Statement of Changes in Beneficial Ownership (4)

Date : 08/19/2019 @ 8:13PM
Source : Edgar (US Regulatory)
Stock : Compass Diversified Holdings (CODI)
Quote : 21.99  0.0 (0.00%) @ 11:59AM

Statement of Changes in Beneficial Ownership (4)

FORM 4
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).         
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
                                                                                  
OMB APPROVAL
OMB Number: 3235-0287
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

BURNS GORDON M
2. Issuer Name and Ticker or Trading Symbol

Compass Diversified Holdings [ CODI ]
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                      _____ 10% Owner
_____ Officer (give title below)      __ X __ Other (specify below)
See Remark (a)
(Last)          (First)          (Middle)

301 RIVERSIDE AVENUE, SECOND FLOOR
3. Date of Earliest Transaction (MM/DD/YYYY)

8/16/2019
(Street)

WESTPORT, CT 06880
(City)        (State)        (Zip)
4. If Amendment, Date Original Filed (MM/DD/YYYY)

 
6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Trans. Date 2A. Deemed Execution Date, if any 3. Trans. Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares   (1) 8/16/2019     S    980   D $18.7243   (2) 0   I   By IRA  
Common Shares   (1)                56090   D    
Common Shares   (1)                12987   I   By Trust Account   (3)
Common Shares   (1)                12824   I   By Trust Account   (4)
Common Shares   (1)                6195   I   By Trust Account   (5)
Common Shares   (1)                90000   I   By Revocable Trust   (6)
Series B Preferred   (7)                10250   I   By Revocable Trust   (6)

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Trans. Date 3A. Deemed Execution Date, if any 4. Trans. Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date 7. Title and Amount of Securities Underlying Derivative Security
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Explanation of Responses:
(1)  Each Common Share represents one undivided beneficial interest in Compass Diversified Holdings (the "Trust") property and corresponds to one underlying trust common interest of Compass Group Diversified Holdings LLC (the "Company") held by the Trust.
(2)  The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.7229 to $18.7275, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer.
(3)  Shares beneficially owned by the Reporting Person through the Talley Burns Executor Trust.
(4)  Shares beneficially owned by the Reporting Person through the Peter Burns Executor Trust.
(5)  Shares beneficially owned by the Reporting Person through the Burns Family Trust.
(6)  Shares beneficially owned by the Reporting Person through the Gordon M. Burns 2009 Revocable Trust.
(7)  Each Series B Preferred Share represents one undivided beneficial interest in the Trust property and corresponds to one underlying trust preferred interest of the Company held by the Trust.

Remarks:
(a) Mr. Burns is a Director of the Company, Sponsor of the Trust.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
BURNS GORDON M
301 RIVERSIDE AVENUE
SECOND FLOOR
WESTPORT, CT 06880



See Remark (a)

Signatures
/s/ Gordon M. Burns, by Carrie W. Ryan and Ryan J. Faulkingham as attorneys-in-fact 8/19/2019
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

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