Northwest Airlines Corp - Amended Securities Registration (section 12(b)) (8-A12B/A)
April 15 2008 - 5:25PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A/A
Amendment No. 1
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
NORTHWEST AIRLINES CORPORATION
(Exact name of registrant as specified in its
charter)
Delaware
(State or other incorporation or organization)
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41-1905580
(I.R.S. Employer Identification No.)
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2700
Lone Oak Parkway, Eagan, Minnesota
(Address of principal
executive offices)
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55121
(Zip Code)
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If the form relates to the registration of a
class of securities pursuant to Section 12(b) of the Exchange Act and
is effective pursuant to General Instruction A.(c), check the following
box.
x
If the form relates to the registration of a class
of securities pursuant to Section 12(g) of the Exchange Act and is
effective pursuant to General Instruction A.(d), check the following box.
o
Securities Act registration statement file
number to which this form relates (if applicable): N/A
Securities to be registered
pursuant to Section 12(b) of the Act:
Title of each class
to be so registered
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Name of each exchange on which
each class is to be registered
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Preferred Share Purchase Rights
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New York Stock Exchange
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Securities to be registered pursuant to Section 12(g) of
the Act: N/A
Item 1. Description of Registrants Securities to be
Registered.
On April 14, 2008, Northwest Airlines
Corporation, a Delaware corporation (the Company), entered into an Agreement
and Plan of Merger (the Merger Agreement), by and among the Company, Delta
Air Lines, Inc., a Delaware corporation (Delta), and Nautilus Merger
Corporation, a Delaware corporation and a direct wholly-owned subsidiary of
Delta (Merger Sub), pursuant to which Merger Sub will merge with and into the
Company (the Merger), upon the terms and subject to the conditions set forth
in the Merger Agreement. In connection with the Merger Agreement and the
transactions contemplated thereby, the Board of Directors of the Company authorized,
and the Company and Rights Agent (as defined below) entered into, effective
prior to the execution of the Merger Agreement, Amendment No. 1 dated as
of April 14, 2008 (Amendment No. 1) to the Rights Agreement, dated
as of May 25, 2007 (the Rights Agreement), by and between the Company
and Computershare Trust Company, N.A., as Rights Agent (the Rights Agent).
Capitalized terms used but not defined herein shall have the meanings assigned
thereto in the Rights Agreement.
Amendment No. 1 provides, among other
things, that neither the approval, execution, delivery, announcement or
performance of the Merger Agreement or the consummation of the Merger or any
other transactions contemplated thereby will cause any of Delta, Merger Sub or
any of their respective Affiliates or Associates to be, become or be deemed an Acquiring
Person nor give rise to a Stock Acquisition Date, Distribution Date,
triggering event under section 11(a)(ii) of the Rights Agreement or other
similar events. Amendment No. 1 also
provides that the Rights Agreement and the Rights established thereby will
terminate in all respects immediately prior to the Effective Time (as defined
in the Merger Agreement).
The Rights Agreement, including the form of
Rights Certificate, is filed as Exhibit 1 to the Companys registration
statement on Form 8-A, filed with the Securities and Exchange Commission
(the SEC) on May 30, 2007 and is incorporated herein by reference.
Amendment No. 1 is filed as Exhibit 4.2 hereto and is incorporated
herein by reference. The foregoing description of the Rights Agreement and
Amendment No.1 does not purport to be complete and is qualified in its entirety
by reference to such exhibits.
Item 2. Exhibits.
4.1
Rights
Agreement, dated as of May 25, 2007, by and between the Company and
Computershare Trust Company, N.A., as rights agent (incorporated by reference
to Exhibit 1 to the Companys registration statement on Form 8-A,
filed with the SEC on May 30, 2007)
4.2
Amendment No. 1
to the Rights Agreement, dated as of April 14, 2008, by and between the
Company and the Rights Agent (referred to in Item 1 as Amendment No. 1)*
* Filed herewith.
2
SIGNATURE
Pursuant to the requirements of Section 12
of the Securities Exchange Act of 1934, the registrant has duly caused this
registration statement to be signed on its behalf by the undersigned, thereto
duly authorized.
Date: April 15, 2008
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NORTHWEST AIRLINES
CORPORATION
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By:
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/s/ Michael L. Miller
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Name:
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Michael L. Miller
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Title:
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Vice President-Law and Secretary
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EXHIBIT INDEX
Exhibit No.
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Description
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4.1
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Rights Agreement, dated as
of May 25, 2007, by and between the Company and Computer Share Trust
Company, N.A., as rights agent (incorporated by reference to Exhibit 1
to the Companys registration statement on Form 8-A, filed with the SEC
on May 30, 2007)
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4.2
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Amendment No. 1 to
the Rights Agreement, dated as of April 14, 2008, by and between the
Company and the Rights Agent (referred to in Item 1 as Amendment
No. 1)
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