Allstate Corp - Initial Statement of Beneficial Ownership (3)
August 13 2008 - 4:43PM
Edgar (US Regulatory)
FORM 3
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
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Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person
*
Greffin Judith P
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2. Date of Event Requiring Statement (MM/DD/YYYY)
8/11/2008
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3. Issuer Name
and
Ticker or Trading Symbol
ALLSTATE CORP [ALL]
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(Last)
(First)
(Middle)
C/O THE ALLSTATE CORPORATION, 2775 SANDERS ROAD
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4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director
_____ 10% Owner
_____ Officer (give title below)
___
X
___ Other (specify below)
/ CIO Allstate Insurance Company
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(Street)
NORTHBROOK, IL 60062-6127
(City)
(State)
(Zip)
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5. If Amendment, Date Original Filed
(MM/DD/YYYY)
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6. Individual or Joint/Group Filing
(Check Applicable Line)
_
X
_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned
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1.Title of Security
(Instr. 4)
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2. Amount of Securities Beneficially Owned
(Instr. 4)
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3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
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4. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Common Stock
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4313.397
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D
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Common Stock
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2104.2491
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I
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by 401(K) plan
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Table II - Derivative Securities Beneficially Owned (
e.g.
, puts, calls, warrants, options, convertible securities)
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1. Title of Derivate Security
(Instr. 4)
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2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
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3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
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6. Nature of Indirect Beneficial Ownership
(Instr. 5)
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Date Exercisable
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Expiration Date
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Title
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Amount or Number of Shares
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Employee Stock Option (right to buy)
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3/11/2007
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3/11/2013
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Common Stock
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3614
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$31.22
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D
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Employee Stock Option (right to buy)
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2/7/2007
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2/7/2013
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Common Stock
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1346
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$31.78
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D
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Employee Stock Option (right to buy)
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2/7/2006
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2/7/2012
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Common Stock
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4000
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$33.38
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D
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Employee Stock Option (right to buy)
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3/12/2006
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3/12/2012
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Common Stock
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18217
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$36.61
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D
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Employee Stock Option (right to buy)
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3/13/2005
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3/13/2011
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Common Stock
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10000
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$39.67
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D
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Employee Stock Option (right to buy)
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5/15/2005
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5/15/2011
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Common Stock
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6500
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$42
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D
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Employee Stock Option (right to buy)
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3/9/2008
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3/9/2014
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Common Stock
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22714
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$45.29
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D
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Employee Stock Option (right to buy)
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2/6/2008
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2/6/2014
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Common Stock
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4588
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$45.96
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D
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Employee Stock Option (right to buy)
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(1)
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2/26/2018
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Common Stock
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96663
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$48.82
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D
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Employee Stock Option (right to buy)
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(2)
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2/22/2015
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Common Stock
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20034
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$52.57
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D
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Employee Stock Option (right to buy)
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(3)
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2/21/2016
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Common Stock
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24642
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$53.84
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D
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Employee Stock Option (right to buy)
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(4)
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7/17/2017
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Common Stock
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3660
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$60.42
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D
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Employee Stock Option (right to buy)
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(5)
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2/20/2017
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Common Stock
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26145
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$62.24
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D
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Restricted Stock Units
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2/25/2012
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2/25/2012
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Common Stock
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10487
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$0
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D
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Restricted Stock Units
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2/19/2011
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2/19/2011
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Common Stock
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3604
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$0
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D
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Restricted Stock Units
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2/22/2009
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2/22/2009
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Common Stock
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720
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$0
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D
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Restricted Stock Units
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7/17/2011
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7/17/2011
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Common Stock
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520
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$0
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D
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Restricted Stock Units
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2/21/2010
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2/21/2010
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Common Stock
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3722
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$0
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D
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Explanation of Responses:
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(
1)
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Stock option awards granted to reporting person on February 26, 2008 for 96,663 shares of common stock vesting in four annual increments on February 26, 2009, February 26, 2010, February 26, 2011 and February 26, 2012, respectively.
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(
2)
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Stock option awards granted to reporting person on February 22, 2005 for 20,034 shares of common stock vesting in four annual increments with the remaining increment to vest on February 22, 2009.
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(
3)
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Stock option awards granted to reporting person on February 21, 2006 for 24,642 shares of common stock vesting in four annual increments with the last two increments vesting on February 21, 2009 and February 21, 2010.
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(
4)
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Stock option award granted to reporting person on July 17, 2007 for 3,660 shares of common stock vesting in four annual increments with the last three increments vesting on July 17, 2009, July 17, 2010 and July 17, 2011.
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(
5)
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Stock option awards granted to reporting person on February 20, 2007 for 26,145 shares of common stock vesting in four annual increments with the last three increments vesting on February 20, 2009, February 20, 2010 and February 20, 2011.
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Reporting Owners
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Reporting Owner Name / Address
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Relationships
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Director
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10% Owner
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Officer
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Other
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Greffin Judith P
C/O THE ALLSTATE CORPORATION
2775 SANDERS ROAD
NORTHBROOK, IL 60062-6127
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CIO Allstate Insurance Company
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Signatures
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JUDITHPGREFFIN
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8/13/2008
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**
Signature of Reporting Person
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Date
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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*
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If the form is filed by more than one reporting person,
see
Instruction 5(b)(v).
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**
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations.
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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Note:
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File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
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