Additional Proxy Soliciting Materials (definitive) (defa14a)
May 24 2021 - 4:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
DC 90549
SCHEDULE
14A
(RULE
14a-101)
INFORMATION
REQUIRED IN PROXY STATEMENT
SCHEDULE
14A INFORMATION
Proxy
Statement Pursuant to Section 14(a) of the
Securities
Exchange Act of 1934
Filed
by the Registrant
|
[X]
|
Filed
by a Party other than the Registrant
|
[ ]
|
|
|
Check
the appropriate box:
|
|
[ ]
|
Preliminary
Proxy Statement
|
[ ]
|
Confidential,
For Use of the Commission Only (as permitted by Rule 14a–6(e)(2))
|
[ ]
|
Definitive
Proxy Statement
|
[X]
|
Definitive
Additional Materials
|
[ ]
|
Soliciting
Material under Rule 14a-12
|
Advaxis,
Inc.
(Name
of Registrant as Specified in its Charter)
(Name
of Person(s) Filing Proxy Statement, if Other Than the Registrant)
Payment
of Filing Fee (Check the appropriate box):
[X]
|
No
fee required.
|
[ ]
|
Fee
computed on table below per Exchange Act Rules 14a-6(i)(1) and 0-11.
|
|
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(1)
|
Title
of each class of securities to which transaction applies:
|
|
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(2)
|
Aggregate
number of securities to which transactions applies:
|
|
|
|
|
(3)
|
Per
unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the
filing fee is calculated and state how it was determined):
|
|
|
|
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(4)
|
Proposed
maximum aggregate value of transaction.
|
|
|
|
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(5)
|
Total
fee paid:
|
|
|
|
|
|
|
[ ]
|
Fee
paid previously with preliminary materials:
|
|
|
|
|
[ ]
|
Check
box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting
fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its
filing.
|
|
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(1)
|
Amount
previously paid:
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(2)
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Form,
Schedule or Registration Statement No.:
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(3)
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Filing
Party:
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(4)
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Date
Filed:
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Advaxis,
Inc. (the “Company”) has retained Alliance Advisors, a proxy solicitation firm, to assist in the solicitation of proxies
for its 2021 Annual Meeting of Stockholders. Alliance Advisors may solicit proxies on behalf of the Company’s Board of Directors.
The Company will pay Alliance Advisors a fee of $20,000, plus certain costs and expenses.
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