Authorized Participants Record:
1 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
STATE STREET GLOBAL MARKETS, LLC |
b. SEC file number |
8-44744 |
c. CRD number |
000030107 |
d. LEI, if any |
54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
Industrial and Commercial Bank of China Financial Services LLC |
b. SEC file number |
8-66471 |
c. CRD number |
000131487 |
d. LEI, if any |
549300RB8ZUQ2QO5HJ15 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Wedbush Securities Inc. |
b. SEC file number |
8-12987 |
c. CRD number |
000000877 |
d. LEI, if any |
549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
Itau BBA USA Securities, Inc. |
b. SEC file number |
8-53702 |
c. CRD number |
000118817 |
d. LEI, if any |
5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
BNY Mellon Capital Markets, LLC |
b. SEC file number |
8-35255 |
c. CRD number |
000017454 |
d. LEI, if any |
VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
Jane Street Capital, LLC |
b. SEC file number |
8-52275 |
c. CRD number |
000103782 |
d. LEI, if any |
549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
2,773,961.4 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
30 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
1,338,231.9 |
Authorized Participants Record:
32 |
a. Full Name |
Daiwa Capital Markets America Inc. |
b. SEC file number |
8-12242 |
c. CRD number |
000001576 |
d. LEI, if any |
M67H5PRC0NQKM73ZAS82 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
NATIONAL BANK OF CANADA FINANCIAL INC. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300R6OJCZ1R8P6U58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
ITG Inc. |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Industrial and Commercial Bank of China Financial Services LLC |
b. SEC file number |
8-66471 |
c. CRD number |
000131487 |
d. LEI, if any |
549300RB8ZUQ2QO5HJ15 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
Itau BBA USA Securities, Inc. |
b. SEC file number |
8-53702 |
c. CRD number |
000118817 |
d. LEI, if any |
5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
Jane Street Capital, LLC |
b. SEC file number |
8-52275 |
c. CRD number |
000103782 |
d. LEI, if any |
549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
STATE STREET GLOBAL MARKETS, LLC |
b. SEC file number |
8-44744 |
c. CRD number |
000030107 |
d. LEI, if any |
54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
Daiwa Capital Markets America Inc. |
b. SEC file number |
8-12242 |
c. CRD number |
000001576 |
d. LEI, if any |
M67H5PRC0NQKM73ZAS82 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
NATIONAL BANK OF CANADA FINANCIAL INC. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300R6OJCZ1R8P6U58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
30 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
Wedbush Securities Inc. |
b. SEC file number |
8-12987 |
c. CRD number |
000000877 |
d. LEI, if any |
549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
ITG Inc. |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
BNY Mellon Capital Markets, LLC |
b. SEC file number |
8-35255 |
c. CRD number |
000017454 |
d. LEI, if any |
VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Daiwa Capital Markets America Inc. |
b. SEC file number |
8-12242 |
c. CRD number |
000001576 |
d. LEI, if any |
M67H5PRC0NQKM73ZAS82 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Itau BBA USA Securities, Inc. |
b. SEC file number |
8-53702 |
c. CRD number |
000118817 |
d. LEI, if any |
5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
Industrial and Commercial Bank of China Financial Services LLC |
b. SEC file number |
8-66471 |
c. CRD number |
000131487 |
d. LEI, if any |
549300RB8ZUQ2QO5HJ15 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
NATIONAL BANK OF CANADA FINANCIAL INC. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300R6OJCZ1R8P6U58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Jane Street Capital, LLC |
b. SEC file number |
8-52275 |
c. CRD number |
000103782 |
d. LEI, if any |
549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
30 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
Wedbush Securities Inc. |
b. SEC file number |
8-12987 |
c. CRD number |
000000877 |
d. LEI, if any |
549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
ITG Inc. |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
STATE STREET GLOBAL MARKETS, LLC |
b. SEC file number |
8-44744 |
c. CRD number |
000030107 |
d. LEI, if any |
54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
BNY Mellon Capital Markets, LLC |
b. SEC file number |
8-35255 |
c. CRD number |
000017454 |
d. LEI, if any |
VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
Jane Street Capital, LLC |
b. SEC file number |
8-52275 |
c. CRD number |
000103782 |
d. LEI, if any |
549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
BNY Mellon Capital Markets, LLC |
b. SEC file number |
8-35255 |
c. CRD number |
000017454 |
d. LEI, if any |
VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Daiwa Capital Markets America Inc. |
b. SEC file number |
8-12242 |
c. CRD number |
000001576 |
d. LEI, if any |
M67H5PRC0NQKM73ZAS82 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
STATE STREET GLOBAL MARKETS, LLC |
b. SEC file number |
8-44744 |
c. CRD number |
000030107 |
d. LEI, if any |
54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Industrial and Commercial Bank of China Financial Services LLC |
b. SEC file number |
8-66471 |
c. CRD number |
000131487 |
d. LEI, if any |
549300RB8ZUQ2QO5HJ15 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
5,775,672.05 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
NATIONAL BANK OF CANADA FINANCIAL INC. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300R6OJCZ1R8P6U58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
Itau BBA USA Securities, Inc. |
b. SEC file number |
8-53702 |
c. CRD number |
000118817 |
d. LEI, if any |
5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
ITG Inc. |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
30 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
4,385,718.55 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Wedbush Securities Inc. |
b. SEC file number |
8-12987 |
c. CRD number |
000000877 |
d. LEI, if any |
549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
STATE STREET GLOBAL MARKETS, LLC |
b. SEC file number |
8-44744 |
c. CRD number |
000030107 |
d. LEI, if any |
54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
NATIONAL BANK OF CANADA FINANCIAL INC. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300R6OJCZ1R8P6U58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
Wedbush Securities Inc. |
b. SEC file number |
8-12987 |
c. CRD number |
000000877 |
d. LEI, if any |
549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
Jane Street Capital, LLC |
b. SEC file number |
8-52275 |
c. CRD number |
000103782 |
d. LEI, if any |
549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
Itau BBA USA Securities, Inc. |
b. SEC file number |
8-53702 |
c. CRD number |
000118817 |
d. LEI, if any |
5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
Daiwa Capital Markets America Inc. |
b. SEC file number |
8-12242 |
c. CRD number |
000001576 |
d. LEI, if any |
M67H5PRC0NQKM73ZAS82 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
30 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
Industrial and Commercial Bank of China Financial Services LLC |
b. SEC file number |
8-66471 |
c. CRD number |
000131487 |
d. LEI, if any |
549300RB8ZUQ2QO5HJ15 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
ITG Inc. |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
BNY Mellon Capital Markets, LLC |
b. SEC file number |
8-35255 |
c. CRD number |
000017454 |
d. LEI, if any |
VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
ITG Inc. |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
Daiwa Capital Markets America Inc. |
b. SEC file number |
8-12242 |
c. CRD number |
000001576 |
d. LEI, if any |
M67H5PRC0NQKM73ZAS82 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
Industrial and Commercial Bank of China Financial Services LLC |
b. SEC file number |
8-66471 |
c. CRD number |
000131487 |
d. LEI, if any |
549300RB8ZUQ2QO5HJ15 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
Itau BBA USA Securities, Inc. |
b. SEC file number |
8-53702 |
c. CRD number |
000118817 |
d. LEI, if any |
5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
Jane Street Capital, LLC |
b. SEC file number |
8-52275 |
c. CRD number |
000103782 |
d. LEI, if any |
549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
STATE STREET GLOBAL MARKETS, LLC |
b. SEC file number |
8-44744 |
c. CRD number |
000030107 |
d. LEI, if any |
54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
Wedbush Securities Inc. |
b. SEC file number |
8-12987 |
c. CRD number |
000000877 |
d. LEI, if any |
549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
30 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
NATIONAL BANK OF CANADA FINANCIAL INC. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300R6OJCZ1R8P6U58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
BNY Mellon Capital Markets, LLC |
b. SEC file number |
8-35255 |
c. CRD number |
000017454 |
d. LEI, if any |
VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
1 |
a. Full Name |
Pershing LLC |
b. SEC file number |
8-17574 |
c. CRD number |
000007560 |
d. LEI, if any |
ZI8Q1A8EI8LQFJNM0D94 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
2 |
a. Full Name |
ING Financial Markets LLC |
b. SEC file number |
8-43978 |
c. CRD number |
000028872 |
d. LEI, if any |
KBVRJ5K57JZ3E2AVWX40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
3 |
a. Full Name |
ABN AMRO Securities (USA) LLC |
b. SEC file number |
8-68398 |
c. CRD number |
000151796 |
d. LEI, if any |
549300FIFV1CB6HD9A14 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
4 |
a. Full Name |
Nomura Securities International, Inc. |
b. SEC file number |
8-15255 |
c. CRD number |
000004297 |
d. LEI, if any |
OXTKY6Q8X53C9ILVV871 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
5 |
a. Full Name |
Credit Suisse Securities (USA) LLC |
b. SEC file number |
8-422 |
c. CRD number |
000000816 |
d. LEI, if any |
1V8Y6QCX6YMJ2OELII46 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
6 |
a. Full Name |
J.P. Morgan Clearing Corp. |
b. SEC file number |
8-43724 |
c. CRD number |
000028432 |
d. LEI, if any |
ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
7 |
a. Full Name |
Scotia Capital (USA) Inc. |
b. SEC file number |
8-3716 |
c. CRD number |
000002739 |
d. LEI, if any |
549300BLWPABP1VNME36 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
8 |
a. Full Name |
HRT Financial LLC |
b. SEC file number |
8-68430 |
c. CRD number |
000152144 |
d. LEI, if any |
21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
9 |
a. Full Name |
BNY Mellon Capital Markets, LLC |
b. SEC file number |
8-35255 |
c. CRD number |
000017454 |
d. LEI, if any |
VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
10 |
a. Full Name |
Industrial and Commercial Bank of China Financial Services LLC |
b. SEC file number |
8-66471 |
c. CRD number |
000131487 |
d. LEI, if any |
549300RB8ZUQ2QO5HJ15 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
11 |
a. Full Name |
UBS Securities LLC |
b. SEC file number |
8-22651 |
c. CRD number |
000007654 |
d. LEI, if any |
T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
12 |
a. Full Name |
Goldman Sachs & Co. LLC |
b. SEC file number |
8-129 |
c. CRD number |
000000361 |
d. LEI, if any |
FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
13 |
a. Full Name |
NATIONAL BANK OF CANADA FINANCIAL INC. |
b. SEC file number |
8-39947 |
c. CRD number |
000022698 |
d. LEI, if any |
549300R6OJCZ1R8P6U58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
14 |
a. Full Name |
Timber Hill LLC |
b. SEC file number |
8-28569 |
c. CRD number |
000033319 |
d. LEI, if any |
549300ENR8YMEK2RVE28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
15 |
a. Full Name |
Virtu Financial BD LLC |
b. SEC file number |
8-68015 |
c. CRD number |
000148390 |
d. LEI, if any |
54930088MP91YZQJT494 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
16 |
a. Full Name |
BNP Paribas Securities Corp. |
b. SEC file number |
8-32682 |
c. CRD number |
000015794 |
d. LEI, if any |
RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
17 |
a. Full Name |
Citigroup Global Markets Inc. |
b. SEC file number |
8-8177 |
c. CRD number |
000007059 |
d. LEI, if any |
MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
18 |
a. Full Name |
Mizuho Securities USA LLC |
b. SEC file number |
8-37710 |
c. CRD number |
000019647 |
d. LEI, if any |
7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
19 |
a. Full Name |
Virtu Americas LLC |
b. SEC file number |
8-68193 |
c. CRD number |
000149823 |
d. LEI, if any |
549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
20 |
a. Full Name |
CIBC World Markets Corp. |
b. SEC file number |
8-18333 |
c. CRD number |
000000630 |
d. LEI, if any |
549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
21 |
a. Full Name |
HSBC Securities (USA) Inc. |
b. SEC file number |
8-41562 |
c. CRD number |
000019585 |
d. LEI, if any |
CYYGQCGNHMHPSMRL3R97 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
22 |
a. Full Name |
Banca IMI Securities Corp. |
b. SEC file number |
8-37444 |
c. CRD number |
000019418 |
d. LEI, if any |
V48XYRSNOB3HY0J4NK61 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
23 |
a. Full Name |
SG Americas Securities, LLC |
b. SEC file number |
8-66125 |
c. CRD number |
000128351 |
d. LEI, if any |
549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
24 |
a. Full Name |
Wells Fargo Securities, LLC |
b. SEC file number |
8-65876 |
c. CRD number |
000126292 |
d. LEI, if any |
VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
25 |
a. Full Name |
ABN AMRO Clearing Chicago LLC |
b. SEC file number |
8-34354 |
c. CRD number |
000014020 |
d. LEI, if any |
549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
26 |
a. Full Name |
STATE STREET GLOBAL MARKETS, LLC |
b. SEC file number |
8-44744 |
c. CRD number |
000030107 |
d. LEI, if any |
54ZMQ1M7YQYKOZC8E043 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
27 |
a. Full Name |
Cantor Fitzgerald & Co. |
b. SEC file number |
8-201 |
c. CRD number |
000000134 |
d. LEI, if any |
5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
28 |
a. Full Name |
Morgan Stanley & Co. LLC |
b. SEC file number |
8-15869 |
c. CRD number |
000008209 |
d. LEI, if any |
9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
29 |
a. Full Name |
Cowen Execution Services LLC |
b. SEC file number |
8-46838 |
c. CRD number |
000035693 |
d. LEI, if any |
5493005RJDJD18OPUP27 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
30 |
a. Full Name |
Jane Street Capital, LLC |
b. SEC file number |
8-52275 |
c. CRD number |
000103782 |
d. LEI, if any |
549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
31 |
a. Full Name |
ITG Inc. |
b. SEC file number |
8-44218 |
c. CRD number |
000029299 |
d. LEI, if any |
549300S41SMIODVIT266 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
32 |
a. Full Name |
Natixis Securities Americas LLC |
b. SEC file number |
8-719 |
c. CRD number |
000001101 |
d. LEI, if any |
549300L8G1E7ZHVEOG75 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
33 |
a. Full Name |
Itau BBA USA Securities, Inc. |
b. SEC file number |
8-53702 |
c. CRD number |
000118817 |
d. LEI, if any |
5493008E85XK12EKYI22 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
34 |
a. Full Name |
Deutsche Bank Securities Inc. |
b. SEC file number |
8-17822 |
c. CRD number |
000002525 |
d. LEI, if any |
9J6MBOOO7BECTDTUZW19 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
35 |
a. Full Name |
Merrill Lynch Professional Clearing Corp. |
b. SEC file number |
8-33359 |
c. CRD number |
000016139 |
d. LEI, if any |
549300PMHS66E71I2D34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
1,347,170.6 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
36 |
a. Full Name |
STIFEL NICOLAUS & CO INC. |
b. SEC file number |
8-1447 |
c. CRD number |
000000793 |
d. LEI, if any |
5WUVMA08EYG4KEUPW589 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
37 |
a. Full Name |
Jefferies LLC |
b. SEC file number |
8-15074 |
c. CRD number |
000002347 |
d. LEI, if any |
58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
38 |
a. Full Name |
MUFG Securities Americas Inc. |
b. SEC file number |
8-43026 |
c. CRD number |
000019685 |
d. LEI, if any |
K5HU16E3LMSVCCJJJ255 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
39 |
a. Full Name |
RBC Capital Markets, LLC |
b. SEC file number |
8-45411 |
c. CRD number |
000031194 |
d. LEI, if any |
549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
40 |
a. Full Name |
Citadel Securities LLC |
b. SEC file number |
8-53574 |
c. CRD number |
000116797 |
d. LEI, if any |
12UUJYTN7D3SW8KCSG25 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
41 |
a. Full Name |
BMO Capital Markets Corp. |
b. SEC file number |
008-34344 |
c. CRD number |
000016686 |
d. LEI, if any |
RUC0QBLBRPRCU4W1NE59 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
42 |
a. Full Name |
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED |
b. SEC file number |
8-7221 |
c. CRD number |
000007691 |
d. LEI, if any |
8NAV47T0Y26Q87Y0QP81 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
43 |
a. Full Name |
Wedbush Securities Inc. |
b. SEC file number |
8-12987 |
c. CRD number |
000000877 |
d. LEI, if any |
549300CSX55MXZ47EI78 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
44 |
a. Full Name |
Barclays Capital Inc. |
b. SEC file number |
8-41342 |
c. CRD number |
000019714 |
d. LEI, if any |
AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
45 |
a. Full Name |
Natwest Markets Securities Inc. |
b. SEC file number |
8-37135 |
c. CRD number |
000011707 |
d. LEI, if any |
ZE2ZWJ5BTIQJ8M0C6K34 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |
Authorized Participants Record:
46 |
a. Full Name |
Daiwa Capital Markets America Inc. |
b. SEC file number |
8-12242 |
c. CRD number |
000001576 |
d. LEI, if any |
M67H5PRC0NQKM73ZAS82 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
|
0 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
|
0 |