Additional Proxy Soliciting Materials (definitive) (defa14a)
December 10 2018 - 8:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE
14A
Proxy Statement Pursuant to Section 14(A) of the
Securities Exchange Act of 1934
Filed by the
Registrant ☒
Filed by a Party other than the Registrant ☐
Check the appropriate box:
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Preliminary Proxy Statement
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Confidential, for Use of the Commission Only (as permitted by Rule 14a 6(e)(2))
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Definitive Proxy Statement
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Definitive Additional Materials
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Soliciting Material Pursuant to §240.14a 12
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CM Finance
Inc
(Name of Registrant as
Specified In Its Charter)
(Name of Person(s) Filing Proxy
Statement, if other than the Registrant)
Payment of Filing Fee (Check the appropriate box):
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No fee required.
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Fee computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
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(1)
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Title of each class of securities to which transaction applies:
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(2)
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Aggregate number of securities to which transaction applies:
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(3)
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Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11
(set forth the amount on which the filing fee is calculated and state how it was determined):
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(4)
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Proposed maximum aggregate value of transaction:
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(5)
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Total fee paid:
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Fee paid previously with preliminary materials.
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Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement
number, or the Form or Schedule and the date of its filing.
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(1)
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Amount Previously Paid:
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(2)
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Form, Schedule or Registration Statement No.:
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(3)
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Filing Party:
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(4)
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Date Filed:
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IMPORTANT NOTICE REGARDING YOUR INVESTMENT
December 10, 2018
RE: Adjourned Annual Meeting of
Stockholders
Dear Fellow Stockholder:
We are almost there, but we need
your help.
Our records indicate that we have not received your vote for the December 18, 2018 adjourned annual meeting
of stockholders of CM Finance Inc.
We apologize
for the continued
follow-up
mailings. However, it is critical that we receive your proxy vote, whether you want to vote FOR, AGAINST or ABSTAIN, we need
to hear from you, by
December
17, 2018
.
Please help us to avoid further delay by taking a moment to cast your vote today.
After careful consideration, the Board of Directors unanimously recommends that stockholders vote
FOR Proposal 2 listed in both the Proxy and on the enclosed copy of your proxy card(s)
.
We value your time and have
set up a number of convenient voting options. Thank you in advance to your attention to this important matter. Should you have any questions about the proposals, or about how to vote, please call
1-877-732-3621.
Thank you
in advance for your attention to this important matter.
Sincerely,
Michael C. Mauer
Chairman of the Board
And Chief Executive Officer
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Voting is easy.
Please take a moment now to cast your vote using one of the voting
options listed below:
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1.
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Vote by Phone.
Simply dial the
toll-free number located on the enclosed proxy card. Please have the proxy card available at the time of the call.
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2.
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Vote via the Internet.
Simply visit
the website indicated on the enclosed proxy card and follow the instructions on the website.
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3.
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Vote by Mail.
You may cast your
vote by signing, dating and mailing the enclosed proxy card in the postage-prepaid return envelope provided.
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601 Lexington Avenue, 26
th
Floor, New York, NY 10022
OBO-12944-3
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