Initial Statement of Beneficial Ownership (3)
March 23 2021 - 7:17PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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Mittal Shravin |
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/8/2021
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3. Issuer Name and Ticker or Trading Symbol
Aurora Acquisition Corp. [AURC]
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(Last)
(First)
(Middle)
20 NORTH AUDLEY ST. |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below)
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(Street)
LONDON, X0 W1K 6LX
(City)
(State)
(Zip)
| 5. If Amendment, Date Original Filed(MM/DD/YYYY)
| 6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Aurora Acquisition Corp. Shares (AURC) | 1000000 | I | Held through Unbound Holdco Ltd. |
Aurora Acquisition Corp. Units (AURCU) | 1000000 | I | Held through Unbound Holdco Ltd. |
Aurora Acquisition Corp. Warrants (AURCW) | 1143343 | I | Held through Unbound Holdco Ltd. |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 4) | 2. Date Exercisable and Expiration Date (MM/DD/YYYY) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Class B Founder Shares | (1) | (1) | Class A Ordinary Shares | 1159375 | (1) | I | Held through Unbound Holdco Ltd. |
Aurora Acquisition Corp. Warrants (AURCW) | (2) | (2) | Warrants | 1143343 | $11.50 | I | Held through Unbound Holdco Ltd. |
Explanation of Responses: |
(1) | The reported shares include (i) 1,159,375 Class B ordinary shares of Aurora Acquisition Corp. (the "Issuer") that are convertible for Class A ordinary shares of the Issuer as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-253106); and (ii) 1,000,000 Class A ordinary shares of the Issuer underlying private placement units of the Issuer purchased by Unbound Holdco Ltd ("Unbound") pursuant to the Private Placement Units Purchase Agreement, dated as of March 3, 2021, by and among the Issuer, Unbound, Shravin Mittal and certain other parties. |
(2) | The reporting person owns 1,143,343 Warrants. Each whole warrant is exercisable to purchase one Class A ordinary share at a price of $11.50 per Class A ordinary share, subject to adjustment, as described under the heading "Description of Securities-Warrants" in the Issuer's registration statement on Form S-1 (File No. 333-253106). The warrants will expire at 5:00 p.m. New York City time, five years after the completion of Aurora Acquisition Corp.'s initial business combination. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Mittal Shravin 20 NORTH AUDLEY ST. LONDON, X0 W1K 6LX | X |
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Signatures
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/s/ Shravin Mittal | | 3/18/2021 |
**Signature of Reporting Person | Date |
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