CUSIP No. 216831107   13G/A   Page 1 of 5 Pages  

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION  
Washington, D.C. 20549

 

SCHEDULE 13G/A  

 

Under the Securities Exchange Act of 1934  

 

(Amendment No. 3)*
 
Cooper Tire and Rubber Co.  
( Name of Issuer)
 
Common Stock, $1 par value  
(Title of Class of Securities)  
 
216831107
(CUSIP Number)

 

December 31, 2010
(Date of Event Which Requires Filing of this Statement)  

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:  

 

x Rule 13d-1(b)  
¨   Rule 13d-1(c)  
¨   Rule 13d-1(d)  

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form  
with respect to the subject class of securities, and for any subsequent amendment containing  
information which would alter the disclosures provided in a prior cover page.  
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the  
purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the  
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see  
the Notes).  

 



CUSIP No. 216831107   13G/A   Page 2 of 5 Pages  

 

1. Name of Reporting Persons.  
I.R.S. Identification No. of above persons (entities only).  
 
Delaware Charter Guarantee & Trust Company dba Principal Trust Company as  
Trustee for the Cooper Tire & Rubber Company Pre-Tax Savings Plan-Findlay, the  
   Cooper Tire & Rubber Company Spectrum Investment Savings Plan and the Cooper Tire  
& Rubber Company Pre-Tax Savings Plan-Texarkana, IRS No. 51-0099493.  
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2. Check the Appropriate Box if a Member of a Group:  
 
(a)   ¨  
 
(b)   ¨  
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3. SEC Use Only  
-----------------------------------------------------------------------------------------------------------------------------------------------------  
4. Citizenship or Place of Organization:  
 
Delaware  
-----------------------------------------------------------------------------------------------------------------------------------------------------  
Number of Shares Beneficially Owned by Each Reporting Person With:  
 
  5. Sole Voting Power:  
  0  
 
Number of   6. Shared Voting Power:  
Shares   3,513,514  
Beneficially  
Owned By   7. Sole Dispositive Power:  
Each   0  
Reporting  
Person With:   8. Shared Dispositive Power:  
  3,513,514  
 
9. Aggregate Amount Beneficially owned by Each Reporting Person  
3,513,514  
10. Check if Aggregate Amount in Row (9) Excludes Certain Shares:  
     ¨
11. Percent of Class Represented by Amount in Row (9):  
5.70%  
12. Type of Reporting Person:  
EP    

 



CUSIP No. 216831107   13G/A   Page 3 of 5 Pages  

 

Item 1.        
 
(a) Name of Issuer:     Cooper Tire and Rubber Company  
(b) Address of Issuer’s Principal Executive Offices:   701 Lima Ave  
      Findlay, OH 45840-2315  
 
Item 2.        
 
(a) – (c) Name, Principal Business Address and Citizenship of Person Filing:  
 
Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Trustee  
for the Cooper Tire & Rubber Company Pre-Tax Savings Plan-Findlay, the Cooper Tire &  
Rubber Company Spectrum Investment Savings Plan and the Cooper Tire & Rubber  
Company Pre-Tax Savings Plan-Texarkana    
1013 Centre Road      
Wilmington, Delaware 19805      
 
Citizenship:   Delaware      
 
(d) Title of Class of Securities:   Common Stock, $1 par value  
 
(e) CUSIP Number:   216831107    
 
Item 3. If this statement is filed pursuant to Rule 13D-1(b) or 13D-2(b) or (c), check whether the  
person filing is a:        
 
(f) x   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);  
 
Item 4. Ownership - Provide the following information regarding the aggregate number and  
percentage of the class of securities of the issuer identified in Item 1.  
 
(a) The Cooper Tire & Rubber Company Pre-Tax Savings Plan-Findlay (“Findlay Plan”), the  
Cooper Tire & Rubber Company Spectrum Investment Savings Plan (“Spectrum Plan”) and  
the Cooper Tire & Rubber Company Pre-Tax Savings Plan-Texarkana (“Texarkana Plan”)  
(collectively, the “Plans”) are each subject to the Employee Retirement Income Security Act  
of 1974 (“ERISA”). Delaware Charter Guarantee & Trust Company dba Principal Trust  
Company acts as the Trustee for the Findlay Plan Trust, the Spectrum Plan Trust and the  
Texarkana Plan Trust (collectively, the “Trusts”). As of December 31, 2010, the Findlay Plan  
Trust held 586,425 shares of the Issuer’s common stock, the Spectrum Plan Trust held  
2,329,809 shares of the Issuer’s common stock and the Texarkana Plan Trust held 597,280  
shares of the Issuer’s common stock for an aggregate of 3,513,514 shares of the Issuer’s  
common stock. The securities reported include all shares held of record by the Trustee as  
trustee of the Trusts. The Trustee follows the directions of the Employer, Cooper Tire and  
Rubber Company (the “Employer”), or other parties designated in the trust agreement  
between the Employer and the Trustee, with respect to voting and disposition of shares  
and/or Plan participants with respect to voting and disposition of shares. The Trustee,  
however, is subject to fiduciary      

 



CUSIP No. 216831107   13G/A   Page 4 of 5 Pages  

 

duties under ERISA. The Trustee disclaims beneficial ownership of the shares of common  
stock that are the subject of this Schedule 13-G.  
(b) The 3,513,514 shares of common stock represent 5.70% of the Issuer’s outstanding shares of  
common stock. The percent of class is based on shares outstanding as of December 31, 2010,  
as provided by the Issuer.  
(c) Number of shares as to which such person has:  
(i)   Sole power to vote or direct the vote: 0  
(ii)   Shared power to vote or direct the vote: 3,513,514  
(iii)   Sole power to dispose or direct the disposition of: 0  
(iv)   Shared power to dispose or direct the disposition of: 3,513,514  
Item 5. Ownership of Five Percent or Less of Class  
Not Applicable  
Item 6. Ownership of More Than Five Percent on Behalf of Another Person  
Not Applicable  
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being  
Reported on by the Parent Holding Company  
Not Applicable  
Item 8. Identification and Classification of Members of the Group  
Not Applicable  
Item 9. Notice of Dissolution of Group  
Not Applicable  
Item 10. Certification  
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above  
were acquired and are held in the ordinary course of business and were not acquired and are not held  
for the purpose of or with the effect of having or influencing the control of the issuer of the securities  
and are not acquired and are not held in connection with or as a participant in any transaction having  
that purpose or effect.  

 



CUSIP No. 216831107   13G/A   Page 5 of 5 Pages  

 

SIGNATURE  
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set  
forth in this statement is true, complete and correct.  

 

Delaware Charter Guarantee & Trust Company  
 
 
/s/ Kristin M. Camp________________________  
Kristin M. Camp  
Vice President, Operations  
February 7, 2011  

 


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