Current Report Filing (8-k)
April 20 2021 - 4:01PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM
8-K
CURRENT
REPORT
PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of Report (Date of earliest event reported) April 15, 2021
PERMA-FIX
ENVIRONMENTAL SERVICES, INC.
(Exact
name of registrant as specified in its charter)
Delaware
|
|
1-11596
|
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58-1954497
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(State
or other jurisdiction
of
incorporation)
|
|
(Commission
File
Number)
|
|
(IRS
Employer
Identification
No.)
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8302
Dunwoody Place, Suite 250, Atlanta, Georgia
|
|
30350
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(Address
of principal executive offices)
|
|
(Zip
Code)
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Registrant’s
telephone number, including area code: (770) 587-9898
Not
applicable
(Former
name or former address, if changed since last report)
Check
the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant
under any of the following provisions:
[ ]
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Written
communications pursuant to Rule 425 under the Securities Act
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[ ]
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Soliciting
material pursuant to Rule 14a-12 under the Exchange Act
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[ ]
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Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act
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[ ]
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Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act
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Securities
registered pursuant to Section 12(b) of the Act:
Title
of Each Class
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Trading
Symbol
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Name
of each exchange on which registered
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Common
Stock, Par Value, .001 Per Share
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PESI
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NASDAQ
Capital Markets
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Preferred
Stock Purchase Rights
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NASDAQ
Capital Markets
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Indicate
by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 or Rule
12b-2 of the Securities Exchange Act of 1934.
Emerging
growth company [ ]
If
an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for
complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act [ ]
Item
3.03 – Material Modification to Rights of Security Holders.
On
April 15, 2021, the Board of Directors (the “Board”) of Perma-Fix Environmental Services, Inc. (the “Company”)
approved to not further extend or renew the Shareholder Rights Agreement, dated May 2, 2018, as amended, relating to the Company’s
Preferred Stock Purchase Rights covered by the Rights Agreement, between the Company and Continental Stock Transfer & Trust
Company, as Rights Agent (the “Rights Agreement”). As a result, the Rights Agreement will terminate on May 2, 2021.
Upon termination of the Rights Agreement, it will no longer effect the Company’s Common Stock, par value $.001 per share,
and we will eliminate the Certificate of Designation relating to the Company’s Series B Junior Participating Preferred Stock.
Signatures
Pursuant
to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
Dated:
April 20, 2021
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PERMA-FIX
ENVIRONMENTAL SERVICES, INC.
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|
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By:
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/s/
Ben Naccarato
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Ben
Naccarato
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Executive
Vice President and
Chief
Financial Officer
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