- Current report filing (8-K)
January 20 2012 - 6:01AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
FORM 8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of
Report (Date of Earliest Event Reported)
:
January
19, 2012
HANMI FINANCIAL CORPORATION
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(Exact Name of Registrant as Specified in its Charter)
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Delaware
|
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000-30421
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95-4788120
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(State or Other Jurisdiction
of Incorporation)
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(Commission
File Number)
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(IRS Employer
Identification No.)
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3660 Wilshire Boulevard, Penthouse Suite A
Los Angeles,
California
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90010
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(Address
of Principal Executive Offices)
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(Zip
Code)
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Registrant’s
Telephone Number, Including Area Code:
(213)
382-2200
Not Applicable
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(Former Name or Former Address, if Changed Since Last Report)
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Check the
appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the Registrant under any
of the following provisions
(see General Instruction A.2. below)
:
[ ]
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
[ ]
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
[ ]
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
[ ]
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item 2.02
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Results of Operations and Financial Condition.
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This information set forth under “Item 2.02. Results of Operations and
Financial Condition,” including Exhibit 99.1 attached hereto, shall not
be deemed “filed” for purposes of Section 18 of the Securities and
Exchange Act of 1934, as amended (the “Exchange Act”) or otherwise
subject to the liabilities of that section, nor shall it be deemed
incorporated by reference in any filing under the Securities Act of
1933, as amended, or the Exchange Act, regardless of any general
incorporation language in such filing.
On January 19, 2012, Hanmi Financial Corporation (“Hanmi Financial”)
issued a press release announcing its financial results for the three
months ended December 31, 2011. A copy of the press release is attached
as Exhibit 99.1 to this Form 8-K.
Item 9.01
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Financial Statements and Exhibits.
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(d) Exhibits
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99.1
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Press release issued by Hanmi Financial dated January 19, 2012.
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Forward-Looking Statements
This form contains forward-looking statements, which are included in
accordance with the “safe harbor” provisions of the Private Securities
Litigation Reform Act of 1995. In some cases, you can identify
forward-looking statements by terminology such as “may,” “will,”
“should,” “could,” “expects,” “plans,” “intends,” “anticipates,”
“believes,” “estimates,” “predicts,” “potential,” or “continue,” or the
negative of such terms and other comparable terminology. Although Hanmi
believes that the expectations reflected in the forward-looking
statements are reasonable, it cannot guarantee future results, levels of
activity, performance or achievements. These statements involve known
and unknown risks, uncertainties and other factors that may cause
Hanmi’s actual results, levels of activity, performance or achievements
to differ from those expressed or implied by the forward-looking
statement. These factors include the following: failure to maintain
adequate levels of capital and liquidity to support Hanmi’s operations;
the effect of regulatory orders Hanmi or the Bank has entered into and
potential future supervisory action against Hanmi or the Bank; general
economic and business conditions internationally, nationally and in
those areas in which the Bank operates; volatility and deterioration in
the credit and equity markets; changes in consumer spending, borrowing
and savings habits; availability of capital from private and government
sources; demographic changes; competition for loans and deposits and
failure to attract or retain loans and deposits; fluctuations in
interest rates and a decline in the level of the Bank’s interest rate
spread; risks of natural disasters related to the Bank’s real estate
portfolio; risks associated with Small Business Administration loans;
failure to attract or retain key employees; changes in governmental
regulation, including, but not limited to, any increase in FDIC
insurance premiums; ability to receive regulatory approval for the Bank
to declare dividends to Hanmi; adequacy of the Bank’s allowance for loan
losses, credit quality and the effect of credit quality on the Bank’s
provision for credit losses and allowance for loan losses; changes in
the financial performance and/or condition of the Bank’s borrowers and
the ability of the Bank’s borrowers to perform under the terms of their
loans and other terms of credit agreements; Hanmi’s ability to
successfully integrate acquisitions it may make; Hanmi’s ability to
control expenses; and changes in securities markets. In addition, Hanmi
sets forth certain risks in its reports filed with the Securities and
Exchange Commission, including Hanmi’s Annual Report on Form 10-K for
the fiscal year ended December 31, 2010 and current and periodic reports
filed with the Securities and Exchange Commission thereafter, which
could cause actual results to differ from those projected. You should
understand that it is not possible to predict or identify all such
risks. Consequently, you should not consider such disclosures to be a
complete discussion of all potential risks or uncertainties. Hanmi
undertakes no obligation to update such forward-looking statements
except as required by law.
SIGNATURES
Pursuant to
the requirements of the Securities Exchange Act of 1934, the Registrant
has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date:
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January 19, 2012
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HANMI FINANCIAL CORPORATION
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By:
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/s/ Jay S. Yoo
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Jay S. Yoo
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President and Chief Executive Officer
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EXHIBIT
INDEX
Exhibit
No.
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Description
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|
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99.1
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Press Release, dated January 19, 2012.*
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*
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Deemed “furnished” and not “filed” for purposes of Section 18 of the
Exchange Act or otherwise subject to the liabilities of that
section, nor shall it be deemed incorporated by reference in any
filing under the Securities Act of 1933, as amended, or the Exchange
Act, regardless of any general incorporation language in such filing.
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