Statement of Ownership (sc 13g)
February 13 2014 - 3:04PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of
1934
Harvard Apparatus Regenerative Technology,
Inc.
(Name of issuer)
Common Stock, par value $.01 per share
(Title of class of securities)
41690A106
(CUSIP number)
December 31, 2013
(Date of event which requires filing
of this statement)
Check the appropriate box to designate the rule pursuant to
which this Schedule is filed:
¨
Rule
13d-1(b)
¨
Rule
13d-1(c)
x
Rule
13d-1(d)
1
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The remainder of this cover page shall be filled out for a reporting
person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in a prior cover page.
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The information required on the remainder of this cover page
shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 or otherwise
subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act.
SCHEDULE 13G
1
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Name
of reporting persons
Chancey Graziano
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2
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Check
the appropriate box if a member of a group*
(a)
¨
(b)
¨
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3
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SEC
use only
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4
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Citizenship
or place of organization
United States of America
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Number
of
shares
beneficially
owned by
each
reporting
person
with
|
5
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Sole
voting power
676,287
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6
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Shared
voting power
None
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7
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Sole
dispositive power
676,287
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8
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Shared
dispositive power
None
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9
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Aggregate
amount beneficially owned by each reporting person
676,287
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10
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Check
box if the aggregate amount in Row (9) excludes certain shares*
¨
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11
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Percent
of class represented by amount in Row 9
8.74%**
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12
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Type
of reporting person*
IN
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** Based upon 7,740,026 shares of the Issuer’s
common stock outstanding as of November 18, 2013.
STATEMENT ON SCHEDULE 13G
Item 1.
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(a)
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Name of Issuer.
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Harvard Apparatus Regenerative Technology,
Inc.
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(b)
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Address of Issuer’s Principal Executive
Offices
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84 October Hill Road
Holliston, Massachusetts 01746
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Item 2.
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(a)
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Name of Person Filing
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Chancey Graziano
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(b)
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Address of Principal Business Office or,
if none, Residence
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23610
Peppermill Court
Bonita Springs, FL
34134
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(c)
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Citizenship
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United States of America
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(d)
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Title of Class of Securities
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Common Stock, par value $.01 per share
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(e)
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CUSIP Number
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41690A106
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Item 3.
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If this statement is filed pursuant to §§240.13d-1(b)
or 240.13d-2(b) or (c), check whether the person filing is a:
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(a)
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¨
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Broker or dealer registered under section 15
of the Act (15 U.S.C. 78o).
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(b)
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¨
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Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c).
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(c)
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¨
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Insurance company as defined in section 3(a)(19)
of the Act (15 U.S.C. 78c).
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(d)
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¨
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Investment company registered under section
8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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¨
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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¨
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An employee benefit plan or endowment fund
in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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¨
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A parent holding company or control person
in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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¨
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A savings associations as defined in Section
3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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¨
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A church plan that is excluded from the definition
of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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¨
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A non-U.S. institution in accordance with Rule
240.13d-1(b)(1)(ii)(J);
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(k)
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¨
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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STATEMENT ON SCHEDULE 13G
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(a)
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Amount beneficially owned:
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676,287
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(b)
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Percent of class:
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8.74%
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(c)
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Number of shares as to which
the person has:
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(i)
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Sole power to vote or to direct the vote:
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676,287
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(ii)
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Shared power to vote to direct the vote:
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None
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(iii)
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Sole power to dispose or to direct the disposition
of:
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676,287
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(iv)
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Shared power to dispose or to direct the
disposition of:
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None
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Item 5.
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Ownership of Five Percent or Less of
a Class
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Not applicable
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If this statement is being filed to report
the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of
the class of securities, check the following
¨
.
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Item 6.
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Ownership of More than Five Percent on
behalf of Another Person.
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Not applicable
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Item 7.
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Identification and Classification of
the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
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Not applicable
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Item 8.
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Identification and Classification of
Members of the Group
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Not applicable
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Item 9.
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Notice of Dissolution of Group
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Not applicable
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Item 10.
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Certification
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Not applicable
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STATEMENT ON SCHEDULE 13G
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true, complete and correct.
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February
13, 2014
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Date
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/S/
CHANCEY GRAZIANO
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Signature
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CHANCEY
GRAZIANO
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Name/Title
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