FORM 3
        
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response...
0.5
                      
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
                      

1. Name and Address of Reporting Person *

McCall Michael

2. Date of Event Requiring Statement (MM/DD/YYYY)
11/12/2014 

3. Issuer Name and Ticker or Trading Symbol

HANMI FINANCIAL CORP [HAFC]

(Last)        (First)        (Middle)

3660 WILSHIRE BLVD., PH-A

4. Relationship of Reporting Person(s) to Issuer (Check all applicable)

_____ Director                            _____ 10% Owner
___ X ___ Officer (give title below)          _____ Other (specify below)
Chief Financial Officer /

(Street)

LOS ANGELES, CA 90010       

(City)              (State)              (Zip)
5. If Amendment, Date Original Filed (MM/DD/YYYY)

 

6. Individual or Joint/Group Filing (Check Applicable Line)

_ X _ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person


Table I - Non-Derivative Securities Beneficially Owned
1.Title of Security
(Instr. 4)
2. Amount of Securities Beneficially Owned
(Instr. 4)
3. Ownership Form: Direct (D) or Indirect (I)
(Instr. 5)
4. Nature of Indirect Beneficial Ownership
(Instr. 5)
Common Stock Grant   (1) 12500   D    

Table II - Derivative Securities Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)
1. Title of Derivate Security
(Instr. 4)
2. Date Exercisable and Expiration Date
(MM/DD/YYYY)
3. Title and Amount of Securities Underlying Derivative Security
(Instr. 4)
4. Conversion or Exercise Price of Derivative Security 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 5)
6. Nature of Indirect Beneficial Ownership
(Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Option for Common Stock   (2) 9/18/2015   9/18/2024   Option for Common Stock   25000   $20.56   D    

Explanation of Responses:
( 1)  Common stock grant issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, September 18, 2014.
( 2)  Option for common stock issued under the 2013 Equity Compensation Plan with vesting over three years from the grant date, September 18, 2014.

Reporting Owners
Reporting Owner Name / Address
Relationships
Director 10% Owner Officer Other
McCall Michael
3660 WILSHIRE BLVD., PH-A
LOS ANGELES, CA 90010


Chief Financial Officer

Signatures
/s/ Michael McCall 11/21/2014
** Signature of Reporting Person Date


Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
Hanmi Financial (NASDAQ:HAFC)
Historical Stock Chart
From Jun 2024 to Jul 2024 Click Here for more Hanmi Financial Charts.
Hanmi Financial (NASDAQ:HAFC)
Historical Stock Chart
From Jul 2023 to Jul 2024 Click Here for more Hanmi Financial Charts.