- Amended Statement of Ownership (SC 13G/A)
February 14 2012 - 6:34AM
Edgar (US Regulatory)
SECURITIES
AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (b)
(Amendment No. 1)*
Daqo New
Energy Corp.
(Name of Issuer)
Ordinary Shares
(Title of Class of Securities)
G26583 107
(CUSIP Number)
December 31, 2011
(Date of Event Which Requires Filing of this
Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨
Rule 13d-1(b)
¨
Rule 13d-1(c)
x
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for
any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
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The information
required on the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
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CUSIP NO. G26583 107
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13G
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Page 2 of 6 Pages
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1
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NAME OF REPORTING PERSON
Xiang Xu (Mr. Xu)
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
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(b)
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
Peoples Republic of
China
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NUMBER OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
15,213,750 ordinary shares, which consist of (i) 14,820,000
ordinary shares held by Plenty China Limited (Plenty China), a British Virgin Islands company solely owned and controlled by Mr. Xu, and (ii) 393,750 ordinary shares issuable upon exercise of options held by Mr. Xu that are exercisable
within 60 days of December 31, 2011. Plenty China may also be deemed to have sole voting power with respect to the 14,820,000 ordinary shares held by it.
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
15,213,750 ordinary shares. See Item 5 above for detail. Plenty
China may also be deemed to have sole dispositive power with respect to the 14,820,000 ordinary shares held by it.
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,213,750 shares
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
¨
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
8.7%
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12
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TYPE OF REPORTING
PERSON
IN
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CUSIP NO. G26583 107
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13G
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Page 3 of 6 Pages
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1
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NAME OF REPORTING PERSON
Plenty China Limited
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2
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CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
(a)
¨
(b)
¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF
ORGANIZATION
British Virgin
Islands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED
BY EACH
REPORTING
PERSON
WITH
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5
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SOLE VOTING POWER
14,820,000 ordinary shares held by Plenty
China.
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6
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SHARED VOTING POWER
0
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7
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SOLE DISPOSITIVE POWER
14,820,000 ordinary shares held by Plenty
China.
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8
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SHARED DISPOSITIVE POWER
0
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,820,000 ordinary shares
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10
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CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
¨
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11
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PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW 9
8.4%
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12
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TYPE OF REPORTING
PERSON
CO
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CUSIP NO. G26583 107
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13G
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Page 4 of 6 Pages
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ITEM 1
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(a).
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NAME OF ISSUER:
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Daqo New Energy Corp.
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ITEM 1
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(b).
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ADDRESS OF ISSUERS PRINCIPAL EXECUTIVE OFFICES:
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666 Longdu Avenue
Wanzhou, Chongqing 404000
Peoples Republic
of China
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ITEM 2
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(a).
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NAME OF PERSON FILING:
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Xiang Xu
Plenty China Limited
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ITEM 2
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(b).
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ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
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For all Reporting Persons:
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c/o 66 Xinzhong Road
Xinba, Yangzhong, Jiangsu Province
Peoples Republic of China
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ITEM 2
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(c)
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CITIZENSHIP:
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Xiang Xu - Peoples Republic of China.
The place of organization of Plenty China Limited is the British Virgin
Islands.
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ITEM 2
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(d).
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TITLE OF CLASS OF SECURITIES:
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Ordinary Shares
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ITEM 2
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(e).
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CUSIP NUMBER:
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G26583 107
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ITEM 3.
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Not Applicable
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CUSIP NO. G26583 107
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13G
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Page 5 of 6 Pages
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ITEM 4.
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OWNERSHIP:
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The following information with respect to the ownership of the ordinary shares of Daqo New Energy Corp. (the Ordinary Shares) by the reporting persons is
provided as of December 31, 2011:
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Reporting Person
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Amount
beneficially
owned:
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Percent
of class:
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Sole
power to
vote or
direct
the
vote:
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Shared
power to
vote or to
direct
the vote:
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Sole power to
dispose or to
direct the
disposition
of:
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Shared power
to dispose or
to direct the
disposition
of:
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Xiang Xu
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15,213,750
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8.7
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%
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15,213,750
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0
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15,213,750
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0
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Plenty China Limited
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14,820,000
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8.4
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%
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14,820,000
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0
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14,820,000
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0
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Plenty China is the registered holder of 14,820,000 Ordinary Shares. Mr. Xu is the ultimate sole shareholder of Plenty China. Pursuant to Section 13(d) of the
Securities Exchange Act of 1934, as amended, and the rules promulgated thereunder, Mr. Xu may be deemed to beneficially own all of the Ordinary Shares held by Plenty China.
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ITEM 5.
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OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
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Not applicable
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ITEM 6.
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OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
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Not applicable
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ITEM 7.
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IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY:
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Not applicable
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ITEM 8.
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IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
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Not applicable
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ITEM 9.
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NOTICE OF DISSOLUTION OF GROUP
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Not applicable
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ITEM 10.
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CERTIFICATIONS
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Not applicable
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CUSIP NO. G26583 107
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13G
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Page 6 of 6 Pages
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SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 14, 2012
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Xiang Xu
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/s/ Xiang Xu
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Name: Xiang Xu
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Plenty China Limited
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/s/ Xiang Xu
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Name: Xiang Xu
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Title: Director
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