- Initial Statement of Beneficial Ownership (3)
March 12 2010 - 6:26PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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OMB APPROVAL
OMB Number:
3235-0104
Expires:
February 28, 2011
Estimated average burden
hours per response...
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
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NIELSEN-KINDLER LIZANNE
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2. Date of Event Requiring Statement (MM/DD/YYYY)
3/5/2010
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3. Issuer Name
and
Ticker or Trading Symbol
TALBOTS INC [TLB]
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(Last)
(First)
(Middle)
C/O THE TALBOTS, INC., ONE TALBOTS DRIVE
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
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X
___ Officer (give title below)
_____ Other (specify below)
EVP, Gen Merchandise Manager /
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(Street)
HINGHAM, MA 02043
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock, par value $0.01 per share
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77218
(1)
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D
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Common Stock, par value $0.01 per share
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520
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I
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By R.S.V.P. 401(k)
(2)
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Executive Stock Options (Right to Buy)
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(3)
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1/31/2018
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Common Stock
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15000
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$9.67
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D
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Executive Stock Options (Right to Buy)
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(4)
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4/30/2019
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Common Stock
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65000
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$2.36
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D
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Explanation of Responses:
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(
1)
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Includes 65,000 shares of restricted stock which will vest as follows: 7,500 shares vesting on January 31, 2011; 7,500 shares
vesting on January 31, 2012; 16,666 shares vesting on February 26, 2011; 16,667 shares vesting on February 26, 2012; and
16,667 shares vesting on February 26, 2013.
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(
2)
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Information presented as of March 3, 2010.
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(
3)
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Two-thirds of this option is currently vested and exercisable. The remaining one-third will vest on January 31, 2011.
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(
4)
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This option will vest in one-third increments on April 30, 2010, April 30, 2011 and April 30, 2012.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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NIELSEN-KINDLER LIZANNE
C/O THE TALBOTS, INC.
ONE TALBOTS DRIVE
HINGHAM, MA 02043
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EVP, Gen Merchandise Manager
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Signatures
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/s/ Warren J. Casey, Attorney-in-Fact
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3/12/2010
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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