Post-effective Amendment to an S-8 Filing (s-8 Pos)
August 07 2015 - 8:32AM
Edgar (US Regulatory)
As filed with the Securities and Exchange Commission on August 7, 2015
Registration No. 333-182009
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
Post-Effective Amendment No. 1
to
FORM S-8
REGISTRATION STATEMENT
Under
the Securities Act of 1933
CLEAN DIESEL TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
| | | | |
Delaware | | 1621 Fiske Place Oxnard, California 93033 | | 06-1393453 |
(State or other jurisdiction of incorporation or organization) | | (Address of registrants principal executive offices, including zip code) | | (I.R.S. Employer Identification Number) |
New Employee Inducement Award Nonqualified Stock Option
(Full title of the plan)
David E. Shea
Chief Financial Officer and Treasurer
1621 Fiske Place
Oxnard, California 93033
(805) 639-9458
(Name, address, and telephone number of agent for service)
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act.
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Large Accelerated Filer | | ¨ | | Accelerated Filer | | ¨ |
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Non-Accelerated Filer | | ¨ (Do not check if a smaller reporting company.) | | Smaller reporting company | | þ |
DEREGISTRATION OF SECURITIES
This Post-Effective Amendment No. 1 (this Post-Effective Amendment) relates to the registration statement on Form S-8, Registration No. 333-182009 (the Registration Statement), pertaining to registration of 176,676 shares of common stock, par value $0.01 per share, of Clean Diesel Technologies, Inc. (the Company) issuable pursuant to the New Employee Inducement Award Nonqualified Stock Option (the Option). As of the date hereof, 97,172 shares of the Companys common stock have been issued pursuant to the Option. The Option has terminated and as a result, the Company is filing this Post-Effective Amendment to deregister the remaining 79,504 shares of its common stock previously registered on the above-referenced Registration Statement that remain unissued as of the date of this Post-Effective Amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Oxnard, State of California, on this 7th day of August, 2015.
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CLEAN DIESEL TECHNOLOGIES, INC. |
| |
By: | | /s/ Christopher J. Harris |
| | Christopher J. Harris |
| | President and Chief Executive Officer |
| | (Principal Executive Officer) |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
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/s/ Christopher J. Harris Christopher J. Harris | | Chief Executive Officer (Principal Executive Officer) | | August 7, 2015 |
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David E. Shea | | Chief Financial Officer (Principal Financial and Accounting Officer) | | August 7, 2015 |
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/s/ Charles R. Engles, Ph.D. Charles R. Engles, Ph.D. | | Chairman | | August 7, 2015 |
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Matthew Beale | | Director | | August 7 2015 |
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Dr. Till Becker | | Director | | August 7, 2015 |
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Lon E. Bell, Ph.D. | | Director | | August 7, 2015 |
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Bernard H. Cherry | | Director | | August 7, 2015 |
| | |
Mungo Park | | Director | | August 7, 2015 |
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