Additional Proxy Soliciting Materials (definitive) (defa14a)
May 15 2017 - 5:37PM
Edgar (US Regulatory)
SCHEDULE
14A INFORMATION
Proxy
Statement Pursuant to Section 14(a)
of the Securities Exchange Act of 1934
Filed
by the Registrant ☒
Filed
by a Party other than the Registrant ☐
Check
the appropriate box:
☐ Preliminary
Proxy Statement
☐
Confidential, for Use of the Commission Only (as permitted by Rule 14A-6(e)(2))
☐ Definitive
Proxy Statement
☒
Definitive
Additional Materials
☐
Soliciting
Material Pursuant to § 240.14a-12
CROSSROADS
CAPITAL, INC.
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(Name
of Registrant as Specified In Its Charter)
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(Name
of Person(s) Filing Proxy Statement if other than the Registrant
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Payment
of Filing Fee (Check the appropriate box)
☒
No
fee required
☐ Fee
computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11
1) Title
of each class of securities to which transaction applies:_________________.
2) Aggregate
number of securities to which transaction applies:__________________.
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3)
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Per
unit price or other underlying value of transaction computed pursuant to Exchange Act
Rule 0-11(Set forth the amount on which the filing fee is calculated and state how it
was determined):______________.
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4) Proposed
maximum aggregate value of transaction:___________________.
5) Total
fee paid:____________________
☐ Fee
paid previously with preliminary materials
☐ Check
box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting
fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of
its filing.
1) Amount
Previously Paid:______________.
2) Form,
Schedule or Registration Statement No.:________________.
3) Filing
Party:___________.
4) Date
Filed:___________.
In
connection with the solicitation of proxies for the Special Meeting of Stockholders of Crossroads Capital, Inc. (the “Company”)
in person, by mail or electronic delivery, or by telephone or facsimile transmission: (i) by the directors and officers of the
Company, (ii) by 1100 Capital Consulting, LLC, the Company’s Administrator, or (iii) by a third party proxy solicitor, the
following additional materials may be used and are hereby being filed with the U.S. Securities and Exchange Commission.
URGENT
NOTICE ABOUT YOUR INVESTMENT IN CROSSROADS CAPITAL
(Formerly
Known As KEATING CAPITAL)
Dear
Fellow Shareholder:
The
special meeting of shareholders of Crossroads Capital (f/k/a Keating Capital) is fast approaching. We urge you to vote today in
favor of the plan to convert Crossroads into a liquidating trust that will ultimately dispose of all its assets and distribute
all of its cash to holders of the trust units.
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APPROVAL
OF THE PLAN WILL SIGNIFICANTLY REDUCE OUR COSTS AS WE SEEK TO MAXIMIZE THE VALUE OF OUR REMAINING INVESTMENTS.
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UPON
APPROVAL OF THE PLAN, WE INTEND TO PROMPTLY PAY AN INITIAL CASH DISTRIBUTION OF $1.60 PER SHARE.
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●
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FAILURE
TO APPROVE THE PLAN MAY DELAY AND/OR REDUCE THE AMOUNT OF THE INITIAL CASH DISTRIBUTION.
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It
is critical that you vote your proxy today
by either:
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(i)
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voting
online at
www.proxyvote.com
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(ii)
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calling
toll-free at 1-800-690-6903; or
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(iii)
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returning
the enclosed proxy card in the envelope provided;
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IF
YOU HAVE ANY QUESTIONS ABOUT HOW TO VOTE YOUR PROXY, PLEASE CALL INVESTORCOM AT 1-877-972-0090.
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Sincerely,
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Ben
Harris
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Andrew
Dakos
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Chief
Executive Officer and President
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Chairman
of the Board
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Crossroads Capital, Inc. (NASDAQ:XRDC)
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