Item 4. |
Ownership: |
Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1. |
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(a) |
Amount beneficially owned: |
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Gilde Healthcare Holding BV |
1,282,789 shares |
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Coöperatieve Gilde Healthcare II UA |
1,282,789 shares |
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Gilde Healthcare II Management BV |
1,282,789 shares |
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Marc Olivier Perret |
1,282,789 shares |
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Edwin de Graaf |
1,282,789 shares |
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Martemanshurk BV (100% owned by Pieter van der Meer) |
1,282,789 shares |
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Coöperatieve Gilde Healthcare II UA directly owns 1,272,889 ordinary shares of the Issuer and a warrant to purchase 9,900 ordinary shares of the Issuer (the Shares). The manager of Coöperatieve Gilde Healthcare II UA is Gilde Healthcare II Management BV which is owned by Gilde Healthcare Holding BV. The three managing partners of Gilde Healthcare Holding BV are Edwin de Graaf, Marc Olivier Perret and Martemanshurk BV (of which Pieter van der Meer is the owner and manager). |
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Each of Messrs. Perret, De Graaf, van der Meer and Martemanshurk BV disclaim beneficial ownership of the Shares except to the extent of his or its pecuniary interest therein. |
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(b) |
Percent of class: |
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Gilde Healthcare Holding BV |
5.3% |
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Coöperatieve Gilde Healthcare II UA |
5.3% |
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Gilde Healthcare II Management BV |
5.3% |
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Marc Olivier Perret |
5.3% |
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Edwin de Graaf |
5.3% |
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Martemanshurk BV (100% owned by Pieter van der Meer) |
5.3% |
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(c) |
Number of shares as to which the person has:
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(i) |
Sole power to vote or to direct the vote: |
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Gilde Healthcare Holding BV |
0 shares |
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Coöperatieve Gilde Healthcare II UA |
0 shares |
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Gilde Healthcare II Management BV |
0 shares |
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Marc Olivier Perret |
0 shares |
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Edwin de Graaf |
0 shares |
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Martemanshurk BV (100% owned by Pieter van der Meer) |
0 shares |
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(ii) |
Shared power to vote or to direct the vote: |
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Gilde Healthcare Holding BV |
1,282,789 shares |
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Coöperatieve Gilde Healthcare II UA |
1,282,789 shares |
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Gilde Healthcare II Management BV |
1,282,789 shares |
|
|
|
Marc Olivier Perret |
1,282,789 shares |
|
|
|
Edwin de Graaf |
1,282,789 shares |
|
|
|
Martemanshurk BV (100% owned by Pieter van der Meer) |
1,282,789 shares |
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Includes a warrant to purchase 9,900 ordinary shares of the Issuer. |
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(iii) |
Sole power to dispose or to direct the disposition of: |
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Gilde Healthcare Holding BV |
0 shares |
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Coöperatieve Gilde Healthcare II UA |
0 shares |
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Gilde Healthcare II Management BV |
0 shares |
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Marc Olivier Perret |
0 shares |
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Edwin de Graaf |
0 shares |
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Martemanshurk BV (100% owned by Pieter van der Meer) |
0 shares |
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(iv) |
Shared power to dispose or to direct the disposition of: |
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Gilde Healthcare Holding BV |
1,282,789 shares |
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Coöperatieve Gilde Healthcare II UA |
1,282,789 shares |
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Gilde Healthcare II Management BV |
1,282,789 shares |
|
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|
Marc Olivier Perret |
1,282,789 shares |
|
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|
Edwin de Graaf |
1,282,789 shares |
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Martemanshurk BV (100% owned by Pieter van der Meer) |
1,282,789 shares |
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Includes a warrant to purchase 9,900 ordinary shares of the Issuer. |
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Item 5. |
Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following o. |
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Item 6. |
Ownership of More than Five Percent on Behalf of Another Person: |
Not Applicable |
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Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
Not Applicable |
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Item 8. |
Identification and Classification of Members of the Group: |
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Item 9. |
Notice of Dissolution of Group: |
Not Applicable |
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