Current Report Filing (8-k)
November 30 2020 - 5:20PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d)
of
the
Securities Exchange Act of 1934
Date
of Report (date of earliest event reported): November 30, 2020
CREATIVE
REALITIES, INC.
(Exact
name of registrant as specified in its charter)
Minnesota
|
|
001-33169
|
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41-1967918
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(State
or other jurisdiction of
incorporation)
|
|
(Commission
File Number)
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|
(IRS
Employer
Identification No.)
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13100 Magisterial Drive, Suite 100, Louisville, KY
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40223
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(Address of principal executive offices)
|
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(Zip Code)
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(502)
791-8800
(Registrant’s
telephone number, including area code)
Not
applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
|
☐
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|
☐
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
|
☐
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405
of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging
growth company ☐
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
|
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock, par value $0.001 per share
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CREX
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The
Nasdaq Stock Market LLC
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Warrants
to purchase Common Stock
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CREXW
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The
Nasdaq Stock Market LLC
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Item
1.01 Entry into a Material Definitive Agreement.
Tenth
Amendment to Loan and Security Agreement
On
November 30, 2020, Creative Realities, Inc. (the “Company”) entered into a Tenth Amendment to Loan and Security Agreement
(the “Amendment”) with its subsidiaries and Slipstream Communications, LLC (“Lender”). Pursuant to the
Amendment, the parties agreed to extend the date on which the Lender’s existing $2,000,000.00 special loan to the Company
(with accrued and unpaid interest) automatically converts into a new class of senior preferred stock of the Company, from November
30, 2020 to December 31, 2020 (or upon an earlier event of default).
The
Amendment is filed as Exhibit 10.1 to this report, and the foregoing description is qualified in its entirety by reference thereto.
Item
9.01 Financial Statements and Exhibits.
SIGNATURE
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Creative
Realities, Inc.
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(Registrant)
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Date:
November 30, 2020
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By:
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/s/
Will Logan
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Will
Logan
Chief Financial Officer
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2
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