- Amended Statement of Ownership (SC 13G/A)
February 08 2010 - 1:59PM
Edgar (US Regulatory)
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UNITED
STATES
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SECURITIES
AND EXCHANGE COMMISSION
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Washington,
D.C. 20549
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SCHEDULE
13G
Under
the Securities Exchange Act of 1934
(Amendment No. 10*)
Nutraceutical
International Corporation
(Name of Issuer)
Common
Stock, par value $0.01 per share
(Title of Class of
Securities)
(CUSIP Number)
(Date of Event
Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Statement is filed:
o
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Rule 13d-1(b)
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o
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Rule 13d-1(c)
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x
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Rule 13d-1(d)
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*The remainder of this cover page shall be filled out for a reporting
persons initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be filed for the purpose of Section 18 of the Securities
Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
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1
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Name of Reporting Person
Frank W. Gay II
I.R.S. Identification Nos. of Above Person (Entities Only):
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2
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Check the Appropriate Box
if a Member of a Group (See Instructions)
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(a)
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o
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(b)
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o
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3
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SEC Use Only
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4
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Citizenship or Place of
Organization
United States of America
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Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With:
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5
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Sole Voting Power
875,899 (1)
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6
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Shared Voting Power
None
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7
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Sole Dispositive Power
875,899 (1)
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8
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Shared Dispositive Power
None
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9
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Aggregate Amount
Beneficially Owned by Each Reporting Person
875,899 (1)
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10
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Check Box if the Aggregate
Amount in Row (9) Excludes Certain Shares (See Instructions)
o
Not Applicable
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11
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Percent of Class
Represented by Amount in Row (9)
8.3% (2)
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12
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Type of Reporting Person
(See Instructions)
IN
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(1)
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Includes, pursuant to Rule 13d-3(d)(1)(i) of
the Act, 135,000 shares of common stock that may be purchased upon the
exercise of stock options that have vested or vest within 60 days from February 8,
2010.
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(2)
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All of the percentages
calculated in this Schedule 13G are based upon an aggregate of 10,372,261
shares of common stock outstanding as of February 8, 2010.
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2
Item 1
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(a)
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Name of Issuer:
Nutraceutical International Corporation
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Item 1
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(b)
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Address of Issuers
Principal Executive Offices:
1400 Kearns Boulevard, 2
nd
Floor
Park City, Utah 84060
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Item 2
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(a)
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Name of Person Filing:
Frank W. Gay II
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Item 2
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(b)
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Address:
1500 Kearns Boulevard, Suite B-200
Park City, Utah 84060
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Item 2
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(c)
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Citizenship:
United States of America
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Item 2
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(d)
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Title of Class of
Securities:
Common Stock, par value $.01 per share
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Item 2
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(e)
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CUSIP No.:
67060Y101
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Item 3
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If this statement is filed pursuant
to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a:
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Not Applicable
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3
Item 4
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Ownership:
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(a)
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Amount beneficially owned:
875,899
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(b)
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Percent of class:
8.3%
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(c)
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Number of shares as to
which such person has:
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(i)
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Sole power to vote or to
direct the vote:
875,899
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(ii)
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Shared power to vote or to
direct the vote:
Not Applicable
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(iii)
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Sole power to dispose of
to direct the disposition of:
875,899
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(iv)
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Shared power to dispose or
to direct the disposition of:
Not Applicable
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Item 5
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Ownership of Five Percent or Less
of a Class:
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If this statement is being filed to report the fact
that as of the date hereof each of the Reporting Persons has ceased to be the
beneficial owner of more than five percent of the class of securities, check
the following [ N/A ].
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Item 6
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Ownership of More than Five Percent
on Behalf of Another Person:
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Not Applicable
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Item 7
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Identification and Classification
of the Subsidiary Which Acquired the Security Being Reported on By the Parent
Holding Company:
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Not Applicable
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Item 8
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Identification and Classification
of Members of the Group:
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Not Applicable
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Item 9
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Notice of Dissolution of Group:
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Not Applicable
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4
Item 10
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Certification:
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Not Applicable
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Signature
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
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February 8, 2010
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Date
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/s/ Frank W. Gay II
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Signature
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Frank W. Gay II
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Name
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5
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