Statement of Changes in Beneficial Ownership (4)
December 16 2019 - 4:17PM
Edgar (US Regulatory)
FORM 4
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Zuehlke Scott M. |
2. Issuer Name and Ticker or Trading Symbol
Quanex Building Products CORP
[
NX
]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner __X__ Officer (give title below) _____ Other (specify below) VP, IR & Treasurer |
(Last)
(First)
(Middle)
1800 WEST LOOP SOUTH, SUITE 1500 |
3. Date of Earliest Transaction
(MM/DD/YYYY)
12/13/2019 |
(Street)
HOUSTON, TX 77027
(City)
(State)
(Zip)
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4. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
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1.Title of Security (Instr. 3)
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2. Trans. Date
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2A. Deemed Execution Date, if any
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3. Trans. Code (Instr. 8)
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4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
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5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
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7. Nature of Indirect Beneficial Ownership (Instr. 4)
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Code
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V
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Amount
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(A) or (D)
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Price
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Common Stock | 12/13/2019 | | A(1) | | 1050 | A | $0 | 18608 | D | |
Common Stock | 12/13/2019 | | F(2) | | 256 | D | $19.66 | 18352 | D | |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Trans. Date | 3A. Deemed Execution Date, if any | 4. Trans. Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
(1) | On November 30, 2016, the reporting person was granted a target number of performance shares, with a potential payout from 0% to 200% of target based on the Company's earnings per share growth and relative total shareholder return over the three year period from November 1, 2016 through October 31, 2019. The payout amount was finalized on December 12, 2019, resulting in the issuance of common stock on December 13, 2019. |
(2) | Shares were sold to cover taxes due in connection with the grant of common stock relating to the vesting of Performance Shares originally granted on November 30, 2016. |
Reporting Owners
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Reporting Owner Name / Address | Relationships |
Director | 10% Owner | Officer | Other |
Zuehlke Scott M. 1800 WEST LOOP SOUTH SUITE 1500 HOUSTON, TX 77027 |
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| VP, IR & Treasurer |
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Signatures
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/s/ Paul B. Cornett, Power of Attorney | | 12/16/2019 |
**Signature of Reporting Person | Date |
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