Bank of Nova Scotia Form 8.3 - Shaftesbury PLC (1166I)
November 30 2022 - 8:42AM
UK Regulatory
TIDM0UKI TIDMCAPC TIDMSHB
RNS Number : 1166I
Bank of Nova Scotia
30 November 2022
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1%
OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: The Bank of Nova Scotia
(b) Owner or controller of interests and short positions disclosed, if different
from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the n/a
trustee(s),
settlor and beneficiaries must be named.
----------------------------------
(c) Name of offeror/offeree in relation to whose relevant securities this form
relates: Shaftesbury PLC
Use a separate form for each offeror/offeree
----------------------------------
(d) If an exempt fund manager connected with an offeror/offeree, state this and
specify identity N/A
of offeror/offeree:
----------------------------------
(e) Date position held/dealing undertaken:
For an opening position disclosure, state the latest practicable date prior to
the disclosure 29/11/2022
----------------------------------
(f) In addition to the company in 1(c) above, is the discloser making disclosures Capital & Counties Properties PLC
in respect
of any other party to the offer?
If it is a cash offer or possible cash offer, state "N/A"
----------------------------------
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in
more than one class of relevant securities of the offeror or
offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for
each additional class of relevant security.
(a) Interests and short positions in the relevant securities of
the offeror or offeree to which the disclosure relates following
the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short positions
--------------- ------------------
Number % Number %
-------- ---------- ------
(1) Relevant securities owned and/or controlled: 2,025 0.00 799,764 0.21
-------- ----- ---------- ------
(2) Cash-settled derivatives: 799,764 0.21
-------- ----- ---------- ------
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
-------- ----- ---------- ------
TOTAL: 801,789 0.21 799,764 0.21
-------- ----- ---------- ------
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions
(including traded options), or agreements to purchase or sell
relevant securities, should be given on a Supplemental Form 8 (Open
Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of
relevant securities of the offeror or offeree named in 1(c), copy
table 3(a), (b), (c) or (d) (as appropriate) for each additional
class of relevant security dealt in.
The currency of all prices and other monetary amounts should be
stated.
(a) Purchases and sales
Class of relevant security Purchase/sale Number of securities Price per unit
25p ordinary Purchase 231 3.65 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 123 3.65 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 330 3.66 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 161 3.64 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 623 3.65 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 4 3.65 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 4 3.65 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 5 3.65 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 200 3.65 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 78 3.65 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 313 3.65 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 85 3.64 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 5 3.64 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 23 3.64 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 58 3.63 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 55 3.62 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 2 3.64 GBP
-------------- --------------------- ---------------
25p ordinary Purchase 100 3.65 GBP
-------------- --------------------- ---------------
25p ordinary Sale 2,400 3.65 GBP
-------------- --------------------- ---------------
(b) Cash-settled derivative transactions
Class of relevant Product description Nature of dealing Number of reference Price per unit
security e.g. CFD e.g. opening/closing a securities
long/short position,
increasing/reducing a
long/short position
25p ordinary Total Return Swaps Opening a short position 231 3.65 GBP
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 123 3.65 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 330 3.66 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 161 3.64 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 623 3.65 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 4 3.65 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 4 3.65 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 5 3.65 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 200 3.65 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 78 3.65 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 313 3.65 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 85 3.64 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 5 3.64 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 23 3.64 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 58 3.63 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 55 3.62 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 2 3.64 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Increasing a short 100 3.65 GBP
position
-------------------- ------------------------- ------------------------- ---------------
25p ordinary Total Return Swaps Closing a short position 2,400 3.65 GBP
-------------------- ------------------------- ------------------------- ---------------
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Writing, Number of Exercise Type Expiry date Option money
relevant description purchasing, securities price per e.g. paid/
security e.g. call selling, to which unit American, received per
option varying etc. option European unit
relates etc.
(ii) Exercise
Class of relevant Product description Exercising/ exercised Number of securities Exercise price per
security e.g. call option against unit
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal
or informal, relating to relevant securities which may be an inducement to deal or refrain
from dealing entered into by the person making the disclosure and any party to the offer or
any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such
agreements, arrangements or understandings, state "none"
None
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person
making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which
any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 30/11/2022
Contact name: Hamza Zidan
------------
Telephone number: 02078265727
------------
Public disclosures under Rule 8 of the Code must be made to a
Regulatory Information Service.
The Panel's Market Surveillance Unit is available for
consultation in relation to the Code's disclosure requirements on
+44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk .
This information is provided by RNS, the news service of the
London Stock Exchange. RNS is approved by the Financial Conduct
Authority to act as a Primary Information Provider in the United
Kingdom. Terms and conditions relating to the use and distribution
of this information may apply. For further information, please
contact rns@lseg.com or visit www.rns.com.
RNS may use your IP address to confirm compliance with the terms
and conditions, to analyse how you engage with the information
contained in this communication, and to share such analysis on an
anonymised basis with others as part of our commercial services.
For further information about how RNS and the London Stock Exchange
use the personal data you provide us, please see our Privacy
Policy.
END
RETBXBDBGSXDGDG
(END) Dow Jones Newswires
November 30, 2022 08:42 ET (13:42 GMT)
Shaftesbury (LSE:SHB)
Historical Stock Chart
From Sep 2024 to Oct 2024
Shaftesbury (LSE:SHB)
Historical Stock Chart
From Oct 2023 to Oct 2024