Form SC 13G - Statement of Beneficial Ownership by Certain Investors
September 12 2024 - 6:29AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
Schedule
13G
Under
the Securities Exchange Act of 1934
(Amendment
No. ) *
Sonim
Technologies, Inc.
(Name
of Issuer)
Common
Stock, $0.001 par value per share
(Title
of Class of Securities)
83548F
309
(CUSIP
Number)
April
29, 2024
(Date
of the Event Which Requires Filing of this Statement)
Check
the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐Rule
13d-1(b)
☒
Rule 13d-1(c)
☐Rule
13d-1(d)
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject
class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover
page.
The
information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18
of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall
be subject to all other provision of the Act (however, see the Notes).
SCHEDULE
13G |
CUSIP
No. 83548F 309 |
Page
2 of 5 Pages |
1 |
NAMES
OF REPORTING PERSONS |
|
Jiang
Liu |
2 |
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
|
(a)☐ |
(b)☐ |
3 |
SEC
USE ONLY |
|
4 |
CITIZENSHIP
OR PLACE OF ORGANIZATION |
|
People’s
Republic of China |
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5 |
SOLE
VOTING POWER |
|
497,943(1)(2) |
6 |
SHARED
VOTING POWER |
|
0 |
7 |
SOLE
DISPOSITIVE POWER |
|
497,943(1)(2) |
8 |
SHARED
DISPOSITIVE POWER |
|
0 |
9 |
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
497,943(1)(2) |
10 |
CHECK
IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
☐ |
11 |
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
9.9%(1)(2)
|
12 |
TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
IN |
| (1) | Based
on 4,836,476 shares of common stock outstanding as of August 5, 2024, as reported in the
Quarterly Report of the Issuer on Form 10-Q filed with the Securities and Exchange Commission
on August 9, 2024. |
| (2) | Consists
of 350,000 shares of common stock held directly by the Reporting Person and 147,943 shares
of common stock issuable upon exercise of warrants to purchase common stock. The Reporting
Person holds 350,000 warrants to purchase shares of common stock. However, the Reporting
Person is subject to the beneficial ownership limitation of 9.99%, which limitation restricts
the Reporting Person from exercising that portion of the warrants to purchase common stock
held by the Reporting Person that would result in the Reporting Person and its affiliates
owning, after such exercise a number of shares of common stock in excess of the applicable
beneficial ownership limitation. |
SCHEDULE
13G |
CUSIP
No. 83548F 309 |
Page
3 of 5 Pages |
Sonim
Technologies, Inc.
Item
1(b) |
Address
of Issuer’s Principal Executive Offices |
4445
Eastgate Mall, Suite 200
San
Diego, CA 92121
Item
2(a) |
Name
of Persons Filing |
Jiang
Liu
Item
2(b) |
Address
of Principal Business Office or, if none, Residence |
Attn.:
Jiang Liu
Unit
1507C, 15/F, Eastcore, 398 Kwun Tong Road,
Kwun
Tong, Kowloon, Hong Kong
People’s
Republic of China
Item
2(d) |
Title
of Class of Securities |
Common
Stock, $0.001 par value per share
83548F
309
Item
3 |
If
this statement is filed pursuant to §§240.13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
Not
applicable.
(a)
– (c) The aggregate number of securities and percentage of the class of securities of the Issuer beneficially owned by the Reporting
Person named in Item 2(a), as well as the number of securities as to which such person is deemed to have sole power to vote or to direct
the vote, shared power to vote or to direct the vote, sole power to dispose or to direct the disposition, shared power to dispose or
direct the disposition, is set forth in the following table:
SCHEDULE
13G |
CUSIP
No. 83548F 309 |
Page
4 of 5 Pages |
Reporting Person | |
No. of Securities Beneficially Owned | | |
Percent of Class, % | | |
Voting Power | | |
Dispositive Power | |
| |
| | |
| | |
Sole | | |
Shared | | |
Sole | | |
Shared | |
Jiang Liu | |
| 497,943 | (1) | |
| 9.9 | (2) | |
| 497,943 | (1) | |
| 0 | | |
| 497,943 | (1) | |
| 0 | |
(1) |
Consists
of 350,000 shares of common stock held directly by the Reporting Person and 147,943 shares of common stock issuable upon exercise
of warrants to purchase common stock. The Reporting Person holds 350,000 warrants to purchase shares of common stock. However, the
Reporting Person is subject to the beneficial ownership limitation of 9.99%, which limitation restricts the Reporting Person from
exercising that portion of the warrants to purchase common stock held by the Reporting Person that would result in the Reporting
Person and its affiliates owning, after such exercise a number of shares of common stock in excess of the applicable beneficial ownership
limitation. |
|
|
(3) |
Based
on 4,836,476 shares of common stock outstanding as of August 5, 2024, as reported in the Quarterly Report of the Issuer on Form 10-Q
filed with the Securities and Exchange Commission on August 9, 2024. |
Item
5 |
Ownership
of Five Percent or Less of a Class |
Not
applicable.
Item
6 |
Ownership
of More than Five Percent on Behalf of Another Person |
Not
applicable.
Item
7 |
Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company |
Not
applicable.
Item
8 |
Identification
and Classification of Members of the Group |
Not
applicable.
Item
9 |
Notice
of Dissolution of Group |
Not
applicable.
By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not
held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired
and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely
in connection with a nomination under §240.14a-11.
SCHEDULE
13G |
CUSIP
No. 83548F 309 |
Page
5 of 5 Pages |
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete
and correct as dated.
Dated:
September 12, 2024
|
JIANG
LIU |
|
|
|
|
By: |
/s/
Jiang Liu |
|
Name: |
Jiang
Liu |
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