- Statement of Ownership (SC 13G)
July 28 2011 - 4:06PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. __)*
The Pep Boys - Manny, Moe & Jack
(Name of Issuer)
Common Stock, $1.00 par value
(Title of Class of Securities)
713278109
(CUSIP Number)
July 18, 2011
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
þ
Rule 13d-1(c)
o
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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1
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NAMES OF REPORTING PERSONS
North Run Capital, LP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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3,660,288**
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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3,660,288**
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,660,288**
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.9%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT
**SEE ITEM 4.
2
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1
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NAMES OF REPORTING PERSONS
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North Run GP, LP
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
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SHARED VOTING POWER
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BENEFICIALLY
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OWNED BY
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3,660,288**
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EACH
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7
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SOLE DISPOSITIVE POWER
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REPORTING
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PERSON
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0
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WITH:
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8
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SHARED DISPOSITIVE POWER
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3,660,288**
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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3,660,288**
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
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o
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.9%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT
**SEE ITEM 4.
3
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1
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NAMES OF REPORTING PERSONS
North Run Advisors, LLC
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|
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2
|
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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|
(b)
o
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|
|
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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Delaware
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
3,660,288**
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|
|
|
|
EACH
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7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
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PERSON
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0
|
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WITH:
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8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
3,660,288**
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
3,660,288**
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.9%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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OO
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*SEE INSTRUCTIONS BEFORE FILLING OUT
**SEE ITEM 4.
4
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1
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NAMES OF REPORTING PERSONS
Todd B. Hammer
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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(a)
o
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(b)
o
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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SHARES
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6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
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|
OWNED BY
|
|
3,660,288**
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|
|
|
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EACH
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7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
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|
PERSON
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0
|
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|
WITH:
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8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
3,660,288**
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|
|
9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
3,660,288**
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
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|
o
|
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|
11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.9%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT
**SEE ITEM 4.
5
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1
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NAMES OF REPORTING PERSONS
Thomas B. Ellis
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
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|
(a)
o
|
|
(b)
o
|
|
|
|
3
|
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SEC USE ONLY
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|
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
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United States
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5
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SOLE VOTING POWER
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NUMBER OF
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0
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|
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SHARES
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6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
3,660,288**
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|
|
|
|
EACH
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7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
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|
PERSON
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0
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WITH:
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8
|
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SHARED DISPOSITIVE POWER
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|
|
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3,660,288**
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|
9
|
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
3,660,288**
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
|
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
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6.9%**
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12
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TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
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IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT
**SEE ITEM 4.
6
SCHEDULE 13G
This Schedule 13G (the Schedule 13G) is being filed on behalf of North Run Advisors, LLC, a
Delaware limited liability company (North Run), North Run GP, LP, a Delaware limited partnership
(the GP), North Run Capital, LP, a Delaware limited partnership (the Investment Manager), Todd
B. Hammer and Thomas B. Ellis (collectively, the Reporting Persons). Todd B. Hammer and Thomas
B. Ellis are the principals and sole members of North Run. North Run is the general partner of
both the GP and the Investment Manager. The GP is the general partner of North Run Capital
Partners, LP, a Delaware limited partnership (the Fund), North Run Qualified Partners, LP, a
Delaware limited partnership (the QP Fund), and North Run Master Fund, LP, a Cayman Island
exempted limited partnership (the Master Fund). The Fund, the QP Fund and North Run Offshore
Partners, Ltd., a Cayman Island exempted company (the Offshore Fund), are also general partners
of the Master Fund. This Schedule 13G relates to shares of Common Stock, $1.00 par value (the
Common Stock), of The Pep Boys Manny, Moe & Jack, a Pennsyvania corporation (the Issuer) held
by the Master Fund.
Item 1(a) Name of Issuer.
The Pep Boys Manny, Moe & Jack
Item 1(b) Address of Issuers Principal Executive Offices.
3111 W. Allegheny Avenue
Philadelphia, Pennsylvania, 19132
Item 2(a) Name of Person Filing.
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(1)
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North Run Capital, LP
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(2)
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North Run GP, LP
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(3)
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North Run Advisors, LLC
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(4)
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Todd B. Hammer
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(5)
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Thomas B. Ellis
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Item 2(b) Address of Principal Business Office, or, if none, Residence.
For all Filers:
One International Place, Suite 2401
Boston, MA 02110
(617) 310-6130
Item 2(c) Citizenship or Place of Organization.
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(1)
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North Run Capital, LP is a Delaware limited partnership.
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(2)
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North Run GP, LP is a Delaware limited partnership
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(3)
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North Run Advisors, LLC is a Delaware limited liability company.
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(4)
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Todd B. Hammer is a U.S. citizen.
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(5)
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Thomas B. Ellis is a U.S. citizen.
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7
Item 2(d) Title of Class of Securities.
Common Stock, $1.00 par value.
Item 2(e) CUSIP Number.
713278109
Item 4 Ownership
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(a)
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North Run, the GP, the Investment Manager, Todd B. Hammer, and
Thomas B. Ellis may be deemed the beneficial owners of 3,660,288 shares of
Common Stock.
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(b)
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North Run, the GP, the Investment Manager, Todd B. Hammer and
Thomas B. Ellis may be deemed the beneficial owners of 6.9% of the outstanding
shares of Common Stock. This percentage was determined by dividing 3,660,288
by 52,673,823, which is the number of shares of Common Stock outstanding as of
May 27, 2011, according to the Issuers Form 10-Q filed on June 7, 2011 with
the Securities and Exchange Commission.
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(c)
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North Run, the GP, the Investment Manager, Todd B. Hammer and
Thomas B. Ellis have the shared power to vote and dispose of the 3,660,288
shares of Common Stock beneficially owned.
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Item 6 Ownership of More Than Five Percent on Behalf of Another Person.
Investors in the Funds identified in the introduction hereto have an indirect
interest in dividends and/or sale proceeds of the Common Stock held by the Master
Fund. The Reporting Persons do not know of any single investor with an interest,
directly or indirectly, of more than 5% of the Common Stock.
Item 10 Certification.
By signing below, each Reporting Person certifies that, to the best of such
Reporting Persons knowledge and belief, the securities referred to above were not
acquired and are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were not acquired and
are not held in connection with or as a participant in any transaction having that
purpose or effect.
Exhibits
Exhibit 24-1
Power of Attorney of Thomas B. Ellis, dated December 11, 2009.
8
Exhibit 24-2
Power of Attorney of Todd B. Hammer, dated December 11, 2009.
Exhibit 99-1
Joint Filing Agreement, dated July 28, 2011, between North Run, GP, the Investment
Manager, Todd B. Hammer and Thomas B. Ellis.
9
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the
information set forth in this statement is true, complete and correct.
Date: July 28, 2011
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NORTH RUN CAPITAL, LP
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By:
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North Run Advisors, LLC
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its general partner
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By:
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*
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Name: Thomas B. Ellis
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Title: Member
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and
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By:
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*
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Name: Todd B. Hammer
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Title: Member
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NORTH RUN GP, LP
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By:
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North Run Advisors, LLC
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its general partner
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By:
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*
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Name: Thomas B. Ellis
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Title: Member
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and
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By:
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*
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Name: Todd B. Hammer
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Title: Member
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10
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NORTH RUN ADVISORS, LLC
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By:
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*
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Name: Thomas B. Ellis
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Title: Member
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and
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By:
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*
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Name: Todd B. Hammer
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Title: Member
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*
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Thomas B. Ellis
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*
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Todd B. Hammer
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* By
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/s/ SARAH L. FILION
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Sarah L. Filion, Attorney-in-Fact
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Pursuant to Powers of Attorney filed as exhibits hereto
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11
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