- Amended Statement of Ownership (SC 13G/A)
February 07 2011 - 2:34PM
Edgar (US Regulatory)
|
|
|
CUSIP No. 216831107
|
13G/A
|
Page 1 of 5 Pages
|
|
UNITED STATES
|
SECURITIES AND EXCHANGE COMMISSION
|
Washington, D.C. 20549
|
|
Under the Securities Exchange Act of 1934
|
|
(Amendment No. 3)*
|
|
Cooper Tire and Rubber Co.
|
(
Name of Issuer)
|
|
Common Stock, $1 par value
|
(Title of Class of Securities)
|
|
216831107
|
(CUSIP Number)
|
|
December 31, 2010
|
(Date of Event Which Requires Filing of this Statement)
|
|
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
|
|
x
Rule 13d-1(b)
|
¨
Rule 13d-1(c)
|
¨
Rule 13d-1(d)
|
|
*The remainder of this cover page shall be filled out for a reporting persons initial filing on this form
|
with respect to the subject class of securities, and for any subsequent amendment containing
|
information which would alter the disclosures provided in a prior cover page.
|
|
The information required in the remainder of this cover page shall not be deemed to be filed for the
|
purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the
|
liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see
|
the Notes).
|
|
|
|
CUSIP No. 216831107
|
13G/A
|
Page 2 of 5 Pages
|
|
|
1. Name of Reporting Persons.
|
I.R.S. Identification No. of above persons (entities only).
|
|
Delaware Charter Guarantee & Trust Company dba Principal Trust Company as
|
Trustee for the Cooper Tire & Rubber Company Pre-Tax Savings Plan-Findlay, the
|
Cooper Tire & Rubber Company Spectrum Investment Savings Plan and the Cooper Tire
|
& Rubber Company Pre-Tax Savings Plan-Texarkana, IRS No. 51-0099493.
|
-----------------------------------------------------------------------------------------------------------------------------------------------------
|
2. Check the Appropriate Box if a Member of a Group:
|
|
(a)
¨
|
|
|
(b)
¨
|
|
-----------------------------------------------------------------------------------------------------------------------------------------------------
|
3. SEC Use Only
|
-----------------------------------------------------------------------------------------------------------------------------------------------------
|
4. Citizenship or Place of Organization:
|
|
Delaware
|
-----------------------------------------------------------------------------------------------------------------------------------------------------
|
Number of Shares Beneficially Owned by Each Reporting Person With:
|
|
|
5. Sole Voting Power:
|
|
0
|
|
|
Number of
|
6. Shared Voting Power:
|
Shares
|
3,513,514
|
Beneficially
|
|
Owned By
|
7. Sole Dispositive Power:
|
Each
|
0
|
Reporting
|
|
Person With:
|
8. Shared Dispositive Power:
|
|
3,513,514
|
|
|
9. Aggregate Amount Beneficially owned by Each Reporting Person
|
3,513,514
|
|
10. Check if Aggregate Amount in Row (9) Excludes Certain Shares:
|
¨
|
|
11. Percent of Class Represented by Amount in Row (9):
|
5.70%
|
|
12. Type of Reporting Person:
|
EP
|
|
|
|
|
|
CUSIP No. 216831107
|
13G/A
|
Page 3 of 5 Pages
|
|
|
|
|
Item 1.
|
|
|
|
|
(a)
Name of Issuer:
|
|
Cooper Tire and Rubber Company
|
(b) Address of Issuers Principal Executive Offices:
|
701 Lima Ave
|
|
|
|
Findlay, OH 45840-2315
|
|
Item 2.
|
|
|
|
|
(a) (c) Name, Principal Business Address and Citizenship of Person Filing:
|
|
Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Trustee
|
for the Cooper Tire & Rubber Company Pre-Tax Savings Plan-Findlay, the Cooper Tire &
|
Rubber Company Spectrum Investment Savings Plan and the Cooper Tire & Rubber
|
Company Pre-Tax Savings Plan-Texarkana
|
|
1013 Centre Road
|
|
|
Wilmington, Delaware 19805
|
|
|
|
Citizenship:
|
Delaware
|
|
|
|
(d) Title of Class of Securities:
|
Common Stock, $1 par value
|
|
(e) CUSIP Number:
|
216831107
|
|
|
Item 3. If this statement is filed pursuant to Rule 13D-1(b) or 13D-2(b) or (c), check whether the
|
person filing is a:
|
|
|
|
|
(f)
x
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
|
|
Item 4. Ownership - Provide the following information regarding the aggregate number and
|
percentage of the class of securities of the issuer identified in Item 1.
|
|
(a)
The Cooper Tire & Rubber Company Pre-Tax Savings Plan-Findlay (Findlay Plan), the
|
Cooper Tire & Rubber Company Spectrum Investment Savings Plan (Spectrum Plan) and
|
the Cooper Tire & Rubber Company Pre-Tax Savings Plan-Texarkana (Texarkana Plan)
|
(collectively, the Plans) are each subject to the Employee Retirement Income Security Act
|
of 1974 (ERISA). Delaware Charter Guarantee & Trust Company dba Principal Trust
|
Company acts as the Trustee for the Findlay Plan Trust, the Spectrum Plan Trust and the
|
Texarkana Plan Trust (collectively, the Trusts). As of December 31, 2010, the Findlay Plan
|
Trust held 586,425 shares of the Issuers common stock, the Spectrum Plan Trust held
|
2,329,809 shares of the Issuers common stock and the Texarkana Plan Trust held 597,280
|
shares of the Issuers common stock for an aggregate of 3,513,514 shares of the Issuers
|
common stock. The securities reported include all shares held of record by the Trustee as
|
trustee of the Trusts. The Trustee follows the directions of the Employer, Cooper Tire and
|
Rubber Company (the Employer), or other parties designated in the trust agreement
|
between the Employer and the Trustee, with respect to voting and disposition of shares
|
and/or Plan participants with respect to voting and disposition of shares. The Trustee,
|
however, is subject to fiduciary
|
|
|
|
|
|
CUSIP No. 216831107
|
13G/A
|
Page 4 of 5 Pages
|
|
|
duties under ERISA. The Trustee disclaims beneficial ownership of the shares of common
|
stock that are the subject of this Schedule 13-G.
|
|
(b)
The 3,513,514 shares of common stock represent 5.70% of the Issuers outstanding shares of
|
common stock. The percent of class is based on shares outstanding as of December 31, 2010,
|
as provided by the Issuer.
|
|
(c) Number of shares as to which such person has:
|
(i)
|
Sole power to vote or direct the vote:
0
|
(ii)
|
Shared power to vote or direct the vote:
3,513,514
|
(iii)
|
Sole power to dispose or direct the disposition of:
0
|
(iv)
|
Shared power to dispose or direct the disposition of:
3,513,514
|
|
|
Item 5. Ownership of Five Percent or Less of Class
|
|
Not Applicable
|
|
Item 6. Ownership of More Than Five Percent on Behalf of Another Person
|
|
Not Applicable
|
|
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being
|
Reported on by the Parent Holding Company
|
|
Not Applicable
|
|
Item 8. Identification and Classification of Members of the Group
|
|
Not Applicable
|
|
Item 9. Notice of Dissolution of Group
|
|
Not Applicable
|
|
Item 10. Certification
|
|
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above
|
were acquired and are held in the ordinary course of business and were not acquired and are not held
|
for the purpose of or with the effect of having or influencing the control of the issuer of the securities
|
and are not acquired and are not held in connection with or as a participant in any transaction having
|
that purpose or effect.
|
|
|
|
CUSIP No. 216831107
|
13G/A
|
Page 5 of 5 Pages
|
|
SIGNATURE
|
|
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set
|
forth in this statement is true, complete and correct.
|
|
Delaware Charter Guarantee & Trust Company
|
|
|
/s/ Kristin M. Camp________________________
|
Kristin M. Camp
|
Vice President, Operations
|
February 7, 2011
|
Cooper Tire and Rubber (NYSE:CTB)
Historical Stock Chart
From May 2024 to Jun 2024
Cooper Tire and Rubber (NYSE:CTB)
Historical Stock Chart
From Jun 2023 to Jun 2024