- Amended Statement of Ownership (SC 13G/A)
February 11 2011 - 9:34AM
Edgar (US Regulatory)
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
MOD-PAC CORP.
(Name of Issuer)
Common Stock, par value $0.01
(Title of Class of Securities)
607495108
(CUSIP Number)
December 31, 2010
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o
Rule 13d-1(b)
þ
Rule 13d-1(c)
o
Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
|
|
|
|
|
1
|
|
NAMES OF REPORTING PERSONS
John H. Lewis
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a)
o
|
|
(b)
þ
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
United States
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
0
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
81,362
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
0
|
|
|
|
|
WITH:
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
81,362
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
81,362
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
2,4%
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
IN
|
Page 2 of 8
|
|
|
|
|
|
1
|
|
NAMES OF REPORTING PERSONS
Osmium Partners, LLC
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a)
o
|
|
(b)
þ
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
Delaware
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
0
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
81,362
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
0
|
|
|
|
|
WITH:
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
81,362
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
81,362
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
2.4%
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
IA, OO
|
Page 3 of 8
|
|
|
|
|
|
1
|
|
NAMES OF REPORTING PERSONS
Osmium Capital, LP
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a)
o
|
|
(b)
þ
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
Delaware
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
0
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
19,961
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
0
|
|
|
|
|
WITH:
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
19,961
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
19,961
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
0.6%
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
PN
|
Page 4 of 8
|
|
|
|
|
|
1
|
|
NAMES OF REPORTING PERSONS
Osmium Capital II, LP
|
|
|
|
|
|
|
2
|
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a)
o
|
|
(b)
þ
|
|
|
|
3
|
|
SEC USE ONLY
|
|
|
|
|
|
|
|
4
|
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
|
Delaware
|
|
|
|
|
|
5
|
|
SOLE VOTING POWER
|
|
|
|
NUMBER OF
|
|
0
|
|
|
|
|
SHARES
|
6
|
|
SHARED VOTING POWER
|
BENEFICIALLY
|
|
|
OWNED BY
|
|
59,578
|
|
|
|
|
EACH
|
7
|
|
SOLE DISPOSITIVE POWER
|
REPORTING
|
|
|
PERSON
|
|
0
|
|
|
|
|
WITH:
|
8
|
|
SHARED DISPOSITIVE POWER
|
|
|
|
|
|
59,578
|
|
|
|
9
|
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
|
59,578
|
|
|
|
10
|
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
|
o
|
|
|
|
11
|
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
|
1.8%
|
|
|
|
12
|
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
|
PN
|
Page 5 of 8
EXPLANATORY NOTE
Item 1.
(a)
|
|
The name of the issuer is Mod-Pac Corp. (the Issuer).
|
|
(b)
|
|
The principal executive office of the Issuer is located at 1801 Elmwood Avenue, Buffalo, New York 14207.
|
Item 2.
(a)
|
|
This statement (this Statement) is being filed by John H. Lewis, the controlling member of Osmium Partners, LLC, a Delaware limited
liability company (Osmium Partners), which serves as the general partner of Osmium Capital, LP, a Delaware limited partnership (the Fund),
and Osmium Capital II, LP, a Delaware limited partnership (Fund II) (all of the foregoing, collectively, the Filers). The Fund and Fund II
are private investment vehicles formed for the purpose of investing and trading in a wide variety of securities and financial instruments.
Osmium Partners also manages accounts on a discretionary basis (the Accounts). The Fund, Fund II and the Accounts directly own the common shares reported in this Statement. Mr. Lewis and Osmium Partners may be deemed to share with the Fund, Fund II and the Accounts (and not with
any third party) voting and dispositive power with respect to such shares. Each Filer disclaims beneficial ownership with respect to any
shares other than the shares owned directly by such Filer.
|
|
(b)
|
|
The Principal Business Office of the Filers is 388 Market Street, Suite 920, San Francisco, California 94111.
|
|
(c)
|
|
For citizenship information see Item 4 of the cover sheet of each Filer.
|
|
(d)
|
|
This Statement relates to the Common Stock of the Issuer.
|
|
(e)
|
|
The CUSIP Number of the Common Stock of the Issuer is 607495108.
|
|
|
|
Item 3.
|
|
If this statement is filed pursuant to 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
|
(a)
|
|
o
|
|
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
|
|
(b)
|
|
o
|
|
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
|
|
(c)
|
|
o
|
|
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
|
(d)
|
|
o
|
|
Investment company registered under section 8 of the Investment Company Act of 1940
(15 U.S.C. 80a-8).
|
|
(e)
|
|
o
|
|
An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E);
|
|
(f)
|
|
o
|
|
An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F);
|
|
(g)
|
|
o
|
|
A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G);
|
|
(h)
|
|
o
|
|
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance
Act (12 U.S.C. 1813);
|
|
(i)
|
|
o
|
|
A church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
|
(j)
|
|
o
|
|
Group, in accordance with 240.13d-1(b)(1)(ii)(J);
|
See Items 5-9 and 11 on the cover page for each Filer, and Item 2. The percentage ownership of each
Filer is based on 3,377,580 shares of Common Stock outstanding as of October 2, 2010, as reported
on the Issuers Quarterly Report on Form 10-Q for the quarterly period ended October 2, 2010.
Page 6 of 8
|
|
|
Item 5.
|
|
Ownership of Five Percent or Less of a Class
|
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following
þ
.
|
|
|
Item 6.
|
|
Ownership of More than Five Percent on Behalf of Another Person.
|
|
|
|
Item 7.
|
|
Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding
Company.
|
|
|
|
Item 8.
|
|
Identification and Classification of Members of the Group
|
|
|
|
Item 9.
|
|
Notice of Dissolution of Group
|
|
|
|
(b)
|
|
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired
and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose
or effect.
|
Page 7 of 8
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify
that the information set forth in this statement is true, complete and correct.
Dated: February 11, 2011
John H. Lewis
Osmium Partners, LLC
Osmium Capital, LP
Osmium Capital II, LP
|
|
|
|
|
By:
|
/s/ John H. Lewis
|
|
|
John H. Lewis, for himself and as Managing Member of Osmium
Partners, LLC, for itself and as
General Partner of Osmium
Capital, LP and Osmium Capital
II, LP
|
|
|
|
Page 8 of 8
Model Performance Acquis... (NASDAQ:MPAC)
Historical Stock Chart
From Jun 2024 to Jul 2024
Model Performance Acquis... (NASDAQ:MPAC)
Historical Stock Chart
From Jul 2023 to Jul 2024