- Statement of Ownership (SC 13G)
October 27 2008 - 4:23PM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
D.C. 20549
____________
SCHEDULE
13G
Under
the
Securities Exchange Act of 1934
Interactive
Intelligence, Inc.
_______________________________________________________________
(Name
of
Issuer)
Common
Stock
_______________________________________________________________
(Title
of
Class of Securities)
45839M103
______________________________________________________________
(CUSIP
Number)
______________________________________________________________
(Date
of
Event Which Requires Filing of this Statement)
Check
the
appropriate box to designate the rule pursuant to which the Schedule is
filed:
o
Rule
13d-1(b)
x
Rule
13d-1(c)
o
Rule 13d-1(d)
|
1.
|
NAMES
OF REPORTING PERSONS
Duke
University
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
56-0532129
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
x
|
|
3.
|
SEC
USE ONLY
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
North
Carolina
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5.
|
SOLE
VOTING POWER
794,00
0
|
|
6.
|
SHARED
VOTING POWER
0
|
|
7.
|
SOLE
DISPOSITIVE POWER
794,00
0
|
|
8.
|
SHARED
DISPOSITIVE POWER
0
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
794,000
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
o
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.41
%
|
|
12.
|
TYPE
OF REPORTING PERSON
OO
|
|
1.
|
NAMES
OF REPORTING PERSONS
The
Duke Endowment
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
56-0529965
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
x
|
|
3.
|
SEC
USE ONLY
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
North
Carolina
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5.
|
SOLE
VOTING POWER
362,000
|
|
6.
|
SHARED
VOTING POWER
0
|
|
7.
|
SOLE
DISPOSITIVE POWER
362,000
|
|
8.
|
SHARED
DISPOSITIVE POWER
0
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
362,000
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
o
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.01
%
|
|
12.
|
TYPE
OF REPORTING PERSON
OO
|
|
1.
|
NAMES
OF REPORTING PERSONS
Employees’
Retirement Plan of Duke University
I.R.S.
IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
58-2255087
|
|
2.
|
CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)
o
(b)
x
|
|
3.
|
SEC
USE ONLY
|
|
4.
|
CITIZENSHIP
OR PLACE OF ORGANIZATION
North
Carolina
|
|
NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5.
|
SOLE
VOTING POWER
137,00
0
|
|
6.
|
SHARED
VOTING POWER
0
|
|
7.
|
SOLE
DISPOSITIVE POWER
137,00
0
|
|
8.
|
SHARED
DISPOSITIVE POWER
0
|
|
9.
|
AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
137,000
|
|
10.
|
CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES
o
|
|
11.
|
PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.
76%
|
|
12.
|
TYPE
OF REPORTING PERSON
EP
|
|
Item
1(a).
|
Name
of Issuer:
|
Interactive
Intelligence, Inc.
|
Item
1(b).
|
Address
of Issuer’s Principal Executive
Offices:
|
7601
Interactive Way
Indianapolis,
IN 46278
|
Item
2(b).
|
Name
of Person Filing:
|
Duke
University
Employees’
Retirement Plan of Duke University
|
Item
2(b).
|
Address
of Principal Business
Office:
|
Duke
University
c/o
DUMAC, LLC
406
Blackwell Street, Suite 300
Durham,
NC 27701
The
Duke
Endowment
c/o
DUMAC, LLC
406
Blackwell Street, Suite 300
Durham,
NC
27701
Employees’
Retirement Plan of Duke University
c/o
DUMAC, LLC
406
Blackwell Street, Suite 300
Durham,
NC
27701
Duke
University --
North
Carolina
The
Duke
Endowment -- North Carolina
Employees’
Retirement Plan of Duke University --
North
Carolina
|
Item
2(d).
|
Title
of Class of Securities
|
Common
Stock,
$0.01
par
value
45839M103
|
Item
3.
|
If
this statement is filed pursuant to rule 240.13d-1(b) or 240.13d-2(b)
or
(c), check whether the person filing is
a:
|
|
(a)
|
___
|
Broker
or dealer registered under Section 15 of the Act.
|
|
|
|
|
|
(b)
|
___
|
Bank
as defined in Section 3(a)(6) of the Act.
|
|
|
|
|
|
(c)
|
___
|
Insurance
company as defined in Section 3(a)(19) of the Act.
|
|
|
|
|
|
(d)
|
___
|
Investment
company registered under Section 8 of the Investment Company Act
of
1940.
|
|
|
|
|
|
(e)
|
___
|
An
investment adviser in accordance with
240.13d-1(b)(1)(ii)(E).
|
|
|
|
|
|
(f)
|
___
|
An
employee benefit plan or endowment fund in accordance with
240.13d-1(b)(1)(ii)(F).
|
|
|
|
|
|
(g)
|
___
|
A
parent holding company or control person in accordance with
240.13d-1(b)(1)(ii)(G).
|
|
|
|
|
|
(h)
|
___
|
A
savings association as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813).
|
|
|
|
|
|
(i)
|
___
|
A
church plan that is excluded from the definition of an investment
company
under Section 3(c)(14) of the Investment Company Act of
1940.
|
|
|
|
|
|
(j)
|
___
|
Group,
in accordance with Section
240.13d-1(b)(1)(ii)(J).
|
As
of the
date of this filing, Duke University, The Duke Endowment (a charitable trust
established in 1924 by James B. Duke) and the Employees’ Retirement Plan of Duke
University are the beneficial owners of 794,000, 362,000 and 137,000 shares,
respectively, of common stock of Interactive Intelligence, Inc. (“Interactive”).
Accordingly, Duke University, The Duke Endowment and the Employees’ Retirement
Plan of Duke University own approximately 4.41%, 2.01% and 0.76%, respectively,
of Interactive’s outstanding common shares as reported in its Quarterly Report
on Form 10-Q filed on August 8, 2008. Each of Duke University, the Duke
Endowment and the Employees’ Retirement Plan of Duke University have sole power
to vote and to dispose of the shares each holds directly.
Each
of
Duke University, The Duke Endowment and the Employees’ Retirement Plan of Duke
University receive investment management services from DUMAC, LLC (“DUMAC”).
DUMAC is a North Carolina limited liability company formed by Duke University
and The Duke Endowment to provide the members and their affiliated entities
with
investment management services on a not-for-profit basis. Duke University
owns
approximately 74% of the membership interests in DUMAC, while The Duke Endowment
owns the remainder, or approximately 26%. As a result, Duke University is
deemed
to control DUMAC.
None
of
Duke University, The Duke Endowment nor the Employees’ Retirement Plan of Duke
University individually owns more than five percent of Interactive’s outstanding
common stock; however, collectively they own approximately 7.18% of
Interactive’s common stock. This Schedule 13G has been filed for informational
purposes to reflect that DUMAC makes investment decisions for each of Duke
University, The Duke Endowment and the Employees’ Retirement Plan of Duke
University. Beneficial ownership of Interactive’s shares beneficially owned by
Duke University and the Employees’ Retirement Plan of Duke University is also
reflected in Schedule 13G, as amended, filed by Bares Capital Management,
Inc.
|
Item
5.
|
Ownership
of Five Percent or Less of
Class
|
If
this
statement is being filed to report the fact that as of the date hereof the
reporting person has ceased to be the beneficial owner of more than 5 percent
of
the class of securities, check the following
o
.
|
Item
6.
|
Ownership
of More Than 5 Percent on Behalf of Another
Person
|
Not
applicable.
|
Item
7.
|
Identification
and Classification of the Subsidiary Which Acquired the Security
Being
Reported on by the Parent Holding Company or Control
Person
|
Not
Applicable.
|
Item
8.
|
Identification
and Classification of Members of the
Group
|
Not
Applicable.
|
Item
9.
|
Notice
of Dissolution of Group
|
Not
Applicable.
By
signing below I certify that, to the best of my knowledge and belief, the
securities referred to above were acquired and are not held for the purpose
of
or with the effect of changing or influencing the control of the issuer of
the
securities and were not acquired and are not held in connection with or as
a
participant in any transaction having that purpose or effect.
SIGNATURE
After
reasonable inquiry and to the best of my knowledge and belief, I certify that
the information set forth in this statement is true, complete and
correct.
DATED:
October 27, 2008
|
|
|
|
|
|
Duke
University
|
|
|
|
|
|
By:
|
/s/
Bart
J. Brunk
|
|
|
Name:
Bart
J. Brunk
|
|
|
Title:
Controller,
DUMAC, LLC
|
|
|
|
|
|
|
The
Duke
Endowment
|
|
|
|
|
|
By:
|
/s/
Bart
J. Brunk
|
|
|
Name:
Bart
J. Brunk
|
|
|
Title:
Controller,
DUMAC, LLC
|
|
|
|
|
|
|
Employees’
Retirement Plan of Duke University
|
|
|
|
|
|
By:
|
/s/
Bart
J. Brunk
|
|
|
Name:
Bart
J. Brunk
|
|
|
Title:
Controller,
DUMAC, LLC
|
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