Barclays PLC Form 8.5 (EPT/NON-RI)HARGREAVES LANSDOWN PLC Amend

RNS Number : 3690S

Barclays PLC

13 June 2024

FORM 8.5 (EPT/NON-RI)- Amendment to section 2a and 3a
Replaces form released on 11:35 24/05/2024
RNS Number : 8622P

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose			HARGREAVES LANSDOWN PLC

	relevant securities this form relates:
(c)	Name of the party to the offer with which exempt			HARGREAVES LANSDOWN PLC

	principal trader is connected
(d)	Date position held/dealing undertaken:			23-May-24
(e)	In addition to the company in 1(b) above, is the exempt principal			NA

	trader making disclosures in respect of any other party to the offer?
2	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				959,541	0.20%	9,585,922	2.02%
(2) Cash-settled derivatives:				9,585,362	2.02%	621,099	0.13%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
				10,544,903	2.22%	10,207,021	2.15%

TOTAL:



(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to

which subscription right exists
Details, including nature of the rights

concerned and relevant percentages:
3	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant	Purchase/sale	Total number of	Highest price per unit	Lowest price per unit

security		securities	paid/received	paid/received
0.4p ordinary	Purchase	1256222	11.3652 GBP	10.4950 GBP
0.4p ordinary	Sale	1974898	11.3979 GBP	10.4950 GBP

(b)	Cash-settled derivative transactions
Class of	Product description	Nature of dealing	Number of	Price per

relevant			reference	unit

security			securities
0.4p ordinary	SWAP	Opening Long	4	11.1125 GBP
0.4p ordinary	SWAP	Opening Long	23	10.6050 GBP
0.4p ordinary	SWAP	Opening Long	479	11.1211 GBP
0.4p ordinary	SWAP	Opening Long	1,077	10.8689 GBP
0.4p ordinary	SWAP	Opening Long	1,445	10.7321 GBP
0.4p ordinary	SWAP	Opening Long	1,583	10.8230 GBP
0.4p ordinary	SWAP	Opening Long	1,996	10.7056 GBP
0.4p ordinary	SWAP	Opening Long	3,161	10.8030 GBP
0.4p ordinary	SWAP	Opening Long	3,236	11.1977 GBP
0.4p ordinary	SWAP	Opening Long	3,687	11.2022 GBP
0.4p ordinary	SWAP	Opening Long	4,118	10.9072 GBP
0.4p ordinary	SWAP	Opening Long	5,434	10.7009 GBP
0.4p ordinary	SWAP	Opening Long	6,249	10.9951 GBP
0.4p ordinary	SWAP	Opening Long	7,005	11.2522 GBP
0.4p ordinary	SWAP	Opening Long	7,013	10.6664 GBP
0.4p ordinary	SWAP	Opening Long	10,191	11.1734 GBP
0.4p ordinary	SWAP	Opening Long	12,280	11.0093 GBP
0.4p ordinary	SWAP	Opening Long	13,428	11.1934 GBP
0.4p ordinary	SWAP	Opening Long	13,876	11.1783 GBP
0.4p ordinary	SWAP	Opening Long	14,417	10.9476 GBP
0.4p ordinary	SWAP	Opening Long	14,479	10.9993 GBP
0.4p ordinary	SWAP	Opening Long	15,490	11.1923 GBP
0.4p ordinary	SWAP	Opening Long	19,803	10.5711 GBP
0.4p ordinary	SWAP	Opening Long	25,000	11.1283 GBP
0.4p ordinary	SWAP	Opening Long	29,331	10.8041 GBP
0.4p ordinary	SWAP	Opening Long	31,851	11.1087 GBP
0.4p ordinary	SWAP	Opening Long	36,770	11.1906 GBP
0.4p ordinary	SWAP	Opening Long	43,696	10.7268 GBP
0.4p ordinary	SWAP	Opening Long	46,626	10.9681 GBP
0.4p ordinary	SWAP	Opening Long	47,075	11.0679 GBP
0.4p ordinary	SWAP	Opening Long	55,952	10.8857 GBP
0.4p ordinary	SWAP	Opening Long	62,711	10.8810 GBP
0.4p ordinary	SWAP	Opening Long	92,489	10.9320 GBP
0.4p ordinary	SWAP	Opening Long	96,782	10.7423 GBP
0.4p ordinary	SWAP	Opening Long	99,832	11.1999 GBP
0.4p ordinary	SWAP	Opening Long	129,851	11.1870 GBP
0.4p ordinary	SWAP	Opening Long	135,549	10.8579 GBP
0.4p ordinary	SWAP	Opening Long	153,528	11.2000 GBP
0.4p ordinary	SWAP	Opening Long	309,507	10.8632 GBP
0.4p ordinary	CFD	Opening Short	1	11.3300 GBP
0.4p ordinary	CFD	Opening Short	2,000	11.2010 GBP
0.4p ordinary	CFD	Opening Short	3,599	11.3312 GBP
0.4p ordinary	CFD	Opening Short	3,952	11.1083 GBP
0.4p ordinary	CFD	Opening Short	4,194	10.7514 GBP
0.4p ordinary	CFD	Opening Short	4,325	11.0610 GBP
0.4p ordinary	CFD	Opening Short	5,782	11.2841 GBP
0.4p ordinary	CFD	Opening Short	6,000	10.7862 GBP
0.4p ordinary	CFD	Opening Short	8,000	11.1527 GBP
0.4p ordinary	SWAP	Opening Short	9,970	10.9118 GBP
0.4p ordinary	CFD	Opening Short	10,000	11.3191 GBP
0.4p ordinary	CFD	Opening Short	10,000	11.2391 GBP
0.4p ordinary	SWAP	Opening Short	15,000	10.7753 GBP
0.4p ordinary	SWAP	Opening Short	18,158	10.8074 GBP
0.4p ordinary	CFD	Opening Short	20,000	11.3633 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option

of	description	purchasing,	of	price		date	money

relevant		selling,	securities	per unit			paid/

security		varying etc	to which				received

			option				per unit

			relates


(ii)	Exercising
Class of relevant	Product description	Exercising/ exercised against	Number of	Exercise price per

security			securities	unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant	Nature of Dealings	Details	Price per unit (if

security			applicable)

4	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13-Jun-24
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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