Amended Statement of Ownership (sc 13g/a)
February 14 2017 - 4:27PM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
uniQure N.V.
(Name of Issuer)
Common Stock, par value EUR 0.05 per share
(Title of Class of Securities)
N90064101
(CUSIP Number)
31 DECEMBER 2016
(Date of Event Which Requires Filing of this Statement)
Check the
appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule 13d-1(b)
☐ Rule 13d-1(c)
☒
Rule 13d-1(d)
*
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The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
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The information required in the remainder of this cover
page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
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CUSIP No.
90064101
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13G
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Page
2
of 6 Pages
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1.
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NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Coöperatieve AAC LS U.A.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
The Netherlands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
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5.
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SOLE VOTING POWER
See Item 5
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6.
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SHARED VOTING POWER
See Item 5
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7.
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SOLE DISPOSITIVE POWER
See Item 5
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8.
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SHARED DISPOSITIVE POWER
See Item 5
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Item 5
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
See Item 5
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12.
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TYPE OF REPORTING PERSON
OO
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CUSIP No.
90064101
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13G
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Page
3
of 6 Pages
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1.
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NAMES OF
REPORTING PERSONS
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Forbion I Management B.V.
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER
OF A GROUP
(a) ☐ (b) ☐
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF
ORGANIZATION
The Netherlands
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NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON WITH
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5.
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SOLE VOTING POWER
See Item 5
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6.
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SHARED VOTING POWER
See Item 5
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7.
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SOLE DISPOSITIVE POWER
See Item 5
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8.
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SHARED DISPOSITIVE POWER
See Item 5
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Item 5
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10.
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CHECK BOX IF THE AGGREGATE AMOUNT IN
ROW (9) EXCLUDES CERTAIN SHARES ☐
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT
IN ROW 9
See Item 5
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12.
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TYPE OF REPORTING PERSON
OO
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CUSIP No.
90064101
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13G
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Page
4
of 6 Pages
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Item 1(a).
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Name of Issuer:
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uniQure N.V.
Item 1(b).
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Address of Issuers Principal Executive Offices:
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Meibergdreef 61, 1105BA
Amsterdam, The Netherlands
Item 2(a).
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Name of Person Filing:
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This Statement is being filed by Coöperatieve AAC LS U.A.
(COOP), and Forbion 1 Management B.V. (Forbion), the director of COOP. COOP and Forbion are sometimes referred to collectively herein as the Reporting Persons.
Item 2(b).
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Address of Principal Business Office or, if None, Residence:
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The address of the
principal business and principal office of each of the Reporting Persons is c/o Coöperatieve AAC LS U.A, PO Box 5187, 1410 AD Naarden, The Netherlands.
Coöperatieve AAC LS U.A. The Netherlands
Forbion 1 Management B.V. The Netherlands
Item 2(d).
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Title of Class of Securities:
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common stock, par value $0.05 per share
N90064101
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(a)
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Amount beneficially owned:
See Item 5
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(b)
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Percent of class:
See Item 5
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The foregoing percentage is calculated based on the
24,327,944 Ordinary Shares outstanding as of December 31, 2015 as reported in the Issuers Form 20-F filed with the Securities and Exchange Commission (the Commission) on April 13, 2016.
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(c)
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Number of shares as to which such person has:
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(i)
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Sole power to vote or to direct the vote:
See Item 5
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(ii)
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Shared power to vote or to direct the vote:
See Item 5
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CUSIP No.
90064101
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13G
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Page
5
of 6 Pages
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(iii)
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Sole power to dispose or to direct the disposition of:
See Item 5
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(iv)
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Shared power to dispose or to direct the disposition of:
See Item 5
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Item 5.
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Ownership of Five Percent or Less of a Class.
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If this statement is being filed to
report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following ☒
Item 6.
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Ownership of More than Five Percent on Behalf of Another Person.
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Not applicable.
Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
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Not applicable.
Item 8.
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Identification and Classification of Members of the Group.
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The Reporting Persons are
making this single, joint filing because they may be deemed to constitute a group within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the
Exchange Act
). The Reporting Persons
disclaim membership in a group and this report shall not be deemed an admission by any of the Reporting Persons that they are or may be members of a group for purposes of Rule
13d-5
or for any
other purpose.
Item 9.
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Notice of Dissolution of Group.
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Not applicable
Not applicable
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CUSIP No.
90064101
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13G
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Page
6
of 6 Pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: February 14, 2017
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COÖPERATIEVE AAC LS U.A.
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By:
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/s/ M.A. van Osch /s/ H.A. Slootweg
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Name: M.A. van Osch H.A. Slootweg
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Title: Directors
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FORBION 1 MANAGEMENT B.V.
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By:
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/s/ M.A. van Osch /s/ H.A. Slootweg
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Name: M.A. van Osch H.A. Slootweg
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Title: Directors
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