Post-effective Amendment (investment Company, Rule 485(b)) (485bpos)
June 04 2013 - 2:40PM
Edgar (US Regulatory)
Securities Act File No. 333-122917
ICA No. 811- 21720
As filed with the Securities and Exchange Commission June 4, 2013
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
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Pre-Effective Amendment No. _______
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[ ]
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Post-Effective Amendment No.
494
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[ X ]
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and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940
(Check Appropriate Box or Boxes)
Northern Lights Fund Trust
(Exact Name of Registrant as Specified in Charter)
17605 Wright Street
Omaha, NE 68154-1150
Attention: Michael Miola
(Address of Principal Executive Offices)(Zip Code)
(402) 895-1600
(Registrant's Telephone Number, Including Area Code)
The Corporation Trust Company
Corporate Trust Center
1209 Orange Street
Wilmington, DE 19801
(Name and Address of Agent for Service)
With a copy to
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JoAnn M. Strasser, Esq.
Thompson Hine LLP
41 South High Street, Suite 1700
Columbus, Ohio 43215
614-469-3265 (phone)
513-241-4771 (fax)
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James P. Ash, Esq.
Gemini Fund Services, LLC
80 Arkay Drive, Suite 110
Hauppauge, New York 11788
(631) 470-2619 (phone)
(631) 813-2884 (fax)
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Approximate Date of Proposed Public Offering:
It is proposed that this filing will become effective (check appropriate box):
(X)
immediately upon filing pursuant to paragraph (b).
( )
on (date) pursuant to paragraph (b).
( )
60 days after filing pursuant to paragraph (a)(1).
( )
on (date) pursuant to paragraph (a)(1).
( )
75 days after filing pursuant to paragraph (a)(2).
( )
on (date) pursuant to paragraph (a)(2) of Rule 485.
If appropriate, check the following box:
( ) this post-effective amendment designates a new effective date for a previously filed post-effective amendment.
This filing relates solely to the
Adaptive Allocation
Fund, a series of the Trust.
Signatures
Pursuant to the requirements of the Securities Act of 1933, as amended, and Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this registration statement under rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No.
494
to the Registration Statement on Form N-1A to be signed on its behalf by the undersigned, duly authorized in the City of Hauppauge, State of New York on the 4
th
day of June, 2013.
NORTHERN LIGHTS FUND TRUST
(Registrant)
/s/ Andrew Rogers
By: Andrew Rogers,
President and Principal Executive Officer
Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
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Michael Miola*
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Trustee & Chairman
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June 4, 2013
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John V. Palancia*
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Trustee
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June 4, 2013
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Gary Lanzen*
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Trustee
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June 4, 2013
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Anthony Hertl*
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Trustee
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June 4, 2013
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Mark Taylor*
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Trustee
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June 4, 2013
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/s/ Andrew Rogers
Andrew Rogers
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President and Principal Executive Officer
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June 4, 2013
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Kevin Wolf*
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Treasurer and Principal Accounting Officer
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June 4, 2013
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By:
Date:
/s/ James Ash
June 4, 2013
James Ash
*Attorney-in-Fact – Pursuant to Powers of Attorney previously filed on April 1, 2011 to the Registrant’s Registration Statement in Post-Effective Amendment No. 234, and hereby incorporated by reference.
EXHIBIT INDEX
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Index No.
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Description of Exhibit
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EX-101.INS
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XBRL Instance Document
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EX-101.SCH
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XBRL Taxonomy Extension Schema Document
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EX-101.CAL
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XBRL Taxonomy Extension Calculation Linkbase
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EX-101.DEF
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XBRL Taxonomy Extension Definition Linkbase
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EX-101.LAB
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XBRL Taxonomy Extension Labels Linkbase
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EX-101.PRE
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XBRL Taxonomy Extension Presentation Linkbase
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