Report of Foreign Issuer (6-k)
December 07 2017 - 6:02AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
20549
Form 6-K
REPORT OF FOREIGN
PRIVATE ISSUER
PURSUANT TO RULE
13a-16 OR 15d-16 UNDER
THE SECURITIES
EXCHANGE ACT OF 1934
For the month of December 2017
Commission File Number: 001-37604
OASMIA PHARMACEUTICAL AB
(Name of Registrant)
Vallongatan 1, 752 28 Uppsala, Sweden
(Address of principal executive office)
Indicate
by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form
40-F.
Form 20-F
x
Form 40-F
¨
Indicate by check mark if the registrant
is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):
¨
Indicate by check mark if the registrant
is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):
¨
This Report on Form 6-K (including exhibits
thereto) is hereby incorporated by reference into the registrant's Registration Statement on Form F-3 (File No. 333-205515), to
be a part thereof from the date on which this report is submitted, to the extent not superseded by documents or reports subsequently
filed or furnished.
OASMIA PHARMACEUTICAL AB
On December 1, 2017, Oasmia Pharmaceutical
AB (“
Oasmia
”) issued a press release (the “
Release
”) relating to the Report, as hereinafter
defined, and published the Report for its fiscal quarter beginning August 1, 2017 and ending October 31, 2017 (the “
Report
”).
A copy of each of the Release and the Report is attached as an exhibit to this report on Form 6-K. This report on Form 6-K (including
the exhibits hereto) shall not be deemed to be “filed” for purposes of the Securities Exchange Act of 1934, as amended
and shall not be incorporated by reference into any filing under the Securities Act of 1933, as amended, except as shall be expressly
set forth by specific reference in such filing.
Oasmia files reports on Form 6-K with the
US Securities and Exchange Commission (the “
SEC
”) pursuant to the requirements of the Securities Exchange Act
of 1934, as amended. The SEC reports of Oasmia are available to the public over the internet at the SEC’s website at www.sec.gov
and from the SEC’s Public Reference Room at 100 F Street, N.E., Washington, D.C. 20549 (telephone 1-800-SEC-0330).
Forward-looking statements
This Form 6-K and the information incorporated
by reference in this Form 6-K include statements that constitute forward-looking statements. In addition, in the future Oasmia
and others on its behalf may make statements that constitute forward-looking statements. When evaluating forward-looking statements,
you should carefully consider the cautionary statement regarding forward-looking information, the risk factors and other information
set forth in Oasmia’s Form 20-F and its reports on Form 6-K furnished to or filed with the SEC, and other uncertainties and
events.
No Offer to Sell Securities
The attached information is not an offer
to sell or a solicitation of an offer to purchase any security in the United States or elsewhere and shall not constitute an offer,
solicitation or sale in any state or jurisdiction in which, or to any person to whom such an offer, solicitation or sale would
be unlawful. No securities may be offered or sold within the United States or to U.S. persons absent registration or an applicable
exemption from registration requirements. Any public offering of securities to be made in the United States will be made by means
of a prospectus that may be obtained from any issuer of such securities and that will contain detailed information about us.
EXHIBITS
Exhibit
Number
|
|
Description
|
99.1
|
|
Press Release, dated December 1, 2017, issued by Oasmia Pharmaceutical AB
|
99.2
|
|
Interim Report issued by Oasmia Pharmaceutical AB
|
SIGNATURE
Pursuant to the requirements
of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned,
thereunto duly authorized.
|
OASMIA PHARMACEUTICAL AB
|
|
|
|
|
Date: December 5, 2017
|
By:
|
/s/ Anders Blom
|
|
|
|
Anders Blom
|
|
|
|
Executive Vice President
|
|
Oasmia Pharmaceuticals AB (NASDAQ:OASM)
Historical Stock Chart
From Aug 2024 to Sep 2024
Oasmia Pharmaceuticals AB (NASDAQ:OASM)
Historical Stock Chart
From Sep 2023 to Sep 2024