Current Report Filing (8-k)
January 30 2019 - 8:32AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported):
January 30, 2019
Carolina Trust BancShares, Inc.
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(Exact name of registrant as specified in its charter)
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North Carolina
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000-55683
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81-2019652
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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901 East Main Street, Lincolnton, North Carolina
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28092
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(Address of principal executive offices)
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(Zip Code)
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Registrant’s telephone number, including area code:
(704)
735-1104
(Former name or former address, if changed since last report)
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Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
☐
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or
Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or
revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Item 7.01.
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Regulation FD Disclosure.
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The Registrant will be a participant in the FIG Partners Bank CEO Forum being held in Scottsdale, Arizona, on January 30
th
and
31
st
, 2019. At the investor conference, the Registrant’s principal executive officer will use the investor presentation that is furnished as Exhibit 99.1 to this Current Report.
Exhibit 99.1 to this Current Report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as
amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in any such filing.
Item 9.01.
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Financial Statements and Exhibits.
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Exhibit No.
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Description of Exhibit
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Investor presentation materials.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
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Carolina Trust BancShares, Inc.
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Date: January 30, 2019
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By:
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/s/ Edwin E. Laws
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Name: Edwin E. Laws
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Title: EVP and Chief Financial Officer
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