHN DOERR
                 
For
 
For
       
     
5
DIANE B. GREENE
               
For
 
For
       
     
6
JOHN L. HENNESSY
             
For
 
For
       
     
7
ANN MATHER
                 
For
 
For
       
     
8
PAUL S. OTELLINI
               
For
 
For
       
     
9
K. RAM SHRIRAM
               
For
 
For
       
     
10
SHIRLEY M. TILGHMAN
           
For
 
For
       
 
2.
THE RATIFICATION OF THE APPOINTMENT
OF ERNST & YOUNG LLP AS GOOGLE'S
INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2013.
Management
 
For
 
For
       
 
3.
A STOCKHOLDER PROPOSAL REGARDING A
REPORT ON LEAD BATTERIES IN GOOGLE'S
SUPPLY CHAIN, IF PROPERLY PRESENTED
AT THE MEETING.
Shareholder
   
Against
 
For
       
 
4.
A STOCKHOLDER PROPOSAL REGARDING
EQUAL SHAREHOLDER VOTING, IF
PROPERLY PRESENTED AT THE MEETING.
Shareholder
   
Against
 
For
       
 
5.
A STOCKHOLDER PROPOSAL REGARDING
EXECUTIVE STOCK RETENTION, IF
PROPERLY PRESENTED AT THE MEETING.
Shareholder
   
Against
 
For
       
 
6.
A STOCKHOLDER PROPOSAL REGARDING
SUCCESSION PLANNING, IF PROPERLY
PRESENTED AT THE MEETING.
Shareholder
   
Against
 
For
       
 
MERCADOLIBRE, INC.
                                 
 
Security
     
58733R102
             
Meeting Type
   
Annual
   
 
Ticker Symbol
   
MELI
           
Meeting Date
   
14-Jun-2013
 
 
ISIN
       
US58733R1023
         
Agenda
   
933805713 - Management
 
Record Date
     
19-Apr-2013
             
Holding Recon Date
   
19-Apr-2013
 
 
City /
Country
     
/
Argentina
     
Vote Deadline Date
   
13-Jun-2013
 
 
SEDOL(s)
                     
Quick Code
           
                                             
 
Item
Proposal
                 
Type
   
Vote
For/Against
Management
 
 
1.
DIRECTOR
                 
Management
               
     
1
EMILIANO CALEMZUK*
             
For
 
For
       
     
2
MARCOS GALPERIN*
             
For
 
For
       
     
3
VERONICA ALLENDE SERRA*
         
For
 
For
       
     
4
MEYER MALKA#
               
For
 
For
       
     
5
JAVIER OLIVAN#
               
For
 
For
       
 
2.
ADVISORY VOTE ON THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS
Management
 
For
 
For
       
 
3.
RATIFICATION OF THE APPOINTMENT OF
DELOITTE & CO. S.A. AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER
31, 2013
Management
 
For
 
For
       
 
 
 
 
 
SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
  
(Registrant)     Investment Managers Series Trust        
 
By (Signature and Title)*
 
/s/ John Zader
 
   
John Zader, President
 
Date
August 1, 2013
     
 
* Print the name and title of each signing officer under his or her signature.
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