- Current report filing (8-K)
July 01 2009 - 9:42AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON, D.
C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange
Act of 1934
Date of
Report (Date of earliest event reported) July 1, 2009
AMERIPRISE
FINANCIAL, INC.
(Exact name of
registrant as specified in its charter)
Delaware
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001-32525
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13-3180631
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(State or other
jurisdiction
of incorporation)
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(Commission File
Number)
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(IRS Employer
Identification No.)
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55 Ameriprise Financial Center
Minneapolis, MN
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55474
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(Address of
principal executive offices)
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(Zip Code)
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Registrants
telephone number, including area code:
(
612) 671-3131
Check the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (
see
General Instruction A.2. below):
o
Written communications pursuant to Rule 425 under
the Securities Act (17 CFR 230.425)
o
Soliciting material pursuant to Rule 14a-12 under
the Exchange Act (17 CFR 240.14a-12)
o
Pre-commencement communications pursuant to Rule 14d-2(b) under
the Exchange Act (17 CFR 240.14d-2(b))
o
Pre-commencement communications pursuant to Rule 13e-4(c) under
the Exchange Act (17 CFR 240.13e-4(c))
Item 8.01.
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Other Events.
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On
July 1, 2009, Ameriprise Financial, Inc. announced that it had
commenced a cash tender offer for up to $250 million aggregate principal
amount of its outstanding 5.35% Senior Notes due November 15, 2010. A
copy of a press release dated July 1, 2009 related to the tender offer
is filed with this Current Report as Exhibit 99.1.
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Item 9.01
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Financial Statements and
Exhibits
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(d) Exhibits
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The following exhibits
are filed herewith:
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99.1
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Press
release of Ameriprise Financial, Inc. dated July 1, 2009.
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2
SIGNATURES
Pursuant to the
requirements of the Securities Exchange Act of 1934, the registrant has duly
caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
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AMERIPRISE FINANCIAL,
INC.
(REGISTRANT)
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Date: July 1, 2009
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By
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/s/ Walter S. Berman
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Walter S. Berman
Executive Vice President and Chief Financial Officer
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3
EXHIBIT
INDEX
Exhibit
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Description
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Method of Filing
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99.1
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Press
release of Ameriprise Financial, Inc. dated July 1, 2009.
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Filed Electronically
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