Form NT 10-Q - Notification of inability to timely file Form 10-Q or 10-QSB
May 15 2024 - 9:00AM
Edgar (US Regulatory)
UNITED
STATES
SECURITIES
AND EXCHANGE
COMMISSION
Washington,
D.C. 20549
FORM
12b-25 |
OMB
APPROVAL |
OMB
Number: 3235-
0058
Estimated
average
burden
hours
per response ....
2.50
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NOTIFICATION
OF LATE FILING |
SEC
FILE NUMBER
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CUSIP
NUMBER |
(Check
one): |
☐
Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR |
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For
Period Ended: March 31, 2024 |
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☐
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Transition
Report on Form 10-K |
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☐
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Transition
Report on Form 20-F |
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☐
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Transition
Report on Form 11-K |
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☐
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Transition
Report on Form 10-Q |
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For
Transition Period Ended: __________________ |
If
the notification relates to a portion of the filing checked above, identify the Item(s) to which the notification relates: |
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PART
I — REGISTRANT INFORMATION
Gaucho
Group Holdings, Inc. |
Full
Name of Registrant |
Gaucho
Group Holdings, Inc. |
Former
Name if Applicable |
112
NE 41st Street, Suite 106 |
Address
of Principal Executive Office (Street and Number) |
Miami,
FL 33137 |
City,
State and Zip Code |
PART
II — RULES 12b-25(b) AND (c)
If
the subject report could not be filed without unreasonable effort or expense and the registrant seeks relief pursuant to Rule 12b-25(b),
the following should be completed. (Check box if appropriate)
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(a) |
The
reason described in reasonable detail in Part III of this form could not be eliminated without unreasonable effort or expense |
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☒ |
(b) |
The
subject annual report, semi-annual report, transition report on Form 10-K, Form 20-F, Form 11-K, Form N-CEN or Form N-CSR, or portion
thereof, will be filed on or before the fifteenth calendar day following the prescribed due date; or the subject quarterly report
or transition report on Form 10-Q or subject distribution report on Form 10-D,or portion thereof, will be filed on or before the
fifth calendar day following the prescribed due date; and |
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(c) |
The
accountant’s statement or other exhibit required by Rule 12b-25(c) has been attached if applicable. |
PART
III — NARRATIVE
State
below in reasonable detail why Forms 10-K, 20-F, 11-K, 10-Q,10-D, N-CEN, N-CSR, or the transition report or portion thereof, could not
be filed within the prescribed time period.
Gaucho
Group Holdings, Inc. (the “Company”) has determined that it is unable to file its Quarterly Report on Form 10-Qfor the quarter
ended March 31, 2024 by May 15, 2024, the due date for such filing because the auditor’s review of the Company’s consolidated
financial statements for the quarter ended March 31, 2024 has not been finalized.
As
a result, the Company cannot, without unreasonable effort or expense, file its Form 10-Q on or prior to the original due date. The Company
anticipates that it will be able to file the Form 10-Q within the extension period provided pursuant to Rule 12b-25.
PART
IV — OTHER INFORMATION
(1) |
Name
and telephone number of person to contact in regard to this notification |
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Scott
L. Mathis |
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212 |
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739-7650 |
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(Name) |
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(Area
Code) |
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(Telephone
Number) |
(2) |
Have
all other periodic reports required under Section 13 or 15(d) of the Securities Exchange Act of 1934 or Section 30 of the Investment
Company Act of 1940 during the preceding 12 months or for such shorter period that the registrant was required to file such report(s)
been filed? If answer is no, identify report(s). |
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Yes
☒ NO ☐ |
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(3) |
Is
it anticipated that any significant change in results of operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or portion thereof? |
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Yes
☐ NO ☒ |
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If
so, attach an explanation of the anticipated change, both narratively and quantitatively, and, if appropriate, state the reasons
why a reasonable estimate of the results cannot be made. |
Gaucho
Group Holdings, Inc. |
(Name
of Registrant as Specified in Charter) |
has
caused this notification to be signed on its behalf by the undersigned hereunto duly authorized.
Date: |
May 15, 2024 |
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By: |
/s/
Scott L. Mathis |
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Scott
L. Mathis, President & CEO |
INSTRUCTION:
The form may be signed by an executive officer of the registrant or by any other duly authorized representative. The name and title of
the person signing the form shall be typed or printed beneath the signature. If the statement is signed on behalf of the registrant by
an authorized representative (other than an executive officer), evidence of the representative’s authority to sign on behalf of
the registrant shall be filed with the form.
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