UBS AG (EPT) Form 8.5 (EPT/RI)

RNS Number : 5656O

UBS AG (EPT)

15 May 2024

FORM 8.5 (EPT/RI)

PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY

Rule 8.5 of the Takeover Code (the Code)

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS Investment Bank, London
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	BHP Group Limited
(c) Name of the party to the offer with which exempt principal trader is connected:	BHP Group Limited
(d) Date dealing undertaken:	14 May 2024
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchases/ sales	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
Ordinary NPV	Buy	4791845	23.76393 GBP	22.40319 GBP
Ordinary NPV	Sell	4619233	23.76652 GBP	22.40319 GBP
ADR	Buy	46018	58.91500 USD	52.45080 USD
ADR	Sell	85386	58.91500 USD	52.45080 USD

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
Ordinary NPV	CFD	Long	10853	43.042088 AUD
Ordinary NPV	CFD	Long	17491	43.164559 AUD
Ordinary NPV	CFD	Long	1427687	43.15 AUD
Ordinary NPV	CFD	Long	18149	43.135546 AUD
Ordinary NPV	CFD	Long	17731	43.125196 AUD
Ordinary NPV	CFD	Long	5166	43.149925 AUD
Ordinary NPV	CFD	Long	20000	44.3773 AUD
Ordinary NPV	CFD	Long	134000	22.82 GBP
Ordinary NPV	CFD	Long	512	23.43746086 GBP
Ordinary NPV	CFD	Long	270	23.43533497 GBP
Ordinary NPV	CFD	Long	160	23.44510066 GBP
Ordinary NPV	CFD	Long	91525	43.139399 AUD
Ordinary NPV	CFD	Long	11499	43.1419250092791 AUD
Ordinary NPV	CFD	Long	38	43.141579 AUD
Ordinary NPV	CFD	Long	5734	43.139386 AUD
Ordinary NPV	CFD	Long	2326	23.3272 GBP
Ordinary NPV	CFD	Long	7801	43.137304 AUD
Ordinary NPV	CFD	Long	18690	43.057064 AUD
Ordinary NPV	CFD	Long	26197	43.150421 AUD
Ordinary NPV	CFD	Long	159	43.12477987 AUD
Ordinary NPV	CFD	Long	1031	43.1250097 AUD
Ordinary NPV	CFD	Long	185846	43.109345 AUD
Ordinary NPV	CFD	Long	25000	43.173201 AUD
Ordinary NPV	CFD	Long	247	43.132024 AUD
Ordinary NPV	CFD	Long	1927	43.140334 AUD
Ordinary NPV	CFD	Long	60000	43.18519 AUD
Ordinary NPV	CFD	Long	2777	43.140515 AUD
Ordinary NPV	CFD	Long	17523	43.1 AUD
Ordinary NPV	CFD	Long	200	42.97925 AUD
Ordinary NPV	CFD	Long	43498	43.137539 AUD
Ordinary NPV	CFD	Long	15325	43.139751 AUD
Ordinary NPV	CFD	Long	120	23.41 GBP
Ordinary NPV	CFD	Long	996	43.097731 AUD
Ordinary NPV	CFD	Long	78	43.070733 AUD
Ordinary NPV	CFD	Long	2773	43.1123865216336 AUD
Ordinary NPV	CFD	Long	84	43.0869371004762 AUD
Ordinary NPV	CFD	Long	418	43.109466 AUD
Ordinary NPV	CFD	Long	545	43.103685 AUD
Ordinary NPV	CFD	Long	96	43.110398 AUD
Ordinary NPV	CFD	Long	1300419	43.08 AUD
Ordinary NPV	CFD	Long	274	43.111182 AUD
Ordinary NPV	CFD	Long	17	43.090127 AUD
Ordinary NPV	CFD	Long	326	43.122539 AUD
Ordinary NPV	CFD	Long	1095	43.1431588110502 AUD
Ordinary NPV	CFD	Long	32	43.1400542 AUD
Ordinary NPV	CFD	Long	47	43.143631 AUD
Ordinary NPV	CFD	Long	738	43.156361 AUD
Ordinary NPV	CFD	Long	625	43.189744 AUD
Ordinary NPV	CFD	Long	5109	43.137589 AUD
Ordinary NPV	CFD	Long	325	43.130523 AUD
Ordinary NPV	CFD	Long	341	43.114177 AUD
Ordinary NPV	CFD	Long	662	43.1346577180363 AUD
Ordinary NPV	CFD	Long	34	43.1201587564706 AUD
Ordinary NPV	CFD	Long	52	43.088976 AUD
Ordinary NPV	CFD	Long	248744	43.120058 AUD
Ordinary NPV	CFD	Long	373	43.106605 AUD
Ordinary NPV	CFD	Long	52	43.148028 AUD
Ordinary NPV	CFD	Long	451	43.137467 AUD
Ordinary NPV	CFD	Long	5061	43.0655937561747 AUD
Ordinary NPV	CFD	Long	4703	43.0789900063789 AUD
Ordinary NPV	CFD	Long	197	43.072487 AUD
Ordinary NPV	CFD	Long	15500	43.125944 AUD
Ordinary NPV	CFD	Long	71913	43.116689 AUD
Ordinary NPV	CFD	Long	939	43.140117 AUD
Ordinary NPV	CFD	Long	6411	23.40245905 GBP
Ordinary NPV	CFD	Long	2690	23.3396356877881 GBP
Ordinary NPV	CFD	Long	1694	23.4243535999351 GBP
Ordinary NPV	CFD	Long	159	23.4697054779874 GBP
Ordinary NPV	CFD	Long	914	43.141559 AUD
Ordinary NPV	CFD	Long	4925	542.89462741 ZAR
Ordinary NPV	CFD	Long	3283	43.118836 AUD
Ordinary NPV	CFD	Long	200	43.16 AUD
Ordinary NPV	CFD	Long	505	43.145683 AUD
Ordinary NPV	CFD	Long	44741	43.133236 AUD
Ordinary NPV	CFD	Long	24	43.1206832166667 AUD
Ordinary NPV	CFD	Long	35	43.146945 AUD
Ordinary NPV	CFD	Long	676	43.138092 AUD
Ordinary NPV	CFD	Long	393	22.97 GBP
Ordinary NPV	CFD	Long	64	23.1825 GBP
Ordinary NPV	CFD	Long	80	23.58 GBP
Ordinary NPV	CFD	Long	7	43.174021 AUD
Ordinary NPV	CFD	Long	7	43.167821 AUD
Ordinary NPV	CFD	Long	28	43.158844 AUD
Ordinary NPV	CFD	Long	6	43.1571563533333 AUD
Ordinary NPV	CFD	Long	2	43.17697775 AUD
Ordinary NPV	CFD	Long	80	43.169902 AUD
Ordinary NPV	CFD	Long	27	542.94925926 ZAR
Ordinary NPV	CFD	Long	392	535.85755102 ZAR
Ordinary NPV	CFD	Long	107152	540.57265249 ZAR
Ordinary NPV	CFD	Long	2759	43.1223816398586 AUD
Ordinary NPV	CFD	Long	86	43.1000612558139 AUD
Ordinary NPV	CFD	Long	515	43.114791 AUD
Ordinary NPV	CFD	Long	82	43.07655 AUD
Ordinary NPV	CFD	Long	113	43.131022 AUD
Ordinary NPV	CFD	Long	609	43.105621 AUD
Ordinary NPV	CFD	Long	975	43.111051 AUD
Ordinary NPV	CFD	Long	282	23.1823758865248 GBP
Ordinary NPV	CFD	Long	288	43.114479 AUD
Ordinary NPV	CFD	Long	349	43.112856 AUD
Ordinary NPV	CFD	Long	1434	43.144482415802 AUD
Ordinary NPV	CFD	Long	28	43.1195547628571 AUD
Ordinary NPV	CFD	Long	46	43.145995 AUD
Ordinary NPV	CFD	Long	67	43.088684 AUD
Ordinary NPV	CFD	Long	169	43.144536 AUD
Ordinary NPV	CFD	Long	2603	43.155756 AUD
Ordinary NPV	CFD	Long	3984	43.1432035583133 AUD
Ordinary NPV	CFD	Long	120	43.13927425 AUD
Ordinary NPV	CFD	Long	992	43.110426 AUD
Ordinary NPV	CFD	Long	1166	43.121834 AUD
Ordinary NPV	CFD	Long	2548	43.144438868022 AUD
Ordinary NPV	CFD	Long	50	43.12024558 AUD
Ordinary NPV	CFD	Long	430	43.088521 AUD
Ordinary NPV	CFD	Long	80	43.146812 AUD
Ordinary NPV	CFD	Long	506	43.114141 AUD
Ordinary NPV	CFD	Long	623	43.112638 AUD
Ordinary NPV	CFD	Long	695	43.138182 AUD
Ordinary NPV	CFD	Long	22	23.1822727272727 GBP
Ordinary NPV	CFD	Long	41	23.1824390243902 GBP
Ordinary NPV	CFD	Long	7261	43.097922 AUD
Ordinary NPV	CFD	Long	20154	43.1124428932232 AUD
Ordinary NPV	CFD	Long	588	43.0859341840816 AUD
Ordinary NPV	CFD	Long	3007	43.10918 AUD
Ordinary NPV	CFD	Long	568	43.071011 AUD
Ordinary NPV	CFD	Long	4031	43.104354 AUD
Ordinary NPV	CFD	Long	656	43.109716 AUD
Ordinary NPV	CFD	Long	294	43.077891 AUD
Ordinary NPV	CFD	Long	5496	43.112367 AUD
Ordinary NPV	CFD	Long	6128	43.13792 AUD
Ordinary NPV	CFD	Long	22615	43.1444440093898 AUD
Ordinary NPV	CFD	Long	456	43.1202288957895 AUD
Ordinary NPV	CFD	Long	4516	43.114463 AUD
Ordinary NPV	CFD	Long	731	43.148038 AUD
Ordinary NPV	CFD	Long	18	23.1822222222222 GBP
Ordinary NPV	CFD	Long	70011	543.40699376 ZAR
Ordinary NPV	CFD	Long	884	23.1823755656109 GBP
Ordinary NPV	CFD	Long	2452	23.4446696545514 GBP
Ordinary NPV	CFD	Long	50213	23.290694 GBP
Ordinary NPV	CFD	Long	601	23.35 GBP
Ordinary NPV	CFD	Long	1226	22.7 GBP
Ordinary NPV	CFD	Long	300	22.76 GBP
Ordinary NPV	CFD	Long	10526	43.14137 AUD
Ordinary NPV	CFD	Long	10526	43.156152 AUD
Ordinary NPV	CFD	Long	8786	43.135539 AUD
Ordinary NPV	CFD	Long	54	43.14751 AUD
Ordinary NPV	CFD	Long	357	43.1144 AUD
Ordinary NPV	CFD	Long	596	43.1320208942282 AUD
Ordinary NPV	CFD	Long	35	43.1200034671429 AUD
Ordinary NPV	CFD	Long	29	43.089651 AUD
Ordinary NPV	CFD	Long	388	43.106495 AUD
Ordinary NPV	CFD	Long	469	43.137779 AUD
Ordinary NPV	CFD	Long	215	43.114898 AUD
Ordinary NPV	CFD	Long	257	43.112226 AUD
Ordinary NPV	CFD	Long	18	43.086802 AUD
Ordinary NPV	CFD	Long	1068	43.1445322245693 AUD
Ordinary NPV	CFD	Short	4925	542.89462741 ZAR
Ordinary NPV	CFD	Short	70011	543.40699376 ZAR
Ordinary NPV	CFD	Short	1427687	43.15 AUD
Ordinary NPV	CFD	Short	10237	23.272721 GBP
Ordinary NPV	CFD	Short	10219	23.374668 GBP
Ordinary NPV	CFD	Short	1300419	43.08 AUD
Ordinary NPV	CFD	Short	17523	43.1 AUD
Ordinary NPV	CFD	Short	17491	43.164559 AUD
Ordinary NPV	CFD	Short	18149	43.135546 AUD
Ordinary NPV	CFD	Short	107152	540.57265249 ZAR
Ordinary NPV	CFD	Short	10	23.39 GBP
Ordinary NPV	CFD	Short	1000	23.19 GBP
Ordinary NPV	CFD	Short	1000	23.61 GBP
Ordinary NPV	CFD	Short	33235	23.316664 GBP
Ordinary NPV	CFD	Short	1771	22.8643534726143 GBP
Ordinary NPV	CFD	Short	1364	22.994362170088 GBP
Ordinary NPV	CFD	Short	5734	43.139386 AUD
Ordinary NPV	CFD	Short	294	43.077891 AUD
Ordinary NPV	CFD	Short	914	43.141559 AUD
Ordinary NPV	CFD	Short	71913	43.116689 AUD
Ordinary NPV	CFD	Short	625	43.189744 AUD
Ordinary NPV	CFD	Short	11499	43.141925 AUD
Ordinary NPV	CFD	Short	3283	43.118836 AUD
Ordinary NPV	CFD	Short	134000	22.82 GBP
Ordinary NPV	CFD	Short	10853	43.0420879019626 AUD
Ordinary NPV	CFD	Short	17731	43.125196 AUD
Ordinary NPV	CFD	Short	60000	43.18519 AUD
Ordinary NPV	CFD	Short	25000	43.173201 AUD
Ordinary NPV	CFD	Short	26197	43.1504214010497 AUD
Ordinary NPV	CFD	Short	5166	43.1499250869144 AUD
Ordinary NPV	CFD	Short	1031	43.1250097 AUD
Ordinary NPV	CFD	Short	4070	22.95638821 GBP
Ordinary NPV	CFD	Short	7798	22.864354962811 GBP
Ordinary NPV	CFD	Short	6009	22.9943634548178 GBP
Ordinary NPV	CFD	Short	15325	43.139751 AUD
Ordinary NPV	CFD	Short	325	43.130523 AUD
Ordinary NPV	CFD	Short	38	43.141579 AUD
Ordinary NPV	CFD	Short	939	43.140117 AUD
Ordinary NPV	CFD	Short	248744	43.120058 AUD
Ordinary NPV	CFD	Short	134000	0.0 AUD
Ordinary NPV	CFD	Short	2086	43.132895 AUD
Ordinary NPV	CFD	Short	21072	43.123966 AUD
Ordinary NPV	CFD	Short	13024	43.110428 AUD
Ordinary NPV	CFD	Short	13944	43.10899 AUD
Ordinary NPV	CFD	Short	15500	43.125944 AUD
Ordinary NPV	CFD	Short	505	43.145683 AUD
Ordinary NPV	CFD	Short	9764	43.072046 AUD
Ordinary NPV	CFD	Short	5109	43.137589 AUD
Ordinary NPV	CFD	Short	197	43.072487 AUD
Ordinary NPV	CFD	Short	61233	43.130187 AUD
Ordinary NPV	CFD	Short	10526	43.156152 AUD
Ordinary NPV	CFD	Short	10526	43.14137 AUD
Ordinary NPV	CFD	Short	8786	43.135539 AUD
Ordinary NPV	CFD	Short	44741	43.133236 AUD
Ordinary NPV	CFD	Short	200	43.16 AUD
Ordinary NPV	CFD	Short	7801	43.137304 AUD
Ordinary NPV	CFD	Short	91525	43.139399 AUD
Ordinary NPV	CFD	Short	247	43.132024 AUD
Ordinary NPV	CFD	Short	185846	43.109345 AUD
Ordinary NPV	CFD	Short	1387	43.1361643835616 AUD
Ordinary NPV	CFD	Short	540	43.151037037037 AUD
Ordinary NPV	CFD	Short	2777	43.140515 AUD
Ordinary NPV	CFD	Short	18690	43.057064 AUD
Ordinary NPV	CFD	Short	159	43.12477987 AUD
Ordinary NPV	CFD	Short	178	23.36089888 GBP
Ordinary NPV	CFD	Short	184	23.33274457 GBP
Ordinary NPV	CFD	Short	979	23.33034729 GBP
Ordinary NPV	CFD	Short	392	535.85755102 ZAR
Ordinary NPV	CFD	Short	27	542.94925926 ZAR
Ordinary NPV	CFD	Short	200	42.97925 AUD
Ordinary NPV	CFD	Short	43498	43.137539 AUD
Ordinary NPV	CFD	Short	346	23.376156 GBP
ADR	CFD	Short	1520	52.4508 USD
ADR	CFD	Short	39	58.7569 USD
ADR	CFD	Short	7084	58.7623 USD
ADR	CFD	Short	467	58.7674 USD
ADR	CFD	Short	1270	58.7683 USD
ADR	CFD	Short	7910	58.7719 USD
ADR	CFD	Short	1430	58.7755 USD
ADR	CFD	Short	1002	58.7786 USD
ADR	CFD	Short	1261	58.7816 USD
ADR	CFD	Short	83	58.7900 USD
ADR	CFD	Short	773	58.8534 USD
ADR	CFD	Short	170	58.9150 USD
ADR	CFD	Long	-1520	52.4508 USD
ADR	CFD	Long	-39	58.7569 USD
ADR	CFD	Long	-7084	58.7623 USD
ADR	CFD	Long	-467	58.7674 USD
ADR	CFD	Long	-1270	58.7683 USD
ADR	CFD	Long	-7910	58.7719 USD
ADR	CFD	Long	-18215	58.7720 USD
ADR	CFD	Long	-1469	58.7750 USD
ADR	CFD	Long	-1430	58.7755 USD
ADR	CFD	Long	-1002	58.7786 USD
ADR	CFD	Long	-1261	58.7816 USD
ADR	CFD	Long	-83	58.7900 USD
ADR	CFD	Long	-773	58.8534 USD
ADR	CFD	Long	-170	58.9150 USD

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

3. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Date of disclosure:	15 May 2024
Contact name:	Richard Howard
Telephone number:	+44 (0)207 568 9128

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

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END

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