Initial Statement of Beneficial Ownership (3)
February 09 2021 - 4:21PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Walker John D. III |
2. Date of Event Requiring Statement (MM/DD/YYYY)
2/9/2021
|
3. Issuer Name and Ticker or Trading Symbol
CENTRAL GARDEN & PET CO [CENT]
|
(Last)
(First)
(Middle)
1340 TREAT BOULEVARD, SUITE 600 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director _____ 10% Owner ___X___ Officer (give title below) _____ Other (specify below) President, Garden Consumer Pro / |
(Street)
WALNUT CREEK, CA 94597-7578
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Common Stock | 96280 (1) | D | |
Units - Class A Common Stock | 7586 (2) | I | By 401(k) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Stock Option (Right to Buy) | (3) | 1/29/2022 | Class A Common Stock | 19500 | $13.82 | D | |
Stock Option (Right to Buy) | (4) | 1/20/2023 | Class A Common Stock | 14690 | $30.94 | D | |
Stock Option (Right to Buy) | (5) | 1/19/2024 | Class A Common Stock | 14450 | $36.70 | D | |
Stock Option (Right to Buy) | (6) | 2/13/2025 | Class A Common Stock | 22285 | $27.20 | D | |
Stock Option (Right to Buy) | (7) | 2/10/2026 | Class A Common Stock | 21053 | $28.50 | D | |
Explanation of Responses: |
(1) | Includes 19,650 restricted shares of Class A Common Stock granted on December 4, 2018, which shares will vest annually in one-third increments and be exercisable beginning on December 4, 2021; and 70,175 restricted shares of Class A Common Stock granted on February 10, 2020, which shares will vest annually in one-fourth increments and be exercisable beginning on February 10, 2023. |
(2) | The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash. |
(3) | Options were granted January 29, 2016, of which 6,500 have vested and have been exercised; and the remaining 19,500 shares have vested and are exercisable. |
(4) | Options were granted January 20, 2017, of which all 14,690 have vested and are exercisable. |
(5) | Options were granted January 19, 2018, of which 10,837 have vested and are exercisable; and the remaining 3,613 shares shall vest and be exercisable on January 19, 2022. |
(6) | Options were granted February 13, 2019, of which 5,571 have vested and are exercisable; and the remaining shall vest and be exercisable as follows: 5,571 on February 13, 2021 and on February 13, 2022; and 5,572 on February 13, 2023. |
(7) | Options were granted February 10, 2020 and shall vest and be exercisable as follows: 5,263 on February 10, 2021, on February 10, 2022; and on February 10, 2023; and 5,264 on February 10, 2024. |
Remarks: Exhibit 24.1 Power of Attorney. |
Reporting Owners
|
Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Walker John D. III 1340 TREAT BOULEVARD SUITE 600 WALNUT CREEK, CA 94597-7578 |
|
| President, Garden Consumer Pro |
|
Signatures
|
/s/John D. Walker | | 2/9/2021 |
**Signature of Reporting Person | Date |
Central Garden and Pet (NASDAQ:CENT)
Historical Stock Chart
From Jun 2024 to Jul 2024
Central Garden and Pet (NASDAQ:CENT)
Historical Stock Chart
From Jul 2023 to Jul 2024