- Current report filing (8-K)
June 10 2010 - 2:21PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities
Exchange Act of 1934
Date of Report (Date of earliest
event reported)
June 9, 2010
AMERIPRISE FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
Delaware
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001-32525
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13-3180631
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(State or other
jurisdiction
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(Commission
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(IRS Employer
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of
incorporation)
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File Number)
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Identification
No.)
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55 Ameriprise Financial Center
Minneapolis, Minnesota
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55474
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(Address of
principal executive offices)
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(Zip Code)
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Registrants telephone number,
including area code
(612)
671-3131
Check the appropriate box below if the Form 8-K
filing is intended to simultaneously satisfy the filing obligation of the
registrant under any of the following provisions (see General Instruction A.2.
below):
o
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17
CFR 240.14d-2(b))
o
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17
CFR 240.13e-4(c))
Item
4.01 Changes in Registrants
Certifying Accountant.
On June 9, 2010, Ameriprise
Financial, Inc. (the Company) formally engaged PricewaterhouseCoopers
LLP (PwC) as the Companys independent registered public accounting firm for
the fiscal year ending December 31, 2011 by execution of a mutually
agreed-upon engagement letter.
During the fiscal years ended
December 31, 2008 and 2009 and through June 9, 2010, the date of
engagement of PwC, neither the Company nor any one acting on the Companys
behalf has consulted with PwC regarding either: (i) the application of
accounting principles to a specified transaction, either completed or proposed,
or the type of audit opinion that might be rendered on the Companys financial
statements; or (ii) any matter that was either the subject of a disagreement
(as defined in Item 304(a)(1)(iv) of Regulation S-K and the related
instructions to Item 304 of Regulation S-K) or a reportable event (as defined
in Item 304(a)(1)(v) of Regulation S-K).
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SIGNATURES
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned, hereunto duly authorized.
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AMERIPRISE
FINANCIAL, INC.
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(Registrant)
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Date:
June 10, 2010
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By:
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/s/
David H. Weiser
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David
H. Weiser
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Senior
Vice President and
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Assistant
General Counsel
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3
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