Initial Statement of Beneficial Ownership (3)
March 27 2019 - 4:12PM
Edgar (US Regulatory)
FORM 3
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
|
OMB APPROVAL
OMB Number:
3235-0104
Estimated average burden
hours per response...
0.5
|
|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
|
|
1. Name and Address of Reporting Person
*
Bauer Michael P.
|
2. Date of Event Requiring Statement (MM/DD/YYYY)
3/25/2019
|
3. Issuer Name
and
Ticker or Trading Symbol
LIBBEY INC [LBY]
|
(Last)
(First)
(Middle)
300 MADISON AVENUE, PO BOX 10060
|
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__
X
__ Director
_____ 10% Owner
___
X
___ Officer (give title below)
_____ Other (specify below)
Chief Executive Officer /
|
(Street)
TOLEDO, OH 43699-0060
(City)
(State)
(Zip)
|
5. If Amendment, Date Original Filed
(MM/DD/YYYY)
|
6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
Table I - Non-Derivative Securities Beneficially Owned
|
1.Title of Security
(Instr. 4)
|
2. Amount of Securities Beneficially Owned
(Instr. 4)
|
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
|
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Restricted Stock Units
|
116827
(1)
|
D
|
|
Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
|
1. Title of Derivate Security
(Instr. 4)
|
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
|
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
|
4. Conversion or Exercise Price of Derivative Security
|
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
|
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
|
Date Exercisable
|
Expiration Date
|
Title
|
Amount or Number of Shares
|
Non-Qualified Stock Option (right to buy)
|
3/25/2022
|
3/25/2029
|
Common Stock
|
37500.0
|
$11.5
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
3/25/2022
|
3/25/2029
|
Common Stock
|
37500.0
|
$7.0
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
3/25/2022
|
3/25/2029
|
Common Stock
|
37500.0
|
$10.0
|
D
|
|
Non-Qualified Stock Option (right to buy)
|
3/25/2022
|
3/25/2029
|
Common Stock
|
37500.0
|
$8.5
|
D
|
|
Explanation of Responses:
|
(1)
|
Restricted stock units vest in three equal annual installments on March 25th of each of 2020, 2021 and 2022 provided the grantee remains continuously employed by the Company as of those respective dates.
|
Reporting Owners
|
Reporting Owner Name / Address
|
Relationships
|
Director
|
10% Owner
|
Officer
|
Other
|
Bauer Michael P.
300 MADISON AVENUE
PO BOX 10060
TOLEDO, OH 43699-0060
|
X
|
|
Chief Executive Officer
|
|
Signatures
|
Debbie Hyndman, Attorney-in-Fact for Michael P. Bauer
|
|
3/27/2019
|
**
Signature of Reporting Person
|
Date
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
|
*
|
If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
|
**
|
Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
|
Note:
|
File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
|
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
|
Libbey (AMEX:LBY)
Historical Stock Chart
From Jun 2024 to Jul 2024
Libbey (AMEX:LBY)
Historical Stock Chart
From Jul 2023 to Jul 2024