Current Report Filing (8-k)
February 17 2021 - 7:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date
of Report:
February 17, 2021
Gaucho
Group Holdings, Inc.
(Exact
name of registrant as specified in its charter)
Delaware
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0-55209
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52-2158952
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State
of
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Commission
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IRS
Employer
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Incorporation
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File
Number
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Identification
No.
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8
Union Square South, Suite 2A
New
York, NY 10003
Address
of principal executive offices
212-739-7650
Telephone
number, including
Area
code
Former
name or former address if changed since last report
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions (see General Instruction A.2. below):
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Written
communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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Pre-commencement
communication pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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Pre-commencement
communication pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR
§230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging
growth company [X]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. [X]
Securities
registered pursuant to Section 12(b) of the Act:
Title
of each class
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Trading
Symbol(s)
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Name
of each exchange on which registered
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Common
Stock
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VINO
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The
Nasdaq Stock Market LLC
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Item
7.01 Regulation FD Disclosure.
On
February 16, 2021, Gaucho Group Holdings, Inc. (the “Company”) issued a press release announcing the pricing of an
underwritten public offering of 1,333,334 units at $6.00 per unit for approximate gross proceeds of $8 million, before deducting
underwriting discounts and commissions and estimated offering expenses. In addition, pursuant to an underwriting agreement the
Company has entered into with the underwriters for such offering, the Company has granted the underwriters for such offering a
45-day option to purchase up to an additional 199,999 units at the public offering price less the underwriting discounts and commissions.
Each unit consists of 1 share of common stock and 1 warrant to purchase 1 share of common stock. The full text of the press release
is furnished hereto as Exhibit 99.1.
Item
9.01 Financial Statements and Exhibits
(d)
Exhibits
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized, on the 17th day of February 2021.
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Gaucho
Group Holdings, Inc.
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By:
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/s/
Scott L. Mathis
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Scott
L. Mathis, President & CEO
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