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CUSIP No. 14316J108
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13D
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Page
3
of 4 pages
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This Amendment No. 11 to Schedule 13D (Amendment No. 11) amends
and supplements the Schedule 13D originally filed with the United States Securities and Exchange Commission (SEC) on January 10, 2020 and amended on February 25, 2020, May 11, 2020, July 6, 2020,
November 17, 2020, January 8, 2021, March 19, 2021, July 13, 2021, July 29, 2021, August 6, 2021 and August 17, 2021 (as amended to date, the Schedule 13D), relating to the common stock, par
value $0.01 per share (the Common Stock), of The Carlyle Group Inc., a Delaware corporation (the Issuer). Capitalized terms used herein without definition shall have the meaning set forth in the Schedule 13D.
The Reporting Person may be deemed to be the beneficial owner of shares of Common Stock underlying Proxies that it holds. As of the close of business on
August 26, 2021, the Reporting Person held Proxies with respect to 162,010,246 shares of Common Stock. This change in the number of shares of Common Stock underlying the Proxies represents a change in the Reporting Persons beneficial ownership
of 1% or more since the last amendment to the Schedule 13D filed by the Reporting Person and therefore, the Reporting Person is filing this Amendment No. 11.
Item 5. Interest in Securities of the Issuer.
Items
5(a)-(b) of the Schedule 13D are hereby amended and restated in their entirety as follows:
(a) (b)
The following sets forth, as of the close of business on August 26, 2021, the aggregate number of shares of Common Stock and percentage of shares of
Common Stock beneficially owned by the Reporting Person, as well as the number of shares of Common Stock as to which the Reporting Person has the sole power to vote or to direct the vote, shared power to vote or to direct the vote, sole power to
dispose or to direct the disposition, or shared power to dispose or to direct the disposition of, as of August 26, 2021, based on 357,009,775 shares of Common Stock outstanding as of August 26, 2021.
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Reporting Person
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Amount
beneficially
owned
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Percent
of class
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Sole power to
vote or to
direct the vote
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Shared
power to
vote or to
direct the vote
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Sole power
to dispose or
to direct the
disposition
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Shared
power to
dispose or
to direct the
disposition
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Carlyle Group Management L.L.C.
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162,010,246
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45.4
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%
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162,010,246
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0
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17,000
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0
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The Reporting Person directly holds 17,000 shares of Common Stock, and may be deemed to have sole voting power over
162,010,246 shares of Common Stock (including the shares underlying the Proxies).