- Securities Registration (section 12(b)) (8-A12B)
December 12 2008 - 3:06PM
Edgar (US Regulatory)
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
|
|
|
|
|
CITIGROUP INC.
(Exact Name of Registrant as
Specified in Its Charter)
|
|
CITIGROUP FUNDING INC.
(Exact Name of Registrant as
Specified in Its Charter)
|
|
SAFETY FIRST TRUST SERIES 2006-6
(Exact Name of Registrant as
Specified in Its Charter)
|
|
|
|
|
|
DELAWARE
(State of Incorporation
or Organization)
|
|
DELAWARE
(State of Incorporation
or Organization)
|
|
DELAWARE
(State of Incorporation
or Organization)
|
|
|
|
|
|
52-1568099
(I.R.S. Employer Identification no.)
|
|
42-1658283
(I.R.S. Employer Identification no.)
|
|
42-6664149
(I.R.S. Employer Identification no.)
|
399 Park Avenue
New York, New York 10043
(Address of Principal Executive Offices)
(Zip Code)
|
|
|
If this Form relates to the
registration of a class of
securities pursuant to Section 12(b)
of the Exchange Act and is effective
pursuant to General Instruction
A.(c), please check the following
box.
þ
|
|
If this Form relates to the
registration of a class of
securities pursuant to Section 12(g)
of the Exchange Act and is effective
pursuant to General Instruction
A.(d), please check the following
box.
o
|
|
|
|
Securities Act registration
statement file number to which
this form relates:
|
|
333-135867, 333-135867-05 and 333-135867-11
|
|
|
|
Securities to be registered
pursuant to Section 12(b) of
the Act:
|
|
|
|
|
|
Title of Each Class
|
|
Name of Each Exchange on Which
|
to be so Registered
|
|
Each Class is to be Registered
|
Principal-Protected Trust Certificates
Linked to the S&P 500
®
Index,
the Dow Jones EURO STOXX 50
®
Index and the Nikkei 225 Stock
Average
SM
Due March 6, 2014.
|
|
NYSE Arca, Inc.
|
|
|
|
Securities to be registered pursuant
to Section 12(g) of the Act:
|
|
|
None
(Title of class)
Item 1. Description of Registrants Securities to be Registered.
For a description of the Principal-Protected Trust Certificates Linked to the S&P
500
®
Index, the Dow Jones EURO STOXX 50
®
Index and the Nikkei 225 Stock
Average
SM
Due March 6, 2014 (the Certificates), reference is made to the information
under the headings Summary Information Q&A, Risk Factors and Description of the
Certificates on pages 2 through 11, 12 through 20 and 29 through 45, respectively, of the
Registrants Prospectus and Pricing Supplement, dated February 25, 2008 (Registration Nos.
333-135867, 333-135867-05 and 333-135867-11), which information is hereby incorporated herein by
reference and made part of this registration statement in its entirety.
Item 2. Exhibits.
99 (A). Prospectus and Pricing Supplement describing the Certificates, dated February 25,
2008, incorporated by reference to the Registrants filing under Rule 424(b)(2) dated February 28,
2008.
99 (B). Certificate of Trust of Safety First Trust Series 2006-6, incorporated by reference to
Exhibit 3(o) to the Registrants automatic shelf registration statement on Form S-3 filed on July
19, 2006 (Registration Nos. 333-135867, 333-135867-05 and 333-135867-11) (the Registration
Statement).
99 (C). Form of Amended and Restated Declaration of Trust, incorporated by reference to
Exhibit 4(a) to the Registration Statement.
99 (D). Form of the Trust Certificates Guarantee Agreement, incorporated by reference to
Exhibit 4(b) to the Registration Statement.
99 (E). Form of Certificate Representing the Certificates (included in Exhibit 99(C)).
2
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, each
registrant has duly caused this registration statement or amendment thereto to be signed on its
behalf by the undersigned, thereunto duly authorized.
|
|
|
|
|
|
Citigroup Inc.
(Registrant)
|
|
|
By:
|
/s/ C. E. Wainhouse
|
|
|
|
Name:
|
Charles E. Wainhouse
|
|
|
|
Title:
|
Assistant Treasurer
|
|
|
|
Citigroup Funding Inc.
(Registrant)
|
|
|
By:
|
/s/ Geoffrey S. Richards
|
|
|
|
Name:
|
Geoffrey S. Richards
|
|
|
|
Title:
|
Executive Vice President and
Assistant Treasurer
|
|
|
|
Safety First Trust Series 2008-1
(formerly Safety First Trust Series 2006-6)
(Registrant)
|
|
Date: December 11, 2008
|
By:
|
/s/ Geoffrey S. Richards
|
|
|
|
Name:
|
Geoffrey S. Richards
|
|
|
|
Title:
|
Regular Trustee
|
|
|
3
INDEX TO EXHIBITS
|
|
|
Exhibit No.
|
|
Exhibit
|
99(A).
|
|
Prospectus and Pricing Supplement describing the Certificates, dated February
25, 2008, incorporated by reference to the Registrants filing under Rule
424(b)(2) dated February 28, 2008.
|
|
|
|
99(B).
|
|
Certificate of Trust of Safety First Trust Series 2006-6, incorporated by
reference to Exhibit 3(o) to the Registration Statement.
|
|
|
|
99(C).
|
|
Form of Amended and Restated Declaration of Trust, incorporated by reference
to Exhibit 4(a) to the Registration Statement.
|
|
|
|
99(D).
|
|
Form of the Trust Certificates Guarantee Agreement, incorporated by reference
to Exhibit 4(b) to the Registration Statement.
|
|
|
|
99(E).
|
|
Form of Certificate Representing the Certificates (included in Exhibit 99(C)).
|
4
Safety First Trust Principal-Protected Certificates Linked TO A U.S.-Europe-Japan Basket (AMEX:ATA)
Historical Stock Chart
From Dec 2024 to Jan 2025
Safety First Trust Principal-Protected Certificates Linked TO A U.S.-Europe-Japan Basket (AMEX:ATA)
Historical Stock Chart
From Jan 2024 to Jan 2025